Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director · Chief Executive Officer | December 07, 2021 | December 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date December 07, 2021 · Filed December 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 288,187 |
Reported balance
After 2021-12-07 transaction · row 1
1 source rowRow 1 · 2021-12-07 · Sale · Disposed 3,491 · Balance 288,187 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMAN INTERNATIONAL INDUSTRIES INC /DE/
Report date July 01, 2016 · Filed March 15, 2017
Section 16 reporting ended · disclosed 2017-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-10 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2016-07-01 · Exercise / conversion · Acquired 4,034 · Balance 4,683 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 2 · 2017-03-10 · Exercise / conversion · Acquired 4,723 · Balance 9,406 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 3 · 2017-03-10 · Exercise / conversion · Acquired 2,739 · Balance 12,145 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 4 · 2017-03-10 · Grant · Acquired 9,836 · Balance 21,981 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 5 · 2017-03-10 · Grant · Acquired 9,423 · Balance 31,404 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Row 6 · 2017-03-10 · Exercise / conversion · Acquired 8,066 · Balance 39,470 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 7 · 2017-03-10 · Tax withholding · Disposed 18,226 · Balance 21,244 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Row 8 · 2017-03-10 · Disposition to issuer · Disposed 21,244 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 8,066 |
Reported balance
After 2016-07-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-07-01 · Exercise / conversion · Disposed 4,034 · Balance 8,066 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-10 · Exercise / conversion · Disposed 4,723 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-03-10 · Exercise / conversion · Disposed 2,739 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-10 · Exercise / conversion · Disposed 8,066 · Balance 0 F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks, shares of restricted stock units ("RSUs") and stock options were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").
F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.
F3: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.
F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 12,500 | $81.06 | $1,013,250.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,554 F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $81.00 to $81.16 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 25,000 | $77.59 | $1,939,750.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,054 F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $77.50 to $77.905 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 19:31 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 25,000 | $75.18 | $1,879,500.00 |
DisclosureSEC source: 0001667731-20-000441 · dhawan11192020.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,054 F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $75.00 to $75.39 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 18:37 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 47,348 | $0.01 | $473.48 |
DisclosureSEC source: 0001667731-20-000403 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,647 F2 · shares: Shares are subject to a Restricted Stock Unit Agreement. Shares vest one-third on each of October 1, 2021, 2022, and 2023. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 18:37 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 14,734 | $0.01 | $147.34 |
DisclosureSEC source: 0001667731-20-000403 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,299 F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 20, 2020, issued pursuant to the Company's FY2020 Short-Term Incentive Program. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 18:37 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 53,287 | $59.00 | $3,143,933.00 |
DisclosureSEC source: 0001667731-20-000403 · ownership.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,054 F4 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award for the performance-based shares. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 18:37 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 136,694 | $0.01 | $1,366.94 |
DisclosureSEC source: 0001667731-20-000403 · ownership.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,341 F3 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 16:51 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,088 | $60.18 | $185,835.84 |
DisclosureSEC source: 0001667731-20-000391 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,565 F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $59.99 to $60.35 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 F4 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 16:51 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 4,976 | $59.33 | $295,226.08 |
DisclosureSEC source: 0001667731-20-000391 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,653 F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $58.97 to $59.95 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. F3 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 F4 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 16:40 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 43,169 | $49.74 | $2,147,226.06 |
DisclosureSEC source: 0001667731-20-000353 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,629 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 18:19 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,683 | $59.00 | $217,297.00 |
DisclosureSEC source: 0001667731-20-000329 · ownership.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,798 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 18:19 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,000 | $61.35 | $306,750.00 |
DisclosureSEC source: 0001667731-20-000329 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,481 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 16, 2020 Filed Sep 16, 2020 18:19 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 5,000 | $62.25 | $311,250.00 |
DisclosureSEC source: 0001667731-20-000329 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,481 F1 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 200 | $56.34 | $11,268.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 30 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,474 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 700 | $56.36 | $39,452.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 29 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,674 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 600 | $56.38 | $33,828.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 28 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,374 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 98 | $56.39 | $5,526.22 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 27 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,974 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 400 | $56.41 | $22,564.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 26 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,072 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 800 | $56.42 | $45,136.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 25 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,472 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 1,586 | $56.46 | $89,545.56 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 24 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,272 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 28 | $56.48 | $1,581.44 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 23 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,858 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 200 | $56.49 | $11,298.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 22 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,886 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 3,611 | $56.50 | $204,021.50 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 21 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,086 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 902 | $56.51 | $50,972.02 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 20 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,697 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 400 | $56.52 | $22,608.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 19 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,599 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 310 | $56.53 | $17,524.30 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 18 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,999 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 582 | $56.54 | $32,906.28 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 17 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,309 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 6,644 | $54.00 | $358,776.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 16 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,891 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 813 | $54.01 | $43,910.13 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 15 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,535 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 202 | $54.01 | $10,910.02 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 14 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,348 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 904 | $54.02 | $48,834.08 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 13 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,550 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 25 | $54.02 | $1,350.50 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 12 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,454 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 703 | $54.03 | $37,983.09 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 11 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,479 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $54.03 | $5,403.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 10 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,182 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 122 | $54.04 | $6,592.88 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 9 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,282 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $54.15 | $5,415.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 8 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,404 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 400 | $54.16 | $21,664.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 7 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,504 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $54.20 | $5,420.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 6 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,904 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 141 | $54.23 | $7,646.43 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 5 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,004 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $54.24 | $5,424.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 4 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,145 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 32 | $54.24 | $1,735.68 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 3 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,245 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 650 | $54.28 | $35,282.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,277 F2 · shares: These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 18:18 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 250 | $20.66 | $5,165.00 |
DisclosureSEC source: 0001667731-20-000328 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,927 F1 · shares: Shares purchased pusuant to the Cerence Inc Employee Stock Purchase Plan ("ESPP") on 8/14/2020 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 09:53 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 18,849 | $41.76 | $787,134.24 |
DisclosureSEC source: 0001667731-20-000275 · form4dhawan07012020.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,677 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 17:49 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 13,792 | $18.58 | $256,255.36 |
DisclosureSEC source: 0001667731-20-000190 · ownership.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,526 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award Read SEC document |
| January 22, 2020 Filed Jan 22, 2020 15:25 UTC Amendment | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 500 | $22.63 | $11,315.00 |
DisclosureSEC source: 0000899243-20-001609 · doc4a.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,318 F1 · kind: The original Form 4 filed on January 3, 2020 is being amended to by this Form 4/A solely to correct an administrative error reporting 520,818 shares instead of 520,318. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 17:27 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 14,142 | $22.63 | $320,033.46 |
DisclosureSEC source: 0000899243-20-000308 · doc4.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,818 F1 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 19:00 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 319,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027549 · doc4.xml · nonDerivative · entry 2 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,460 F2 · kind: This award represents a one-time award of restricted stock units. The award vests as follows: Quarterly calendar vesting in equal parts starting 1/1/2020 with the last vesting occurring on 10/1/2021. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 19:00 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 215,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027549 · doc4.xml · nonDerivative · entry 1 Dhawan Sanjay · CIK 0001639051 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,379 F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 06:00 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 8,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001386 · form.xml · derivative · entry 12 Dhawan Sanjay · CIK 0001639051 · EVP, Pres. Connected Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F2 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.