Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date November 29, 2021 · Filed November 30, 2021
Section 16 reporting ended · disclosed 2021-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 211,144.2054 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 211,144.2054 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,244.152 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,244.152 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 283,475.6297 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 283,475.6297 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 208,797.0524 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 208,797.0524 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,599 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 18,599 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $22.97 · Expires 2023-01-30 | Direct | 41,000 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 41,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 41,200 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 41,200 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 34,930 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 34,930 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 27,774 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 27,774 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 39,812 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 39,812 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 41,896 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 41,896 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 32,508 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 32,508 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,302 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 26,302 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,727 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 22,727 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 14:10 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 10.3319 | $74.94 | $774.27 |
DisclosureSEC source: 0001127602-17-012049 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 147,704.762 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:10 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 6.3249 | $74.94 | $473.99 |
DisclosureSEC source: 0001127602-17-012049 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,443.4049 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 28,248 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 28,248 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Exercise of Stock Appreciation Rights (SARS). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (iso) (Right to Buy) · Derivative | 5,752 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 5,752 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Incentive Stock Options (ISO). F6 · derivative.exercise_date: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 18,205 | $73.74 | $1,342,436.70 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 147,694.4301 F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 28,248 | $24.66 | $696,595.68 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 165,899.4301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 5,752 | $73.89 | $424,996.30 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 137,651.4301 F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 17:17 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 5,752 | $24.66 | $141,844.32 |
DisclosureSEC source: 0001127602-17-011369 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 143,403.4301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 21:19 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 4,905 | $75.07 | $368,218.35 |
DisclosureSEC source: 0001127602-17-003887 · form4.xml · derivative · entry 6 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33,482.1984 Underlying: Common Stock · 4,905 shares Expires not disclosed F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F7 · kind: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan due to retirement as an officer of the Company. F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 21:19 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,466 | $75.07 | $110,052.62 |
DisclosureSEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 137,651.4301 F4 · kind: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 21:19 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 4,905 | $75.07 | $368,218.35 |
DisclosureSEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 139,117.4301 F3 · kind: Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 21:19 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,752 | $75.07 | $131,522.64 |
DisclosureSEC source: 0001127602-17-003887 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 134,212.4301 F1 · kind: Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:26 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 9,362.2607 | $76.26 | $713,966.00 |
DisclosureSEC source: 0001127602-17-003684 · form4.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,189.156 Underlying: Common Stock · 9,362.2607 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Lapsed performance contingent restricted stock units, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan, deferred into Ball Corporation's Deferred Compensation Company Stock Plan as stock units and may include company match. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:26 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 4,550 | $76.26 | $346,983.00 |
DisclosureSEC source: 0001127602-17-003684 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,717 Underlying: Common Stock · 4,550 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.exercise_date: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria. F2 · derivative.expiration_date: Lapse of Table II Performance Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:15 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 4,430 | $76.75 | $340,002.50 |
DisclosureSEC source: 0001127602-17-002552 · form4.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,267 Underlying: Common Stock · 4,430 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:15 UTC | BALL Corp BLL · Entity 3320 | GrantStock Appreciation Rights (sars) · Derivative | 19,906 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-002552 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,906 Underlying: Common Stock · 19,906 shares Expires 2027-01-25 F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:25 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 6,552 | $76.58 | $501,752.16 |
DisclosureSEC source: 0001127602-16-070788 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 135,964.4221 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:30 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 65.2927 | $76.30 | $4,981.83 |
DisclosureSEC source: 0001127602-16-070312 · form4.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,387.1984 Underlying: Common Stock · 65.2927 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:30 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 110.2642 | $76.30 | $8,413.16 |
DisclosureSEC source: 0001127602-16-070312 · form4.xml · derivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,826.8953 Underlying: Common Stock · 110.2642 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:30 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 20.2611 | $76.30 | $1,545.92 |
DisclosureSEC source: 0001127602-16-070312 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 142,516.4221 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 22:30 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 6.2016 | $76.30 | $473.18 |
DisclosureSEC source: 0001127602-16-070312 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,437.08 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:08 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 63.5193 | $78.30 | $4,973.56 |
DisclosureSEC source: 0001127602-16-062607 · form4.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,321.9057 Underlying: Common Stock · 63.5193 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:08 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 107.2699 | $78.30 | $8,399.23 |
DisclosureSEC source: 0001127602-16-062607 · form4.xml · derivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,716.6311 Underlying: Common Stock · 107.2699 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:08 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 19.7109 | $78.30 | $1,543.36 |
DisclosureSEC source: 0001127602-16-062607 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 142,496.1512 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:08 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 6.0331 | $78.30 | $472.39 |
DisclosureSEC source: 0001127602-16-062607 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,430.8784 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 12,848 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001127602-16-062457 · form4a.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,848 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 8,009 | $80.20 | $642,321.80 |
DisclosureSEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,424.8453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Due to an administrative error, reporting person's previously filed Form 4 showed 7,488 shares being withheld for the cost of the exercise of the SARS and the resulting tax obligation instead of 8,009 shares. Correcting entry. Read SEC document |
| August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,488 | $80.20 | $600,537.60 |
DisclosureSEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,433.8453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Due to an administrative error, reporting person's previously filed Form 4 showed 7,488 shares being withheld for the cost of the exercise of the SARS and the resulting tax obligation instead of 8,009 shares. Correcting entry. Read SEC document |
| August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment | BALL Corp BLL · Entity 3320 | Disposition to issuerCommon Stock | 7,488 | $80.20 | $600,537.60 |
DisclosureSEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,378.8453 F2 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Read SEC document |
| August 08, 2016 Filed Sep 13, 2016 19:49 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 12,848 | $24.66 | $316,831.68 |
DisclosureSEC source: 0001127602-16-062457 · form4a.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,866.8453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| July 27, 2016 Filed Nov 9, 2016 16:08 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 9,635 | $71.15 | $685,530.25 |
DisclosureSEC source: 0001127602-16-066509 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,837 Underlying: Common Stock · 9,635 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016. F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.