Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETFLIX INCNFLX · Entity 403 | 10% owner · May be part of a 13(d) group | April 26, 2010 | April 28, 2010 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 14, 2019 | February 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETFLIX INC
Report date April 26, 2010 · Filed April 28, 2010
Jointly reported with TCV VI L P, TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., Drew John, Reynolds Jon Q, GRIFFITH WILLIAM
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 1,444,750 |
Reported balance
After 2010-04-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-04-26 · Other · Disposed 481,584 · Balance 1,444,750 F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 11,394 |
Reported balance
After 2010-04-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2010-04-26 · Other · Disposed 3,797 · Balance 11,394 F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTechnology Crossover Management VI, L.L.C. | 0 |
Last balance in matching sequence
After 2010-04-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2010-04-26 · Other · Acquired 4,816 · Balance 4,816 F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 4 · 2010-04-26 · Other · Disposed 4,816 · Balance 0 F8: In kind pro-rata distribution from TCM VI to its members, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectDrew Family Partners | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2010-04-26 · Other · Acquired 713 · Balance 713 F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 16 · 2010-04-27 · Sale · Disposed 713 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Reynolds Family Trust | 713 |
Reported balance
After 2010-04-26 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2010-04-26 · Other · Acquired 713 · Balance 713 F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Griffith Family 2004 Trust | 18,067 |
Last balance in matching sequence
After 2010-04-27 transaction · row 19
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 7 · 2010-04-26 · Other · Acquired 713 · Balance 18,780 F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 11 · 2010-04-26 · Other · Acquired 533 · Balance 19,313 F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 15 · 2010-04-26 · Other · Acquired 19,199 · Balance 38,512 F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 19 · 2010-04-27 · Sale · Disposed 20,445 · Balance 18,067 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectRobert W. Trudeau | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 20
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 8 · 2010-04-26 · Other · Acquired 357 · Balance 357 F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. Row 12 · 2010-04-26 · Other · Acquired 266 · Balance 623 F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. Row 20 · 2010-04-27 · Sale · Disposed 623 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. |
| Common StockSEC Table I · non-derivative | IndirectThe Drew Family Trust dated 10/5/2004 | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 17
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 9 · 2010-04-26 · Other · Acquired 533 · Balance 533 F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 13 · 2010-04-26 · Other · Acquired 33,352 · Balance 33,885 F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 17 · 2010-04-27 · Sale · Disposed 33,885 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Reynolds Family Trust | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 18
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 10 · 2010-04-26 · Other · Acquired 533 · Balance 1,246 F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 14 · 2010-04-26 · Other · Acquired 49,386 · Balance 50,632 F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 18 · 2010-04-27 · Sale · Disposed 50,632 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration.
F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.
F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration.
F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F8: In kind pro-rata distribution from TCM VI to its members, without consideration.
F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration.
F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
Rapid7, Inc.
Report date February 14, 2019 · Filed February 21, 2019 · Amendment
Jointly reported with TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., Technology Crossover Management VII, L.P., Hoag Jay C, KIMBALL RICK, Drew John, Reynolds Jon Q, Marshall Christopher P
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 32,857 |
Last balance in matching sequence
After 2019-02-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0 F3: This option vested in full on June 13, 2017. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0 F4: This option vested in full on June 12, 2018. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.
F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.
F3: This option vested in full on June 13, 2017.
F4: This option vested in full on June 12, 2018.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Yuan David
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectYuan Family Trust dated 9/22/2006 | 0 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectRobert W. Trudeau | 0 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 F2: Shares held directly by Robert W. Trudeau |
Filing footnotes · ownership attribution and instrument terms
F1: David L. Yuan is a Trustee of the Yuan Family Trust dated 9/22/2006. Mr. Yuan disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Shares held directly by Robert W. Trudeau
GoDaddy Inc.
Report date May 10, 2017 · Filed May 12, 2017
Jointly reported with Hoag Jay C, TCV VII LP, TCV VII(A) L P, Drew John, Reynolds Jon Q, Yuan David, Marshall Christopher P, McAdam Timothy P, Rosenberg John C.
Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 3,297,707 |
Reported balance
After 2017-05-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 7,296,632 |
Reported balance
After 2017-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 6,350,006 |
Reported balance
After 2017-05-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 63,230 |
Reported balance
After 2017-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 55,027 |
Reported balance
After 2017-05-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with Hoag Jay C, KIMBALL RICK, Drew John, Reynolds Jon Q, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 55,187 | $43.51 | $2,401,009.77 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 19 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 0 F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.50 to $43.625. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F26 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 67 | $42.87 | $2,872.29 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 18 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 0 F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 3,943 | $42.42 | $167,274.28 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 17 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 67 F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.86. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 16 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 532 F28 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F29 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 21,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 15 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 40,014 F27 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 55,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 14 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 55,187 F25 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F26 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 20,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 13 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 20,956 F23 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 34,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 12 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 34,232 F22 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 57,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 11 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Reynolds Family Trust Disclosed balance after: 113,952 F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F21 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 64,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 10 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 128,931 F18 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F19 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 46,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 9 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 93,288 F16 · kind: Acquisition by the Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F17 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 46,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 8 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 93,288 F14 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F15 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 500,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 7 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 4,010 F13 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration. F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 504,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 6 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 504,361 F11 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration. F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 12,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 5 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 81,123 F9 · kind: In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F10 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 679,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 4 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 4,455,634 F7 · kind: In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration. F8 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 1,308,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 3 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 8,579,694 F5 · kind: In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration. F6 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 00:18 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 3,134 | $18.36 | $57,545.57 |
DisclosureSEC source: 0001709041-17-000003 · edgar.xml · nonDerivative · entry 1 TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII Management, L.L.C. Disclosed balance after: 9,622 F1 · security: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interests therein. F2 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.26 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interests therein. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 99 | $18.30 | $1,811.70 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 22 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 0 F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 6,703 | $18.30 | $122,664.90 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 21 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 0 F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 137 | $18.67 | $2,558.42 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 20 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 99 F31 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.50 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 9,231 | $18.67 | $172,385.23 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 19 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 6,703 F31 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.50 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 41,598 | $18.30 | $761,131.09 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 18 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 0 F30 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.88 to $18.55 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F23 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 15,796 | $18.31 | $289,180.53 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 17 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 0 F29 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.19 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 25,802 | $18.31 | $472,362.37 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 16 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 0 F29 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.19 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | SaleCommon Stock | 3,099 | $17.99 | $55,740.16 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 15 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 0 F28 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.66 to $18.49 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 14 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 236 F26 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 15,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 13 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 15,934 F24 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 41,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 12 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 41,598 F22 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F23 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 43,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 11 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Reynolds Family Trust Disclosed balance after: 43,048 F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F21 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 15,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 10 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Ten 271 Partners B Disclosed balance after: 15,796 F18 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 25,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 9 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 25,802 F16 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 48,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 8 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Goose Rocks Beach Partners, L.P. Disclosed balance after: 48,714 F14 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F15 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 35,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 7 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 35,246 F12 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F13 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 35,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 6 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/34 Disclosed balance after: 35,254 F10 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration. F11 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 375,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 5 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 3,009 F9 · kind: In kind pro-rata distribution from TCM VII to its partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 378,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 4 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 378,447 F7 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration. F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 8,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 3 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 37,371 F5 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 509,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 2 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII (A), L.P. Disclosed balance after: 2,222,011 F3 · kind: In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration. F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:02 UTC | Rapid7, Inc. RPD · Entity 1196 | OtherCommon Stock | 981,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 1 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VII, L.P. Disclosed balance after: 4,278,661 F1 · kind: In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration. F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:48 UTC | THESTREET, INC. TST · Entity 155558 | OtherSeries B Preferred Stock · Derivative | 44.05 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026205 · doc4.xml · derivative · entry 5 HOAG JAY C · CIK 0001082906 · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner DREW JOHN · CIK 0001188456 · 10% owner REYNOLDS JON Q JR · CIK 0001188444 · 10% owner Trudeau Robert · CIK 0001343722 · 10% owner Technology Crossover Management VI, L.L.C. · CIK 0001370400 · 10% owner TCV VI L P · CIK 0001346000 · 10% owner TCV Member Fund, L.P. · CIK 0001361345 · 10% owner TCV VI Management, L.L.C. · CIK 0001612203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 30,891 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F1 · kind: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F1 · price: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F4 · derivative.exercise_date: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F2 · ownership.nature: Technology Crossover Management VI, L.L.C. ("Management VI"), as the general partner of TCV VI, L.P. ("TCV VI") and a general partner of the TCV Member Fund, L.P. ("Member Fund" and, together with TCV VI, the "TCV VI Funds"), may be deemed to share beneficial ownership of the shares held by the TCV VI Funds. Management VI disclaims any such beneficial ownership, except to the extent of its pecuniary interest therein. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Management VI and limited partners of Member Fund and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by the TCV VI Funds. Additionally, each of the Management VI Members are Members of TCV VI Management, L.L.C. ("TCV VI Management") and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. F3 · ownership.nature: (Continued from footnote 2) Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:48 UTC | THESTREET, INC. TST · Entity 155558 | OtherSeries B Preferred Stock · Derivative | 5,455.95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026205 · doc4.xml · derivative · entry 4 HOAG JAY C · CIK 0001082906 · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner DREW JOHN · CIK 0001188456 · 10% owner REYNOLDS JON Q JR · CIK 0001188444 · 10% owner Trudeau Robert · CIK 0001343722 · 10% owner Technology Crossover Management VI, L.L.C. · CIK 0001370400 · 10% owner TCV VI L P · CIK 0001346000 · 10% owner TCV Member Fund, L.P. · CIK 0001361345 · 10% owner TCV VI Management, L.L.C. · CIK 0001612203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,826,051 shares Expires not disclosed F4 · derivative.exercise_price: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F1 · kind: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F1 · price: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F4 · derivative.exercise_date: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F4 · derivative.expiration_date: Each share of Series B convertible preferred stock was convertible at any time at the option of the holder into approximately 701.3 shares of Common Stock and had no expiration date. F2 · ownership.nature: Technology Crossover Management VI, L.L.C. ("Management VI"), as the general partner of TCV VI, L.P. ("TCV VI") and a general partner of the TCV Member Fund, L.P. ("Member Fund" and, together with TCV VI, the "TCV VI Funds"), may be deemed to share beneficial ownership of the shares held by the TCV VI Funds. Management VI disclaims any such beneficial ownership, except to the extent of its pecuniary interest therein. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Management VI and limited partners of Member Fund and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by the TCV VI Funds. Additionally, each of the Management VI Members are Members of TCV VI Management, L.L.C. ("TCV VI Management") and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. F3 · ownership.nature: (Continued from footnote 2) Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:48 UTC | THESTREET, INC. TST · Entity 155558 | OtherCommon Stock | 48,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026205 · doc4.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner DREW JOHN · CIK 0001188456 · 10% owner REYNOLDS JON Q JR · CIK 0001188444 · 10% owner Trudeau Robert · CIK 0001343722 · 10% owner Technology Crossover Management VI, L.L.C. · CIK 0001370400 · 10% owner TCV VI L P · CIK 0001346000 · 10% owner TCV Member Fund, L.P. · CIK 0001361345 · 10% owner TCV VI Management, L.L.C. · CIK 0001612203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCV Member Fund, L.P. Disclosed balance after: 48,054 F1 · kind: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F1 · price: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F2 · ownership.nature: Technology Crossover Management VI, L.L.C. ("Management VI"), as the general partner of TCV VI, L.P. ("TCV VI") and a general partner of the TCV Member Fund, L.P. ("Member Fund" and, together with TCV VI, the "TCV VI Funds"), may be deemed to share beneficial ownership of the shares held by the TCV VI Funds. Management VI disclaims any such beneficial ownership, except to the extent of its pecuniary interest therein. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Management VI and limited partners of Member Fund and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by the TCV VI Funds. Additionally, each of the Management VI Members are Members of TCV VI Management, L.L.C. ("TCV VI Management") and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. F3 · ownership.nature: (Continued from footnote 2) Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 21:48 UTC | THESTREET, INC. TST · Entity 155558 | OtherCommon Stock | 5,951,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-026205 · doc4.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · 10% owner KIMBALL RICK · CIK 0001197937 · 10% owner DREW JOHN · CIK 0001188456 · 10% owner REYNOLDS JON Q JR · CIK 0001188444 · 10% owner Trudeau Robert · CIK 0001343722 · 10% owner Technology Crossover Management VI, L.L.C. · CIK 0001370400 · 10% owner TCV VI L P · CIK 0001346000 · 10% owner TCV Member Fund, L.P. · CIK 0001361345 · 10% owner TCV VI Management, L.L.C. · CIK 0001612203 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCV VI, L.P. Disclosed balance after: 5,951,946 F1 · kind: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F1 · price: Pursuant to an exchange agreement by and among the Issuer and the TCV VI Funds (as defined below), each share of Series B convertible preferred stock was exchanged for 1,090.9 shares of Common Stock and approximately $3,636.36 in cash. F2 · ownership.nature: Technology Crossover Management VI, L.L.C. ("Management VI"), as the general partner of TCV VI, L.P. ("TCV VI") and a general partner of the TCV Member Fund, L.P. ("Member Fund" and, together with TCV VI, the "TCV VI Funds"), may be deemed to share beneficial ownership of the shares held by the TCV VI Funds. Management VI disclaims any such beneficial ownership, except to the extent of its pecuniary interest therein. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Management VI and limited partners of Member Fund and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by the TCV VI Funds. Additionally, each of the Management VI Members are Members of TCV VI Management, L.L.C. ("TCV VI Management") and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. F3 · ownership.nature: (Continued from footnote 2) Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. Read SEC document |
| September 08, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | GiftCommon Stock | 34,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 2 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Trust dated 10/5/2004 Disclosed balance after: 0 F3 · kind: Represents a gift/charitable donation effective September 8, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares. F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 07, 2017 Filed Nov 29, 2017 23:32 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | GiftCommon Stock | 2,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 1 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Carroll 2000 Trust Disclosed balance after: 18,829 F1 · kind: Represents a gift/charitable donation effective September 7, 2017. Not a market transaction thus no price is reported. No value was received in return for the gifted shares. F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 54,909 | $44.04 | $2,418,340.61 |
DisclosureSEC source: 0001420295-17-000001 · edgar.xml · nonDerivative · entry 17 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 0 F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.00 to $44.165. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, John C. Rosenberg and David L. Yuan on September 6, 2017. F24 · ownership.nature: Shares held directly by Robert W. Trudeau. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 2,689 | $42.65 | $114,685.85 |
DisclosureSEC source: 0001420295-17-000001 · edgar.xml · nonDerivative · entry 16 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 0 F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $42.24 to $43.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, John C. Rosenberg and David L. Yuan on September 6, 2017. F9 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | SaleCommon Stock | 1,300 | $41.72 | $54,236.00 |
DisclosureSEC source: 0001420295-17-000001 · edgar.xml · nonDerivative · entry 15 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VII, L.P. Disclosed balance after: 2,689 F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.32 to $41.90. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, John C. Rosenberg and David L. Yuan on September 6, 2017. F9 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 00:49 UTC | Alarm.com Holdings, Inc. ALRM · Entity 4286 | OtherCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001420295-17-000001 · edgar.xml · nonDerivative · entry 14 TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Marshall Partners Disclosed balance after: 266 F27 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Timothy P. McAdam, John C. Rosenberg and David L. Yuan on September 6, 2017. F28 · ownership.nature: Christopher P. Marshall is the General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.