Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elastic N.V.ESTC · Entity 1064 | SVP and General Counsel | December 09, 2021 | December 10, 2021 |
| FULL HOUSE RESORTS INCFLL · Entity 6970 | Director | May 23, 2018 | May 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elastic N.V.
Report date December 09, 2021 · Filed December 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 47,649 |
Reported balance
After 2021-12-09 transaction · row 1
1 source rowRow 1 · 2021-12-09 · Sale · Disposed 201 · Balance 47,649 F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
FULL HOUSE RESORTS INC
Report date May 23, 2018 · Filed May 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,484 |
Reported balance
After 2018-05-23 transaction · row 1
1 source rowRow 1 · 2018-05-23 · Grant · Acquired 3,582 · Balance 59,484 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.35 · Expires 2028-05-23 | Direct | 6,000 |
Reported balance
After 2018-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-23 · Grant · Acquired 6,000 · Balance 6,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2019 Filed Apr 23, 2019 19:27 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.48 | $0.00 |
DisclosureSEC source: 0000899243-19-011002 · doc4.xml · derivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,680 Underlying: Ordinary Shares · 20,000 shares Expires 2025-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 1, 2016 and 1/48 vest monthly thereafter. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 19:27 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 8,991 | $83.86 | $754,014.93 |
DisclosureSEC source: 0000899243-19-011002 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.12 to $84.00, inclusive. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 19:27 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 11,009 | $82.81 | $911,709.23 |
DisclosureSEC source: 0000899243-19-011002 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,311 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.12 to $83.11,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 19:27 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 20,000 | $4.48 | $89,600.00 |
DisclosureSEC source: 0000899243-19-011002 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.48 | $0.00 |
DisclosureSEC source: 0000899243-19-008912 · doc4.xml · derivative · entry 5 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,680 Underlying: Ordinary Shares · 20,000 shares Expires 2025-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fourth of the ordinary shares subject to the option vested on July 1, 2016 and 1/48 vest monthly thereafter. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 3,244 | $89.35 | $289,841.99 |
DisclosureSEC source: 0000899243-19-008912 · doc4.xml · nonDerivative · entry 4 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $89.16 to $89.62, inclusive. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 11,367 | $88.55 | $1,006,573.99 |
DisclosureSEC source: 0000899243-19-008912 · doc4.xml · nonDerivative · entry 3 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $88.16 to $89.15, inclusive. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 5,389 | $87.50 | $471,561.21 |
DisclosureSEC source: 0000899243-19-008912 · doc4.xml · nonDerivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,931 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 31, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.15 to $88.12,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:37 UTC | Elastic N.V. ESTC · Entity 1064 | Exercise / conversionOrdinary Shares | 20,000 | $4.48 | $89,600.00 |
DisclosureSEC source: 0000899243-19-008912 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $3.35 | $0.00 |
DisclosureSEC source: 0001209191-18-033459 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2028-05-23 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 3,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033459 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,484 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:13 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantStock Option (right to buy) · Derivative | 8,570 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035099 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,570 Underlying: Common Stock · 8,570 shares Expires 2027-05-22 Read SEC document |
| May 22, 2017 Filed May 24, 2017 22:13 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035099 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,902 Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 20:57 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionStock Option (right to buy) · Derivative | 8,776 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001209191-16-150126 · doc4.xml · derivative · entry 2 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,776 shares Expires 2016-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 20:57 UTC | FULL HOUSE RESORTS INC FLL · Entity 6970 | Exercise / conversionCommon Stock | 8,776 | $1.30 | $11,408.80 |
DisclosureSEC source: 0001209191-16-150126 · doc4.xml · nonDerivative · entry 1 Garrett W.H. Baird · CIK 0001627358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.