Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date November 29, 2021 · Filed November 30, 2021
Section 16 reporting ended · disclosed 2021-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 211,144.2054 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 211,144.2054 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,244.152 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,244.152 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 283,475.6297 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 283,475.6297 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 208,797.0524 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 208,797.0524 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,599 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 18,599 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $22.97 · Expires 2023-01-30 | Direct | 41,000 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 41,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 41,200 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 41,200 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 34,930 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 34,930 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 27,774 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 27,774 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 39,812 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 39,812 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 41,896 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 41,896 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 32,508 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 32,508 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,302 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 26,302 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,727 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 22,727 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 22, 2018 22:45 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 18,660 | $39.44 | $735,918.68 |
DisclosureSEC source: 0001127602-18-007802 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 283,475.4817 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 14:53 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 7,017 | $38.89 | $272,890.43 |
DisclosureSEC source: 0001127602-18-006909 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 302,135.4817 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 49,600 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 49,600 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 30,940 | $38.12 | $1,179,432.80 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 309,152.4817 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 49,600 | $17.92 | $888,732.80 |
DisclosureSEC source: 0001127602-18-006367 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 340,092.4817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 08, 2018 Filed Feb 8, 2018 19:55 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 5,004 | $38.22 | $191,252.88 |
DisclosureSEC source: 0001127602-18-004548 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 290,492.4817 F1 · kind: Shares withheld for payment of the tax obligation upon the distribution of 12,021 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 15,518.466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003346 · form4.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,262.3779 Underlying: Common Stock · 15,518.466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:01 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 7,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003346 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,720 Underlying: Common Stock · 7,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · derivative.exercise_date: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · derivative.expiration_date: Lapse of performance contingent restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:24 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 41,896 | $0.00 Strike: $38.84 | $0.00 |
DisclosureSEC source: 0001127602-18-002592 · form4.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896 Underlying: Common Stock · 41,896 shares Expires 2028-01-24 F3 · kind: Non-Qualified Stock Options granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:24 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 9,784 | $38.84 | $380,010.56 |
DisclosureSEC source: 0001127602-18-002592 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,218 Underlying: Common Stock · 9,784 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 22,560 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,560 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 5,440 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,440 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Exercise of Incentive Stock Options (ISOs). F8 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 13,063 | $40.81 | $533,101.03 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,189.6283 F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 22,560 | $12.53 | $282,631.68 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,252.6283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,670 | $40.81 | $68,152.70 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,692.6283 F2 · kind: Shares swapped to pay for the cost of the ISOs. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 17:36 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,440 | $40.81 | $222,006.40 |
DisclosureSEC source: 0001127602-17-034205 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,362.6283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 17:45 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 33,704.0141 | $40.04 | $1,349,508.72 |
DisclosureSEC source: 0001127602-17-033341 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 33,704.0141 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities, in accordance with Spouse's June 14, 2017 10b5-1 Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:32 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 33,704.0141 | $42.45 | $1,430,735.40 |
DisclosureSEC source: 0001127602-17-030360 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33,704.0141 Underlying: Common Stock · 33,704.0141 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities, in accordance with Spouse's June 14, 2017 10b5-1 Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 21:28 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 17,090 | $40.79 | $697,109.65 |
DisclosureSEC source: 0001127602-17-027861 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,465.9714 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 12,600 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 49,600 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 49,600 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 9,683 | $40.53 | $392,451.99 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 312,526.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 12,600 | $22.97 | $289,359.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 322,209.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 35,427 | $40.53 | $1,435,856.31 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 309,609.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 49,600 | $18.85 | $934,960.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 345,036.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 23:28 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 39,241 | $39.10 | $1,534,272.09 |
DisclosureSEC source: 0001127602-17-026588 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,436.4584 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 54,400 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 54,400 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 48,200 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 48,200 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 34,476 | $40.12 | $1,383,177.12 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 334,677.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 54,400 | $12.61 | $686,120.00 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 369,153.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 28,883 | $40.12 | $1,158,785.96 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 314,753.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 16:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 48,200 | $10.02 | $482,964.00 |
DisclosureSEC source: 0001127602-17-026067 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 343,636.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 14:13 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 37,984 | $42.03 | $1,596,539.69 |
DisclosureSEC source: 0001127602-17-024438 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,436.4584 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 48,200 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 48,200 Underlying: Common Stock · 48,200 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 48,240 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 48,240 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 28,463 | $42.92 | $1,221,631.96 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 333,420.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 48,200 | $10.02 | $482,964.00 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 361,883.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 29,993 | $42.92 | $1,287,299.56 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 313,683.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 17:48 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 48,240 | $12.53 | $604,326.60 |
DisclosureSEC source: 0001127602-17-024033 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 343,676.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 13,600 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · derivative · entry 11 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 13,600 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Incentive Stock Options (ISO). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · derivative · entry 10 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Incentive Stock Options (ISO). F5 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 3,760 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · derivative · entry 9 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 3,760 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Incentive Stock Options (ISO). F5 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 13,600 | $41.47 | $564,026.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 6 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,407.4296 F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 13,600 | $12.61 | $171,530.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 309,007.4296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 3,600 | $41.48 | $149,330.16 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,407.4296 F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 3,600 | $10.02 | $36,072.00 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 299,007.4296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 3,760 | $41.48 | $155,972.70 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,407.4296 F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 3,760 | $12.53 | $47,103.40 |
DisclosureSEC source: 0001127602-17-021516 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 299,167.4296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:10 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 58.0811 | $74.94 | $4,352.60 |
DisclosureSEC source: 0001127602-17-012049 · form4.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33,540.2795 Underlying: Common Stock · 58.0811 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:10 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 128.6972 | $74.94 | $9,644.57 |
DisclosureSEC source: 0001127602-17-012049 · form4.xml · derivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,317.8532 Underlying: Common Stock · 128.6972 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.