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person · Reporting owner

Drew John

Disclosed activity across 6 companies

Tapewire entity
13169
SEC CIK
0001188456

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Elevate Credit, Inc.ELVT · Entity 116120Director · 10% owner · Director by DeputizationMay 18, 2018May 22, 2018
NETFLIX INCNFLX · Entity 40310% owner · May be part of a 13(d) groupApril 26, 2010April 28, 2010
Rapid7, Inc.RPD · Entity 1196Director · Director by DeputizationFebruary 14, 2019February 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Elevate Credit, Inc.

Report date May 18, 2018 · Filed May 22, 2018

Jointly reported with Rosenberg John C., Hoag Jay C, KIMBALL RICK, Reynolds Jon Q, TCV MANAGEMENT 2004 LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,479 Reported balance After 2018-05-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-05-19 · Exercise / conversion · Acquired 13,369 · Balance 19,479

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect13,064 Reported balance After 2018-05-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-05-18 · Grant · Acquired 13,064 · Balance 13,064

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.

F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect26,738 Reported balance After 2018-05-19 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-05-19 · Exercise / conversion · Disposed 13,369 · Balance 26,738

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV V, L.P.5,967,123 Reported balance Holding disclosure · report date 2018-05-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,967,123

F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.118,286 Reported balance Holding disclosure · report date 2018-05-18 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 118,286

F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F2: Held of record by John C. Rosenberg for the benefit of TCV Management 2004, L.L.C. ("TCM"). Jay C. Hoag, Jon Q. Reynolds, Jr., Richard H. Kimball and John L. Drew (the "TCM Members") are members of TCM. Mr. Rosenberg and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their pecuniary interest therein.

F3: These securities are directly held by TCV V, L.P. ("TCV V"). The TCM V Members are Members and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F4: These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F5: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting.

F6: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VI, L.P.1,444,750 Reported balance After 2010-04-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2010-04-26 · Other · Disposed 481,584 · Balance 1,444,750

F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.11,394 Reported balance After 2010-04-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2010-04-26 · Other · Disposed 3,797 · Balance 11,394

F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTechnology Crossover Management VI, L.L.C.0 Last balance in matching sequence After 2010-04-26 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2010-04-26 · Other · Acquired 4,816 · Balance 4,816

F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Row 4 · 2010-04-26 · Other · Disposed 4,816 · Balance 0

F8: In kind pro-rata distribution from TCM VI to its members, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectDrew Family Partners0 Last balance in matching sequence After 2010-04-27 transaction · row 16 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2010-04-26 · Other · Acquired 713 · Balance 713

F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 16 · 2010-04-27 · Sale · Disposed 713 · Balance 0

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectThe Reynolds Family Trust713 Reported balance After 2010-04-26 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2010-04-26 · Other · Acquired 713 · Balance 713

F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectThe Griffith Family 2004 Trust18,067 Last balance in matching sequence After 2010-04-27 transaction · row 19 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 7 · 2010-04-26 · Other · Acquired 713 · Balance 18,780

F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 11 · 2010-04-26 · Other · Acquired 533 · Balance 19,313

F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 15 · 2010-04-26 · Other · Acquired 19,199 · Balance 38,512

F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 19 · 2010-04-27 · Sale · Disposed 20,445 · Balance 18,067

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectRobert W. Trudeau0 Last balance in matching sequence After 2010-04-27 transaction · row 20 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 8 · 2010-04-26 · Other · Acquired 357 · Balance 357

F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

Row 12 · 2010-04-26 · Other · Acquired 266 · Balance 623

F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

Row 20 · 2010-04-27 · Sale · Disposed 623 · Balance 0

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

Common StockSEC Table I · non-derivativeIndirectThe Drew Family Trust dated 10/5/20040 Last balance in matching sequence After 2010-04-27 transaction · row 17 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 9 · 2010-04-26 · Other · Acquired 533 · Balance 533

F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 13 · 2010-04-26 · Other · Acquired 33,352 · Balance 33,885

F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 17 · 2010-04-27 · Sale · Disposed 33,885 · Balance 0

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectThe Reynolds Family Trust0 Last balance in matching sequence After 2010-04-27 transaction · row 18 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 10 · 2010-04-26 · Other · Acquired 533 · Balance 1,246

F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 14 · 2010-04-26 · Other · Acquired 49,386 · Balance 50,632

F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Row 18 · 2010-04-27 · Sale · Disposed 50,632 · Balance 0

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In kind pro-rata distribution from TCV VI, L.P. to its partners, without consideration.

F2: This Form 4 is filed by more than one Reporting Person and is a joint filing with the Forms 4 filed by Jay C. Hoag ("Hoag") and by TCV IV, L.P., TCV IV Strategic Partners, L.P., Technology Crossover Management IV, L.L.C. ("TCM IV") and Richard H. Kimball ("Kimball") on April 28, 2010.

F3: These shares are held directly by TCV VI, L.P. Each of Hoag, Kimball, John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J. G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F4: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F5: These shares are held directly by TCV MF. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV MF and limited partners of TCM VI. The TCM Members and TCM VI may be deemed to beneficially own the shares held by TCV MF but the TCM Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F6: Acquisition by TCM VI pursuant to an in kind pro-rata distribution by TCV VI, L.P. to its partners, without consideration.

F7: These shares are held directly by TCM VI. The TCM Members are Class A Members of TCM VI which is the sole general partner of TCV VI, L.P. and a general partner of TCV MF. The number of shares reported by TCM VI does not include shares indirectly held by TCV VI, L.P. and TCV Member Fund, L.P. The TCM Members may be deemed to beneficially own the shares held by TCM VI but the TCM Members disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F8: In kind pro-rata distribution from TCM VI to its members, without consideration.

F9: Acquisition by Drew Family Partners pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F10: Drew is a partner of Drew Family Partners. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F11: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners without consideration.

F12: Reynolds is a trustee of The Reynolds Family Trust. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F13: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F14: Griffith is a trustee of The Griffith Family 2004 Trust. Griffith disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F15: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VI to its partners, without consideration.

F16: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F17: Drew is a trustee of The Drew Family Trust dated 10/5/04. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F18: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F19: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F20: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F21: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

F22: Acquisition by The Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

F23: Acquisition by The Griffith Family 2004 Trust pursuant to an in kind pro-rata distribution by TCM IV to its partners, without consideration.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.32,857 Last balance in matching sequence After 2019-02-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0

F3: This option vested in full on June 13, 2017.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0

F4: This option vested in full on June 12, 2018.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

F3: This option vested in full on June 13, 2017.

F4: This option vested in full on June 12, 2018.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Reported balance After 2020-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.0 Reported balance After 2020-05-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Reported balance After 2020-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHoag Family Trust U/A Dtd 8/2/94268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 268,649

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHamilton Investments Limited Partnership268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 268,649

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectReynolds Family Trust129,299 Reported balance Holding disclosure · report date 2020-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 129,299

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectGoose Rocks Beach Partners, L.P.371,292 Reported balance Holding disclosure · report date 2020-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 371,292

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Carroll 2000 Trust35,223 Reported balance Holding disclosure · report date 2020-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 35,223

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Partners1,264 Reported balance Holding disclosure · report date 2020-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,264

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTen 271 Partners B26,195 Reported balance Holding disclosure · report date 2020-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 26,195

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.9,872 Reported balance Holding disclosure · report date 2020-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 9,872

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.3,297,707 Reported balance After 2017-05-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.7,296,632 Reported balance After 2017-05-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.6,350,006 Reported balance After 2017-05-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.63,230 Reported balance After 2017-05-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.55,027 Reported balance After 2017-05-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VI, L.P.4,211,002 Reported balance After 2018-10-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-10-18 · Sale · Disposed 1,740,944 · Balance 4,211,002

F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.33,998 Reported balance After 2018-10-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-10-18 · Sale · Disposed 14,056 · Balance 33,998

F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV VI Management, L.L.C.152,377 Reported balance Holding disclosure · report date 2018-10-18 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 152,377

F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are directly held by TCV VI, L.P. ("TCV VI"). Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "Management VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("Management VI"). Management VI is the general partner of TCV VI. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV VI but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.

F2: These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The Management VI Members are Class A Members of Management VI, which is a general partner of TCV MF, and limited partners of TCV MF. The Management VI Members and Management VI may be deemed to beneficially own the shares of Common Stock held by TCV MF but each of the Management VI Members and Management VI disclaim any such beneficial ownership except to the extent of their pecuniary interest therein.

F3: These shares are directly held by TCV VI Management, L.L.C. ("TCV VI Management"). All of the Management VI Members are Members of TCV VI Management and, in such capacity, each may be deemed to share beneficial ownership of the shares of Common Stock held by TCV VI Management. Each of the Management VI Members disclaims any such beneficial ownership except to the extent of their respective pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2017 Filed Dec 21, 2017 22:05 UTC Rapid7, Inc. ALRM · Entity 1196 GrantCommon Stock 3,968 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000011 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

TCV VII Management, L.L.C. · CIK 0001709041 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 3,968

F1 · security: Represents a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The shares underlying this restricted stock unit award vest on the date of the Issuer's 2018 annual meeting of stockholders, subject to Timothy P. McAdam's continued service with the Issuer on such date.

F3 · ownership.nature: Held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Read SEC document
December 08, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 43,048 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 3

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 0

F3 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 2

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Timothy P. McAdam

Disclosed balance after: 5,328

F2 · ownership.nature: Shares held directly by Timothy P. McAdam.

Read SEC document
December 05, 2017 Filed Dec 21, 2017 23:49 UTC Amendment Rapid7, Inc. RPD · Entity 1196 GiftCommon Stock 35,254 $0.00 $0.00
Disclosure

SEC source: 0001498115-17-000013 · edgar.xml · nonDerivative · entry 1

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 0

F1 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 3,004 $41.72 $125,329.88
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 25

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 0

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.59 to $42.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 17,952 $41.05 $736,868.56
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 24

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 3,004

F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $40.62 to $41.59. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 4,900 $41.72 $204,432.90
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 23

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 0

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.59 to $42.10. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 29,332 $41.05 $1,203,978.87
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 22

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 4,900

F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $40.62 to $41.59. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 266 $43.50 $11,571.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 21

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 266

F29 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 7,234 $43.50 $314,679.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 20

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 32,780

F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 55,187 $43.51 $2,401,009.77
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 19

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 0

F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.50 to $43.625. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F26 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 67 $42.87 $2,872.29
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 18

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 0

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 3,943 $42.42 $167,274.28
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 17

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 67

F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $41.865 to $42.86. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 16

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 532

F28 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F29 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 21,185 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 40,014

F27 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F2 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 55,187 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 55,187

F25 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F26 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 20,956 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 20,956

F23 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F24 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 34,232 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 34,232

F22 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F4 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 57,120 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 113,952

F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F21 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 64,629 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 128,931

F18 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F19 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 93,288

F16 · kind: Acquisition by the Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F17 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 46,763 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 93,288

F14 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F15 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 500,351 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 4,010

F13 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration.

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 504,361 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 6

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 504,361

F11 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.

F12 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 12,370 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 5

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 81,123

F9 · kind: In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F10 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 679,396 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 4

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 4,455,634

F7 · kind: In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 23:32 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 1,308,234 $0.00 $0.00
Disclosure

SEC source: 0001420295-17-000002 · edgar.xml · nonDerivative · entry 3

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 8,579,694

F5 · kind: In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.

F6 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:18 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 3,134 $18.36 $57,545.57
Disclosure

SEC source: 0001709041-17-000003 · edgar.xml · nonDerivative · entry 1

TCV VII Management, L.L.C. · CIK 0001709041 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

McAdam Timothy P · CIK 0001498115 · Director · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII Management, L.L.C.

Disclosed balance after: 9,622

F1 · security: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interests therein.

F2 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.26 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Represents restricted stock units ("RSUs") held of record by Timothy P. McAdam, for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Each RSU represents a contingent right to receive one share of common stock the issuer. The RSUs vest in full on the earlier of (i) the date of the issuer's next annual meeting of stockholders held after the date of the grant or (ii) the first anniversary of the date of grant, in each case subject to Mr. McAdam's continued service with the issuer through the applicable vesting date. Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the issuer's common stock except to the extent of their respective pecuniary interests therein.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 99 $18.30 $1,811.70
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 22

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 0

F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 6,703 $18.30 $122,664.90
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 21

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 0

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 137 $18.67 $2,558.42
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 20

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 99

F31 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.50 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 9,231 $18.67 $172,385.23
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 19

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 6,703

F31 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.50 to $18.85 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 41,598 $18.30 $761,131.09
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 18

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 0

F30 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.88 to $18.55 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F23 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 15,796 $18.31 $289,180.53
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 17

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 0

F29 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.19 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 25,802 $18.31 $472,362.37
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 16

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 0

F29 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $18.19 to $18.48 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 3,099 $17.99 $55,740.16
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 0

F28 · price: This number represents a weighted average purchase price per share. The shares were purchased at prices ranging from $17.66 to $18.49 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 236

F26 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 15,934 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 15,934

F24 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 41,598 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 41,598

F22 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F23 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 43,048 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 43,048

F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F21 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 15,796 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 15,796

F18 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 25,802 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 25,802

F16 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 48,714 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 48,714

F14 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F15 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 35,246 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 35,246

F12 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F13 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 35,254 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 6

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/34

Disclosed balance after: 35,254

F10 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F11 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 375,438 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 5

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 3,009

F9 · kind: In kind pro-rata distribution from TCM VII to its partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 378,447 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 4

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 378,447

F7 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 8,574 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 3

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 37,371

F5 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 509,788 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 2

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 2,222,011

F3 · kind: In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.

F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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November 13, 2017 Filed Nov 16, 2017 01:02 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 981,638 $0.00 $0.00
Disclosure

SEC source: 0001082906-17-000025 · edgar.xml · nonDerivative · entry 1

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · 10% owner · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · 10% owner · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · 10% owner · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · 10% owner · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · 10% owner · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · 10% owner · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 4,278,661

F1 · kind: In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration.

F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.