Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXTERA SURGICAL INCDXTR · Entity 174504 | VP,Worldwide Sales & Marketing | February 15, 2017 | February 17, 2017 |
| Modular Medical, Inc.MODD · Entity 7488 | Director | December 31, 2021 | January 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXTERA SURGICAL INC
Report date February 15, 2017 · Filed February 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-15 transaction · row 1
1 source rowRow 1 · 2017-02-15 · Grant · Acquired 20,000 · Balance 0 F1: Represents shares underlying Restricted Stock Units under the Cardica 2016 Equity Incentive Plan. The award vests 100% on 2/15/18. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying Restricted Stock Units under the Cardica 2016 Equity Incentive Plan. The award vests 100% on 2/15/18.
Modular Medical, Inc.
Report date December 31, 2021 · Filed January 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $7.51 · Expires 2031-12-31 | Direct | 9,987 |
Reported balance
After 2021-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-31 · Grant · Acquired 9,987 · Balance 9,987 F1: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date. F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 88,308 shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date.
F2: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 88,308 shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 3, 2022 11:02 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 9,987 | $7.51 Strike: $7.51 | $75,002.37 |
DisclosureSEC source: 0001019056-22-000004 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,987 Underlying: Common Stock · 9,987 shares Expires 2031-12-31 F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 88,308 shares of the Issuer. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 17:27 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 25,168 | $2.98 Strike: $2.98 | $75,000.64 |
DisclosureSEC source: 0001019056-21-000517 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,168 Underlying: Common Stock · 25,168 shares Expires 2031-09-30 F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 234,942 shares of the Issuer. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:39 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 12,712 | $5.90 Strike: $5.90 | $75,000.80 |
DisclosureSEC source: 0001019056-21-000404 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,712 Underlying: Common Stock · 12,712 shares Expires 2031-06-30 F1 · security: The option was granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the option was fully vested and exercisable on the grant date. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 204,076 shares of the Issuer. Read SEC document |
| March 02, 2020 Filed Apr 14, 2020 10:00 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 1,102 | $2.25 Strike: $2.25 | $2,479.50 |
DisclosureSEC source: 0001019056-20-000278 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,062 Underlying: Common Stock · 1,102 shares Expires 2030-03-02 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 197,062 shares of the Issuer. Read SEC document |
| February 01, 2020 Filed Feb 18, 2020 19:07 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,596 | $2.25 Strike: $2.25 | $10,341.00 |
DisclosureSEC source: 0001019056-20-000170 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,960 Underlying: Common Stock · 4,596 shares Expires 2030-02-01 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 195,960 shares of the Issuer. Read SEC document |
| January 23, 2020 Filed Feb 18, 2020 19:06 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 60,000 | $2.25 Strike: $2.25 | $135,000.00 |
DisclosureSEC source: 0001019056-20-000168 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 60,000 shares Expires 2030-01-23 F1 · security: On January 23, 2020, the Reporting Person was granted an option for 60,000 shares. The option vests in two annual installments on January 16, 2021 and January 16, 2022. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 191,364 shares of the Issuer. Read SEC document |
| January 01, 2020 Filed Feb 18, 2020 19:05 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,576 | $2.25 Strike: $2.25 | $10,296.00 |
DisclosureSEC source: 0001019056-20-000166 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,364 Underlying: Common Stock · 4,576 shares Expires 2030-01-01 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 131,364 shares of the Issuer. Read SEC document |
| December 01, 2019 Filed Feb 14, 2020 16:26 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,882 | $2.25 Strike: $2.25 | $10,984.50 |
DisclosureSEC source: 0001019056-20-000128 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,788 Underlying: Common Stock · 4,882 shares Expires 2029-12-01 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 126,788 shares of the Issuer. Read SEC document |
| November 01, 2019 Filed Feb 14, 2020 16:22 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,888 | $2.25 Strike: $2.25 | $10,998.00 |
DisclosureSEC source: 0001019056-20-000126 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,906 Underlying: Common Stock · 4,888 shares Expires 2029-11-01 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 121,906 shares of the Issuer. Read SEC document |
| October 01, 2019 Filed Feb 14, 2020 16:16 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,645 | $2.25 Strike: $2.25 | $10,451.25 |
DisclosureSEC source: 0001019056-20-000124 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,019 Underlying: Common Stock · 4,645 shares Expires 2029-10-01 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 117,019 shares of the Issuer. Read SEC document |
| September 03, 2019 Filed Feb 14, 2020 16:14 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,487 | $2.25 Strike: $2.25 | $10,095.75 |
DisclosureSEC source: 0001019056-20-000122 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,374 Underlying: Common Stock · 4,487 shares Expires 2029-09-03 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 112,374 shares of the Issuer. Read SEC document |
| August 15, 2019 Filed Feb 14, 2020 16:13 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,498 | $2.25 Strike: $2.25 | $10,120.50 |
DisclosureSEC source: 0001019056-20-000120 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,887 Underlying: Common Stock · 4,498 shares Expires 2029-08-15 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 107,887 shares of the Issuer. Read SEC document |
| July 15, 2019 Filed Feb 14, 2020 16:12 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,481 | $2.25 Strike: $2.25 | $10,082.25 |
DisclosureSEC source: 0001019056-20-000118 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,389 Underlying: Common Stock · 4,481 shares Expires 2029-07-15 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 103,389 shares of the Issuer. Read SEC document |
| May 15, 2019 Filed Feb 14, 2020 16:11 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,525 | $2.25 Strike: $2.25 | $10,181.25 |
DisclosureSEC source: 0001019056-20-000116 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,908 Underlying: Common Stock · 4,525 shares Expires 2029-05-15 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 98,908 shares of the Issuer. Read SEC document |
| April 15, 2019 Filed Feb 12, 2020 22:29 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,382 | $2.25 Strike: $2.25 | $9,859.50 |
DisclosureSEC source: 0001019056-20-000085 · burns.xml · derivative · entry 2 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382 Underlying: Common Stock · 4,382 shares Expires 2029-04-15 F1 · security: This option was fully vested on the date of grant, pursuant to a consulting agreement between the Issuer and the Reporting Person. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." Read SEC document |
| April 15, 2019 Filed Feb 12, 2020 22:28 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 4,382 | $2.25 Strike: $2.25 | $9,859.50 |
DisclosureSEC source: 0001019056-20-000083 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,382 Underlying: Common Stock · 4,382 shares Expires 2029-04-15 F1 · security: This option was fully vested on the date of grant. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." As a result of the grant reported herein, the Reporting Person currently has aggregate options to purchase a total of 94,382 shares of the Issuer. Read SEC document |
| January 16, 2019 Filed Feb 12, 2020 22:29 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 90,000 | $2.25 Strike: $2.25 | $202,500.00 |
DisclosureSEC source: 0001019056-20-000085 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-01-16 F1 · security: This option was fully vested on the date of grant, pursuant to a consulting agreement between the Issuer and the Reporting Person. F2 · balance_after: In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class." Read SEC document |
| January 16, 2019 Filed Feb 12, 2020 22:27 UTC | Modular Medical, Inc. MODD · Entity 7488 | GrantOption to purchase common stock · Derivative | 90,000 | $2.25 Strike: $2.25 | $202,500.00 |
DisclosureSEC source: 0001019056-20-000081 · burns.xml · derivative · entry 1 Burns Liam · CIK 0001596841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2029-01-16 F1 · security: This option will vest as to one-third of the shares subject to the option on each annual anniversary of January 16, 2019. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 18:00 UTC | DEXTERA SURGICAL INC DXTR · Entity 174504 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002795 · rdgdoc.xml · nonDerivative · entry 1 Burns Liam · CIK 0001596841 · VP,Worldwide Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares underlying Restricted Stock Units under the Cardica 2016 Equity Incentive Plan. The award vests 100% on 2/15/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.