Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | portfolio manager | August 16, 2018 | August 17, 2018 |
| Guggenheim Active Allocation FundGUG · Entity 5458 | portfolio manager | November 24, 2021 | November 24, 2021 |
| Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustGBAB · Entity 5709 | portfolio manager | July 31, 2019 | July 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date August 16, 2018 · Filed August 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-16 transaction · row 1
1 source rowRow 1 · 2018-08-16 · Sale · Disposed 320 · Balance 0 |
Guggenheim Active Allocation Fund
Report date November 24, 2021 · Filed November 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
Report date July 31, 2019 · Filed July 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Initial FilingSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-07-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2018 Filed Aug 17, 2018 13:48 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | SaleCommon Stock | 320 | $21.89 | $7,004.90 |
DisclosureSEC source: 0001179110-18-010652 · edgar.xml · nonDerivative · entry 1 Bloch Adam · CIK 0001604717 · portfolio manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 20:29 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 320 | $20.86 | $6,675.20 |
DisclosureSEC source: 0001179110-18-001217 · edgar.xml · nonDerivative · entry 1 Bloch Adam · CIK 0001604717 · portfolio manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.