Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date November 29, 2021 · Filed November 30, 2021
Section 16 reporting ended · disclosed 2021-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 211,144.2054 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 211,144.2054 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 6,244.152 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,244.152 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 283,475.6297 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 283,475.6297 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 208,797.0524 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 208,797.0524 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,599 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 18,599 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $22.97 · Expires 2023-01-30 | Direct | 41,000 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 41,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 41,200 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 41,200 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 34,930 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 34,930 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 27,774 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 27,774 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 39,812 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 39,812 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 41,896 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 41,896 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 32,508 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 32,508 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 26,302 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 26,302 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 22,727 |
Reported balance
Holding disclosure · report date 2021-11-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 22,727 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2021 Filed Aug 11, 2021 21:54 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 17,773 | $88.95 | $1,580,830.15 |
DisclosureSEC source: 0000009389-21-000127 · edgar.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,085.8246 F4 · price: This transaction was executed in multiple trades at prices ranging from $88.6600 to $89.2750. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 40,400 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0000009389-21-000127 · edgar.xml · derivative · entry 6 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,400 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 22,627 | $87.35 | $1,976,468.45 |
DisclosureSEC source: 0000009389-21-000127 · edgar.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,858.8246 F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 40,400 | $18.85 | $761,540.00 |
DisclosureSEC source: 0000009389-21-000127 · edgar.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,485.8246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:56 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 1,287.83 | $90.37 | $116,381.20 |
DisclosureSEC source: 0000009389-21-000057 · edgar.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,602.1723 Underlying: Common Stock · 1,287.83 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:59 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 9,784 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000034 · edgar.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,599 Underlying: Common Stock · 9,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:59 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,954 | $88.02 | $260,011.08 |
DisclosureSEC source: 0000009389-21-000034 · edgar.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,988.5888 F4 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 00:59 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 10,029 | $88.02 | $882,752.58 |
DisclosureSEC source: 0000009389-21-000034 · edgar.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,942.5888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. F2 · balance_after: Due to an administrative error, the Form 4 filed on November 12, 2020 understated the number of shares beneficially owned after the transaction by 20 shares. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:49 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 22,727 | $0.00 Strike: $85.33 | $0.00 |
DisclosureSEC source: 0000009389-21-000026 · edgar.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,727 Underlying: Common Stock · 22,727 shares Expires 2031-01-27 F4 · kind: Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:49 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,274 | $85.33 | $450,030.42 |
DisclosureSEC source: 0000009389-21-000026 · edgar.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · EVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,383 Underlying: Common Stock · 5,274 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:19 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 27,400 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0000009389-20-000033 · edgar.xml · derivative · entry 5 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,400 shares Expires 2021-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:19 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 14,947 | $94.98 | $1,419,666.06 |
DisclosureSEC source: 0000009389-20-000033 · edgar.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,881.2982 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:19 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 27,400 | $17.92 | $490,953.20 |
DisclosureSEC source: 0000009389-20-000033 · edgar.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,828.2982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 20:42 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 8,587.5715 | $84.43 | $725,048.66 |
DisclosureSEC source: 0001562180-20-006016 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,978.6535 Underlying: Common Stock · 8,587.5715 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006037 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,109 Underlying: Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 8,587.5715 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006037 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,978.6535 Underlying: Common Stock · 8,587.5715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 9 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,109 Underlying: Common Stock · 2,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F9 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. F9 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,412 Underlying: Common Stock · 6,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 25,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,969 Underlying: Common Stock · 25,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F7 · derivative.exercise_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. F7 · derivative.expiration_date: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 5,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · derivative · entry 6 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,213 Underlying: Common Stock · 5,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · derivative.exercise_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. F6 · derivative.expiration_date: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 2,876 | $72.18 | $207,589.68 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,379.1702 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 6,557 | $72.18 | $473,284.26 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,255.1702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 9,040 | $72.18 | $652,507.20 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,698.1702 F2 · shares: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 02:51 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 25,244 | $72.18 | $1,822,111.92 |
DisclosureSEC source: 0001562180-20-000888 · primarydocument.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,738.1702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 26,302 | $0.00 Strike: $72.59 | $0.00 |
DisclosureSEC source: 0001562180-20-000715 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,302 Underlying: Common Stock · 26,302 shares Expires 2030-01-29 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 29, 2020 Filed Feb 1, 2020 00:14 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 5,566 | $72.59 | $404,035.94 |
DisclosureSEC source: 0001562180-20-000715 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,239 Underlying: Common Stock · 5,566 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 01:46 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004852 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,673 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Lapse of restricted stock units. F2 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2019 Filed Sep 18, 2019 14:16 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004859 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,614.7549 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,200 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,200 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 28,000 | $0.00 Strike: $12.61 | $0.00 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,761 | $65.90 | $116,049.90 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,444.6325 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 9,200 | $12.61 | $116,035.00 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,205.6325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of Incentive Stock Options (ISOs). Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 14,731 | $65.90 | $970,772.90 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,005.6325 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 28,000 | $12.61 | $353,150.00 |
DisclosureSEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,736.6325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 7,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000694 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,673 Underlying: Common Stock · 7,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 20:15 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 15,994.5555 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000694 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,851.8855 Underlying: Common Stock · 15,994.5555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 20:57 UTC | BALL Corp BLL · Entity 3320 | GrantStock Option (Right to Buy) · Derivative | 32,508 | $0.00 Strike: $50.78 | $0.00 |
DisclosureSEC source: 0001562180-19-000510 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,508 Underlying: Common Stock · 32,508 shares Expires 2029-01-23 F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 20:57 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 7,759 | $50.78 | $394,002.02 |
DisclosureSEC source: 0001562180-19-000510 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,479 Underlying: Common Stock · 7,759 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:57 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 369.7486 | $46.65 | $17,248.77 |
DisclosureSEC source: 0001562180-18-005037 · primarydocument.xml · derivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,857.33 Underlying: Common Stock · 369.7486 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:57 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 15.8926 | $46.65 | $741.39 |
DisclosureSEC source: 0001562180-18-005037 · primarydocument.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,723.7113 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 47,600 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,600 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Option (Right to buy) · Derivative | 8,400 | $0.00 Strike: $10.02 | $0.00 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Exercise of Incentive Stock Options (ISOs). F7 · derivative.exercise_date: Shares vest in four equal installments annually upon the first anniversary of the date of the grant of the Incentive Stock Option (ISO). Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 25,827 | $48.72 | $1,258,291.44 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,707.8187 F4 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 47,600 | $10.02 | $476,952.00 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,534.8187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 1,728 | $48.72 | $84,188.16 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,934.8187 F2 · kind: Shares swapped to pay for the cost of the ISOs. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 13:45 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 8,400 | $10.02 | $84,168.00 |
DisclosureSEC source: 0001562180-18-004480 · primarydocument.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,662.8187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Incentive Stock Options (ISOs). Read SEC document |
| September 18, 2018 Filed Oct 4, 2018 21:09 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 369.8081 | $44.92 | $16,611.78 |
DisclosureSEC source: 0001562180-18-004178 · primarydocument.xml · derivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,487.5815 Underlying: Common Stock · 369.8081 shares Expires not disclosed F3 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F4 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 18, 2018 Filed Oct 4, 2018 21:09 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 16.4679 | $44.92 | $739.74 |
DisclosureSEC source: 0001562180-18-004178 · primarydocument.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,262.8187 F1 · kind: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003970 · primarydocument.xml · derivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,720 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F4 · derivative.exercise_date: Lapse of restricted stock units. F4 · derivative.expiration_date: Lapse of restricted stock units. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:26 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003970 · primarydocument.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,117.7734 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.