Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 10, 2021 | December 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,123.8046 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Exercise / conversion · Acquired 183 · Balance 5,123.8046 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 367 |
Reported balance
After 2021-12-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-10 · Exercise / conversion · Disposed 183 · Balance 367 F2: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy savings plan | 3,398.05 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,398.05 F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F2: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,000 | $186.50 | $932,500.50 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909.8046 F2 · ownership.direct: Includes 1,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,000 | $46.16 | $230,800.00 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,909.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 5,800 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003306 · form.xml · derivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 5,800 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003306 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909.8046 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 1,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 904 | $190.77 | $172,455.36 |
DisclosureSEC source: 0001246360-17-003188 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,559.8046 F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.7410 to $190.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/30/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F8 · ownership.direct: Includes 720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003188 · form.xml · derivative · entry 5 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,665 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003188 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,463.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002880 · form.xml · derivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665 Underlying: Common Stock · 1,665 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-17-002511 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,000 | $165.36 | $496,092.00 |
DisclosureSEC source: 0001246360-17-002511 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,798.8046 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.3580 to $165.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 15:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,000 | $29.37 | $88,110.00 |
DisclosureSEC source: 0001246360-17-002511 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,798.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $29.37 | $0.00 |
DisclosureSEC source: 0001246360-17-001999 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,000 | $159.04 | $477,113.10 |
DisclosureSEC source: 0001246360-17-001999 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,798.8046 F2 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,000 | $29.37 | $88,110.00 |
DisclosureSEC source: 0001246360-17-001999 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,798.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 00:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 5,300 | $0.00 Strike: $154.45 | $0.00 |
DisclosureSEC source: 0001246360-17-001399 · form.xml · derivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2027-03-13 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 00:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001399 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,798.8046 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 970 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.