Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elevate Credit, Inc.ELVT · Entity 116120 | Director · 10% owner · Director by Deputization | May 18, 2018 | May 22, 2018 |
| NETFLIX INCNFLX · Entity 403 | 10% owner · May be part of a 13(d) group | April 26, 2010 | April 28, 2010 |
| Rapid7, Inc.RPD · Entity 1196 | Director · Director by Deputization | February 14, 2019 | February 21, 2019 |
| TCV Acquisition Corp.TCVA · Entity 126358 | Co-Chief Executive Officer · 10% owner | April 13, 2021 | April 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elevate Credit, Inc.
Report date May 18, 2018 · Filed May 22, 2018
Jointly reported with Rosenberg John C., Hoag Jay C, KIMBALL RICK, Drew John, TCV MANAGEMENT 2004 LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,479 |
Reported balance
After 2018-05-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 13,064 |
Reported balance
After 2018-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
After 2018-05-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020. F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV V, L.P. | 5,967,123 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,967,123 F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 118,286 |
Reported balance
Holding disclosure · report date 2018-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 118,286 F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.
F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.
NETFLIX INC
Report date April 26, 2010 · Filed April 28, 2010
Jointly reported with TCV VI L P, TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C., Drew John, GRIFFITH WILLIAM, Trudeau Robert
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 1,444,750 |
Reported balance
After 2010-04-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-04-26 · Other · Disposed 481,584 · Balance 1,444,750 F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 11,394 |
Reported balance
After 2010-04-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2010-04-26 · Other · Disposed 3,797 · Balance 11,394 F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTechnology Crossover Management VI, L.L.C. | 0 |
Last balance in matching sequence
After 2010-04-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2010-04-26 · Other · Acquired 4,816 · Balance 4,816 F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Row 4 · 2010-04-26 · Other · Disposed 4,816 · Balance 0 F8: In kind pro-rata distribution from TCM VI to its members, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectDrew Family Partners | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2010-04-26 · Other · Acquired 713 · Balance 713 F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 16 · 2010-04-27 · Sale · Disposed 713 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Reynolds Family Trust | 713 |
Reported balance
After 2010-04-26 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2010-04-26 · Other · Acquired 713 · Balance 713 F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Griffith Family 2004 Trust | 18,067 |
Last balance in matching sequence
After 2010-04-27 transaction · row 19
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 7 · 2010-04-26 · Other · Acquired 713 · Balance 18,780 F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 11 · 2010-04-26 · Other · Acquired 533 · Balance 19,313 F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 15 · 2010-04-26 · Other · Acquired 19,199 · Balance 38,512 F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 19 · 2010-04-27 · Sale · Disposed 20,445 · Balance 18,067 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectRobert W. Trudeau | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 20
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 8 · 2010-04-26 · Other · Acquired 357 · Balance 357 F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. Row 12 · 2010-04-26 · Other · Acquired 266 · Balance 623 F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. Row 20 · 2010-04-27 · Sale · Disposed 623 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. |
| Common StockSEC Table I · non-derivative | IndirectThe Drew Family Trust dated 10/5/2004 | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 17
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 9 · 2010-04-26 · Other · Acquired 533 · Balance 533 F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 13 · 2010-04-26 · Other · Acquired 33,352 · Balance 33,885 F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 17 · 2010-04-27 · Sale · Disposed 33,885 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Reynolds Family Trust | 0 |
Last balance in matching sequence
After 2010-04-27 transaction · row 18
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 10 · 2010-04-26 · Other · Acquired 533 · Balance 1,246 F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 14 · 2010-04-26 · Other · Acquired 49,386 · Balance 50,632 F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Row 18 · 2010-04-27 · Sale · Disposed 50,632 · Balance 0 F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010. F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration.
F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.
F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.
F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration.
F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
F8: In kind pro-rata distribution from TCM VI to its members, without consideration.
F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration.
F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.
F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.
F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.
Rapid7, Inc.
Report date February 14, 2019 · Filed February 21, 2019 · Amendment
Jointly reported with TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., Technology Crossover Management VII, L.P., Hoag Jay C, KIMBALL RICK, Drew John, Trudeau Robert, Marshall Christopher P
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 32,857 |
Last balance in matching sequence
After 2019-02-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857 F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0 F3: This option vested in full on June 13, 2017. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12 | IndirectTCV VII Management, L.L.C. | 0 |
Reported balance
After 2019-02-15 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0 F4: This option vested in full on June 12, 2018. F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.
F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.
F3: This option vested in full on June 13, 2017.
F4: This option vested in full on June 12, 2018.
TCV Acquisition Corp.
Report date April 13, 2021 · Filed April 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-04-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date. F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement. F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares will automatically convert into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-254505) and have no expiration date.
F2: Includes up to 1,250,000 Class B Ordinary Shares subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Issuer's registration statement.
F3: The securities are held directly by TCV Acquisition Holdings, L.P. The Reporting Person is the managing member of TCV Acquisition Holdings, L.P. and shares voting and dispositive power over and may be deemed to beneficially own such shares hold by TCV Acquisition Holdings, L.P. The Reporting Person disclaims beneficial ownership over any securities owned by TCV Acquisition Holdings, L.P. other than to the extent of any pecuniary interest he may have therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alarm.com Holdings, Inc.
Report date May 22, 2020 · Filed May 22, 2020
Jointly reported with Technology Crossover Management VII, L.P., Hoag Jay C, KIMBALL RICK, Marshall Christopher P, Drew John, TCV VII LP, TCV VII(A) L P, TCV Member Fund, L.P., TCV VII Management, L.L.C.
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0 F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0 F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Reported balance
After 2020-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0 F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHoag Family Trust U/A Dtd 8/2/94 | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 268,649 F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectHamilton Investments Limited Partnership | 268,649 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 268,649 F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectReynolds Family Trust | 129,299 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 129,299 F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectGoose Rocks Beach Partners, L.P. | 371,292 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 371,292 F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Carroll 2000 Trust | 35,223 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,223 F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectMarshall Partners | 1,264 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,264 F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTen 271 Partners B | 26,195 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 26,195 F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectTCV VII Management, L.L.C. | 9,872 |
Reported balance
Holding disclosure · report date 2020-05-22 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 9,872 F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein
F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.
GoDaddy Inc.
Report date May 10, 2017 · Filed May 12, 2017
Jointly reported with Hoag Jay C, TCV VII LP, TCV VII(A) L P, Drew John, Yuan David, Trudeau Robert, Marshall Christopher P, McAdam Timothy P, Rosenberg John C.
Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV VII (A), L.P. | 3,297,707 |
Reported balance
After 2017-05-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 0 |
Last balance in matching sequence
After 2017-05-10 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0 F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 7,296,632 |
Reported balance
After 2017-05-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV VII, L.P. | 6,350,006 |
Reported balance
After 2017-05-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 63,230 |
Reported balance
After 2017-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230 F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire. F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
| Units of Desert Newco, LLCSEC Table II · derivative / convertible security | IndirectTCV Member Fund, L.P. | 55,027 |
Reported balance
After 2017-05-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027 F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer. F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled. F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.
F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.
F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.
F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.
THESTREET, INC.
Report date October 18, 2018 · Filed October 19, 2018
Jointly reported with Hoag Jay C, KIMBALL RICK, Drew John, Trudeau Robert, Technology Crossover Management VI, L.L.C., TCV VI L P, TCV Member Fund, L.P., TCV VI Management, L.L.C.
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectTCV VI, L.P. | 4,211,002 |
Reported balance
After 2018-10-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002 F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV Member Fund, L.P. | 33,998 |
Reported balance
After 2018-10-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998 F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectTCV VI Management, L.L.C. | 152,377 |
Reported balance
Holding disclosure · report date 2018-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 152,377 F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.
F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 7,875 | $36.89 | $290,501.66 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 17 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 4,304 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F14 · ownership.nature: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 06, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 16,000 | $36.20 | $579,201.60 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 16 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 12,751 F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F12 · ownership.nature: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 10,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 15 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 12,179 F23 · kind: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F14 · ownership.nature: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 27,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 14 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 28,751 F22 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F12 · ownership.nature: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 18,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 13 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/2004 Disclosed balance after: 19,022 F21 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F17 · ownership.nature: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 12 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 820 F20 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 11 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 1,640 F19 · kind: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F14 · ownership.nature: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 10 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 1,640 F18 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F12 · ownership.nature: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 9 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/2004 Disclosed balance after: 713 F16 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F17 · ownership.nature: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 8 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Robert W. Trudeau Disclosed balance after: 463 F15 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 7 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 927 F13 · kind: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F14 · ownership.nature: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 6 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 927 F11 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F12 · ownership.nature: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 5 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Drew Family Partners Disclosed balance after: 927 F9 · kind: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F10 · ownership.nature: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 4 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VI, L.L.C. Disclosed balance after: 0 F8 · kind: In kind pro-rata distribution from TCM VI to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F7 · ownership.nature: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MM. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 3 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management VI, L.L.C. Disclosed balance after: 6,449 F6 · kind: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F7 · ownership.nature: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MM. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 2 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV Member Fund, L.P. Disclosed balance after: 15,191 F4 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F5 · ownership.nature: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2009 Filed Feb 10, 2009 01:23 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 644,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001346000-09-000002 · edgar.xml · nonDerivative · entry 1 TCV VI L P · CIK 0001346000 · May be part of a 13(g) group TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 1,926,334 F1 · kind: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), TCV IV, L.P., TCV IV Strategic Partners, L.P. and Technology Crossover Management IV, L.L.C. ("TCM IV") on February 9, 2009. F3 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew (Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 27,463 | $29.83 | $819,221.29 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/04 Disclosed balance after: 0 F13 · price: This transaction was executed in multiple trades at prices ranging from $29.66 to $29.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F14 · ownership.nature: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 11,178 | $29.93 | $334,557.54 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Foundation Disclosed balance after: 0 F11 · price: This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F12 · ownership.nature: John L. Drew ("Drew") is an officer and a director of the Drew Family Foundation. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,368 | Not disclosed Strike: $29.22 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 19 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 1,368 shares Expires 2018-08-01 F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,203 | Not disclosed Strike: $18.14 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 18 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,203 shares Expires 2017-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,331 | Not disclosed Strike: $17.16 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 17 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,331 shares Expires 2017-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,066 | Not disclosed Strike: $19.34 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,066 shares Expires 2015-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,415 | Not disclosed Strike: $16.55 | Not disclosed |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · derivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,415 shares Expires 2015-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · price: Not applicable. F19 · ownership.direct: Hoag has the sole voting and dispositive power over the options he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such options. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such options or the shares he receives upon exercise of such option except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 15,809 | $29.64 | $468,578.76 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 0 F9 · price: This transaction was executed in multiple trades at prices ranging from $30.55 to $29.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F10 · ownership.nature: William J.G. Griffith IV ("Griffith") is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 46,309 | $29.31 | $1,357,316.79 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 0 F7 · price: This transaction was executed in multiple trades at prices ranging from $29.00 to $30.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F8 · ownership.nature: Jon Q. Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 21,522 | $29.22 | $628,872.84 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F6 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 177,186 | $29.22 | $5,177,374.92 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV Member Fund, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 4, 2008. F5 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 9,015 | $29.35 | $264,590.25 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This transaction was executed in multiple trades at prices ranging from $29.32 to $29.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,203 | $18.14 | $39,962.42 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,331 | $17.16 | $39,999.96 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,066 | $19.34 | $39,956.44 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 01, 2008 Filed Aug 4, 2008 22:46 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 2,415 | $16.55 | $39,968.25 |
DisclosureSEC source: 0001082906-08-000013 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Jay C. Hoag ("Hoag") has the sole voting and dispositive power over these shares he holds directly, however, TCMI, Inc. has a right to 100% of the pecuniary interest in such shares. Hoag is a stockholder and director of TCMI, Inc. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 15,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 16 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Griffith Family 2004 Trust Disclosed balance after: 15,809 F25 · kind: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F26 · ownership.nature: William J. G. Griffith IV ("Griffith ") is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 40,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 15 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 46,309 F24 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F16 · ownership.nature: Jon Q Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 27,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 14 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Drew Family Trust dated 10/5/04 Disclosed balance after: 27,463 F22 · kind: Acquisition by The Drew Family Trust dated 10/5/04 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F23 · ownership.nature: John L. Drew ("Drew") is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 71,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 13 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 142,554 F21 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 21,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 12 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hamilton Investments Limited Partnership Disclosed balance after: 21,522 F19 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM IV to its members, F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F20 · ownership.nature: Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 98,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 11 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 177,186 F18 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 10 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 0 F17 · kind: In kind pro-rata distribution from TCM IV to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 9 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Reynolds Family Trust Disclosed balance after: 5,643 F15 · kind: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM II to its members without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F16 · ownership.nature: Jon Q Reynolds, Jr. ("Reynolds") is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 64,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 8 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 70,572 F14 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCM II to its members, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 73,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 7 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 79,046 F13 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM II to its members without, consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 6,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 6 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Kimball Family Trust Uta Dtd 2/23/94 Disclosed balance after: 6,159 F11 · kind: Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to an in kind pro-rata distribution by TCV IV, S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F12 · ownership.nature: Kimball is a trustee of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 5,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 5 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Hoag Family Trust U/A Dtd 8/2/94 Disclosed balance after: 5,565 F9 · kind: Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCV IV, S.P. to is partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F10 · ownership.nature: Hoag is a trustee of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 4 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,438 F8 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, S.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 53,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 3 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV Strategic Partners, L.P. Disclosed balance after: 324,333 F6 · kind: In kind pro-rata distribution from TCV IV Strategic Partners, L.P. ("TCV IV, S.P.") to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F7 · ownership.nature: These shares are held directly by TCV IV, S.P. Hoag and Kimball are limited partners and managing members of TCM IV which is the sole general partner of TCV IV, S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 372,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 2 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Technology Crossover Management IV, L.L.C. Disclosed balance after: 372,348 F4 · kind: Acquisition by TCM IV pursuant to an in kind pro-rata distribution by TCV IV, L.P. to its partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F5 · ownership.nature: These shares are directly held by TCM IV. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV, L.P. and TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). The number of shares reported by TCM IV does not include the shares indirectly held by TCV IV, L.P. and TCV IV,S.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 22:42 UTC | NETFLIX INC NFLX · Entity 403 | OtherCommon Stock | 1,446,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001082906-08-000012 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group TCV IV STRATEGIC PARTNERS LP · CIK 0001251071 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV IV, L.P. Disclosed balance after: 8,697,854 F1 · kind: In kind pro-rata distribution from TCV IV, L.P. to its Partners, without consideration. F2 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C. ("TCM II"), TCV II, V.O.F., Technology Crossover Ventures II, C.V., Technology Crossover Ventures II, L.P., TCV II (Q), L.P. and TCV II Strateic Partners, L.P. on August 4, 2008. F3 · ownership.nature: These shares are held directly by TCV IV, L.P. Jay C. Hoag ("Hoag") and Richard H. Kimball ("Kimball") are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| August 25, 2006 Filed Aug 29, 2006 20:48 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 520,892 | $18.59 | $9,683,382.28 |
DisclosureSEC source: 0001082906-06-000020 · edgar.xml · nonDerivative · entry 1 HOAG JAY C · CIK 0001082906 · Director · 10% owner · May be part of a 13(g) group KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(g) group DREW JOHN · CIK 0001188456 · May be part of a 13(g) group REYNOLDS JON Q JR · CIK 0001188444 · May be part of a 13(g) group GRIFFITH WILLIAM · CIK 0001188458 · May be part of a 13(g) group Trudeau Robert · CIK 0001343722 · May be part of a 13(g) group TECHNOLOGY CROSSOVER MANAGEMENT IV LLC · CIK 0001123171 · 10% owner · May be part of a 13(g) group TCV IV LP · CIK 0001251077 · 10% owner · May be part of a 13(g) group Technology Crossover Management VI, L.L.C. · CIK 0001370400 · May be part of a 13(g) group TCV VI L P · CIK 0001346000 · May be part of a 13(g) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TCV VI, L.P. Disclosed balance after: 2,571,248 F1 · price: This number represents the weighted average price per share for which the shares were purchased. TCV VI, L.P. purchased the shares at prices ranging from $18.39 to $18.82 per share. F2 · ownership.nature: These shares are held directly by TCV VI, L.P. Each of Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball") , John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F3 · ownership.nature: Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, Technology Crossover Management IV, L.L.C. ("TCM IV"), TCV IV, L.P., TCM VI and TCV VI, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related entities however, Reporting Owners disclaim 13(g) group status. F4 · ownership.nature: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV IV Strategic Partners, L.P., TCV Member Fund, L.P., Technology Crossover Management II, L.L.C., TCV II, V.O.F., Technology Crossover Ventures II, L.P., Technology Crossover Ventures II, C.V., TCV II (Q), L.P. and TCV II Strategic Partners, L.P. on August 29, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.