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person · Reporting owner

GEISLER JAMES E

Disclosed activity across 4 companies

Tapewire entity
13279
SEC CIK
0001279292

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEXTIER OILFIELD SOLUTIONS INC.[FRAC] · Entity 109993DirectorJanuary 20, 2017January 20, 2017
RTX CorpUTX · Entity 2823VP, Corp. Strategy & PlanningJune 17, 2009June 19, 2009

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEXTIER OILFIELD SOLUTIONS INC.

Report date January 20, 2017 · Filed January 20, 2017

This filing explicitly reported no securities owned.

RTX Corp

Report date June 17, 2009 · Filed June 19, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,090 Ending reported balance After 2009-06-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2009-06-17 · Exercise / conversion · Acquired 16,400 · Balance 35,358

Row 2 · 2009-06-17 · Sale · Disposed 12,268 · Balance 23,090

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.25 · Expires 2010-01-02Direct0 Reported balance After 2009-06-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2009-06-17 · Exercise / conversion · Disposed 16,400 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan Trustee3,417.7 Reported balance Holding disclosure · report date 2009-06-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,417.7

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KORE Group Holdings, Inc.

Report date July 21, 2026 · Filed July 23, 2026

Section 16 reporting ended · disclosed 2026-07-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-21 transaction · row 1
1 source row

Row 1 · 2026-07-21 · Disposition to issuer · Disposed 139,705 · Balance 0

F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.

Your Community Bankshares, Inc.

Report date September 09, 2016 · Filed September 13, 2016 · Amendment

Section 16 reporting ended · disclosed 2016-09-13. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2016-09-09 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2016-09-09 · Exercise / conversion · Acquired 1,750 · Balance 12,000

Row 2 · 2016-09-09 · Disposition to issuer · Disposed 12,000 · Balance 0

F1: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share.

RSUsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2016-09-09 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2016-09-09 · Exercise / conversion · Disposed 1,750 · Balance 0

F2: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.

F3: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share.

F2: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.

F3: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2026 Filed Jul 23, 2026 20:54 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Disposition to issuerCommon Stock 139,705 $9.25 $1,292,271.25
Disclosure

SEC source: 0001628280-26-049438 · wk-form4_1784840038.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.

F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 26, 2026, by and among the Issuer, KONA Parent, L.P. and KONA Merger Sub Co., each share of the Issuer's common stock held by the Reporting Person were converted into the right to receive an amount in cash equal to $9.25 per share.

Read SEC document
June 10, 2026 Filed Jul 17, 2026 21:23 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionRestricted Stock Units · Derivative 58,139 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-048708 · wk-form4_1784323434.xml · derivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2026.

F2 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2026.

F2 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock.

Read SEC document
June 10, 2026 Filed Jul 17, 2026 21:23 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionCommon Stock 58,139 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-048708 · wk-form4_1784323434.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon vesting of restricted stock units ("RSUs").

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:59 UTC KORE Group Holdings, Inc. KORE · Entity 28998 GrantRestricted Stock Units · Derivative 58,139 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · derivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,139

Underlying: Common Stock · 58,139 shares

Expires not disclosed

F4 · security: Each RSU represents a right to receive one share of the issuer's common stock.

F6 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service.

F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock.

F6 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2026 annual meeting and (ii) June 10, 2026, in each case assuming continued director service.

F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:59 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionRestricted Stock Units · Derivative 44,776 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · derivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each RSU represents a right to receive one share of the issuer's common stock.

F5 · derivative.exercise_price: The reported RSUs vested in full on June 10, 2025.

F3 · shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F4 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The reported RSUs vested in full on June 10, 2025.

F4 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.underlying_shares: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F3 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 10, 2025 Filed Jun 12, 2025 20:59 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionCommon Stock 44,776 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031077 · wk-form4_1749761968.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025.

F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 10, 2025.

F2 · balance_after: Includes shares issued upon vesting of RSUs on February 16, 2025.

F3 · balance_after: Effective on July 1, 2024, the Issuer effected a 1 to 5 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:03 UTC KORE Group Holdings, Inc. KORE · Entity 28998 GrantRestricted Stock Units · Derivative 223,880 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · derivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,880

Underlying: Common Stock · 223,880 shares

Expires not disclosed

F3 · security: Each RSU represents a right to receive one share of the issuer's common stock.

F4 · derivative.exercise_price: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The reported RSUs will vest on the earlier of (i) the date of the issuer's 2025 annual meeting and (ii) June 12, 2025, in each case assuming continued director service.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:03 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionRestricted Stock Units · Derivative 115,384 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · derivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: Each RSU represents a right to receive one share of the issuer's common stock.

F3 · derivative.expiration_date: Each RSU represents a right to receive one share of the issuer's common stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:03 UTC KORE Group Holdings, Inc. KORE · Entity 28998 Exercise / conversionCommon Stock 115,384 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-028283 · wk-form4_1718395423.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares issued upon vesting of restricted stock units ("RSUs") on June 12, 2024.

F2 · balance_after: Includes shares issued upon vesting of RSUs on February 16, 2024.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:50 UTC KORE Group Holdings, Inc. KORE · Entity 28998 GrantRestricted Stock Units · Derivative 115,384 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-022724 · wf-form4_168729421907072.xml · derivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,384

Underlying: Common Stock · 115,384 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service.

F3 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2024 annual meeting or (ii) June 15, 2024, in each case assuming continued director service.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:27 UTC KORE Group Holdings, Inc. KORE · Entity 28998 GrantRestricted Stock Units · Derivative 41,436 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023086 · doc4.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,436

Underlying: Common Stock · 41,436 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

F2 · derivative.exercise_price: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service.

F2 · derivative.exercise_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service.

F2 · derivative.expiration_date: The reported RSUs will vest on the earlier of: (i) the date of KORE's 2023 annual meeting or (ii) June 15, 2023, in each case assuming continued director service.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 20:39 UTC KORE Group Holdings, Inc. KORE · Entity 28998 GrantRestricted Stock Units · Derivative 27,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-014585 · doc4.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,124

Underlying: Common Stock · 27,124 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

F2 · derivative.exercise_price: The reported RSUs will vest in four 25% installments on each of the first four anniversaries of February 16, 2022.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's common stock.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment Your Community Bankshares, Inc. YCB · Entity 182264 Exercise / conversionRSUs · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0000933590-16-000142 · edgar.xml · derivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.

F2 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment Your Community Bankshares, Inc. YCB · Entity 182264 Disposition to issuerCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000933590-16-000142 · edgar.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 16:32 UTC Amendment Your Community Bankshares, Inc. YCB · Entity 182264 Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000933590-16-000142 · edgar.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:14 UTC Your Community Bankshares, Inc. YCB · Entity 182264 Exercise / conversionRSUs · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0000933590-16-000136 · edgar.xml · derivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 0 shares

Expires 2016-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Your Community Bankshares, Inc. common stock.

F3 · derivative.expiration_date: The restricted stock units vested in full upon completion of the merger of YCB into Wesbanco.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:14 UTC Your Community Bankshares, Inc. YCB · Entity 182264 Disposition to issuerCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000933590-16-000136 · edgar.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposition pursuant to merger agreement between Your Community Bankshares, Inc. ("YCB") and Wesbanco, Inc. ("WSBC"). In the merger, YCB shareholders received 0.964 WSBC common shares and $7.70 in cash for each outstanding YCB share.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:14 UTC Your Community Bankshares, Inc. YCB · Entity 182264 Exercise / conversionCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000933590-16-000136 · edgar.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2009 Filed Jun 19, 2009 21:15 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,400 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001225208-09-014367 · doc4.xml · derivative · entry 4

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,400 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2009 Filed Jun 19, 2009 21:15 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 12,268 $55.00 $674,740.00
Disclosure

SEC source: 0001225208-09-014367 · doc4.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,090

Read SEC document
June 17, 2009 Filed Jun 19, 2009 21:15 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 16,400 $31.25 $512,500.00
Disclosure

SEC source: 0001225208-09-014367 · doc4.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 9,855 $49.62 $489,005.10
Disclosure

SEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,958

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC RTX Corp UTX · Entity 2823 GrantCommon Stock 28,171 $49.62 $1,397,845.02
Disclosure

SEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,813

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 02, 2009 Filed Jan 6, 2009 22:13 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 83,500 $0.00 Strike: $54.95 $0.00
Disclosure

SEC source: 0001225208-09-000823 · doc4.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

Underlying: Common Stock · 83,500 shares

Expires 2019-01-01

F1 · balance_after: The reporting person was also awarded 19,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,358 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 8

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,358 shares

Expires 2009-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 642 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 7

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

Underlying: Common Stock · 642 shares

Expires 2009-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 758 $51.62 $39,130.99
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 5

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

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December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 500 $51.64 $25,821.00
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 4

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 100 $51.63 $5,163.40
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 3

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Read SEC document
December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 642 $27.00 $17,334.00
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2008 Filed Dec 17, 2008 22:12 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 1,358 $27.00 $36,666.00
Disclosure

SEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2008 Filed Apr 11, 2008 20:59 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 90,000 $0.00 Strike: $70.81 $0.00
Disclosure

SEC source: 0001225208-08-006552 · doc4.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2018-04-08

F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012.

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January 02, 2008 Filed Jan 4, 2008 21:42 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 54,500 $0.00 Strike: $75.21 $0.00
Disclosure

SEC source: 0001225208-08-000664 · doc4.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2018-01-01

F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

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December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,000 $0.00 Strike: $38.50 $0.00
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · derivative · entry 7

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 21,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 6,000 $75.05 $450,321.60
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 5

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 5,000 $75.08 $375,400.00
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 4

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 5,000 $75.19 $375,944.00
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 5,000 $75.20 $376,006.00
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
December 17, 2007 Filed Dec 18, 2007 21:56 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 21,000 $38.50 $808,500.00
Disclosure

SEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:55 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 55,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000023 · gei582.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 55,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 15,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · derivative · entry 8

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 12,000 shares

Expires 2009-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $65.18 $130,366.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 6

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $65.18 $130,355.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 5

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 4,000 $65.20 $260,800.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 4

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $65.15 $130,290.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,000 $65.22 $130,440.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
October 25, 2006 Filed Oct 26, 2006 20:32 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 12,000 $27.00 $324,000.00
Disclosure

SEC source: 0000101829-06-000134 · gei567.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2006 Filed Mar 10, 2006 21:23 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 50,000 $0.00 Strike: $57.84 $0.00
Disclosure

SEC source: 0000101829-06-000059 · gei524.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2016-03-07

Read SEC document
January 03, 2006 Filed Jan 5, 2006 21:18 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 46,500 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0000101829-06-000023 · gei509.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 46,500 shares

Expires 2016-01-02

F1 · balance_after: The reporting person was also awarded 14,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
December 15, 2005 Filed Dec 19, 2005 22:11 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.28 $0.00
Disclosure

SEC source: 0000101829-05-000198 · gei489.xml · derivative · entry 6

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.