Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Greenlane Holdings, Inc.GNLN · Entity 8520 | Director | January 05, 2022 | January 07, 2022 |
| Unrivaled Brands, Inc.UNRV · Entity 123632 | Director · 10% owner | September 14, 2021 | September 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Greenlane Holdings, Inc.
Report date January 05, 2022 · Filed January 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,075,358 |
Reported balance
After 2022-01-05 transaction · row 1
1 source rowRow 1 · 2022-01-05 · Grant · Acquired 53,996 · Balance 3,075,358 F1: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested. |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.93 · Expires 2032-01-05 | Direct | 69,450 |
Reported balance
After 2022-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-05 · Grant · Acquired 69,450 · Balance 69,450 F2: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted shares of Class A Common Stock on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These shares of Class A Common Stock vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's restricted shares shall be 100% vested.
F2: The Reporting Person received a grant of stock options on January 5, 2022 under the Issuer's Amended and Restated 2019 Equity Incentive Plan. These options vested 50% on the grant date and vest 50% on January 5, 2023, such that on January 5, 2023, the Reporting Person's Director Stock Options shall be 100% vested.
Unrivaled Brands, Inc.
Report date September 14, 2021 · Filed September 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,027,700 |
Reported balance
After 2021-09-14 transaction · row 1
1 source rowRow 1 · 2021-09-14 · Grant · Acquired 1,500,000 · Balance 14,027,700 F1: Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Spouse | 6,454,752 |
Reported balance
Holding disclosure · report date 2021-09-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,454,752 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Alpha West Holdings, Inc. | 19,260,742 |
Reported balance
Holding disclosure · report date 2021-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,260,742 F2: Mr. Imbimbo, together with his spouse, is a majority shareholder of Alpha West Holdings, Inc. Mr. Imbimbo is also the Chief Executive Officer and a director of Alpha West Holdings, Inc. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Rove Group LLC | 8,259,085 |
Reported balance
Holding disclosure · report date 2021-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,259,085 F3: Mr. Imbimbo is the sole member of Rove Group LLC. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Bonaparte Group LLC | 15,444,746 |
Reported balance
Holding disclosure · report date 2021-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,444,746 F4: Mr. Imbimbo's spouse is the managing member of Bonaparte Group LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.
F2: Mr. Imbimbo, together with his spouse, is a majority shareholder of Alpha West Holdings, Inc. Mr. Imbimbo is also the Chief Executive Officer and a director of Alpha West Holdings, Inc.
F3: Mr. Imbimbo is the sole member of Rove Group LLC.
F4: Mr. Imbimbo's spouse is the managing member of Bonaparte Group LLC.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KushCo Holdings, Inc.
Report date August 31, 2021 · Filed September 01, 2021
Section 16 reporting ended · disclosed 2021-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,017,779 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 3,021,362 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $1.46 · Expires 2031-02-27 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-31 · Disposition to issuer · Disposed 94,498 · Balance 0 F2: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $4.85 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.84 · Expires 2030-11-04 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-31 · Disposition to issuer · Disposed 94,498 · Balance 0 F3: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $2.79 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.68 · Expires 2030-05-02 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-08-31 · Disposition to issuer · Disposed 12,500 · Balance 0 F4: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.68 · Expires 2030-05-02 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-31 · Disposition to issuer · Disposed 12,500 · Balance 0 F5: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2028-09-01 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-31 · Disposition to issuer · Disposed 82,858 · Balance 0 F6: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2027-11-12 | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-08-31 · Disposition to issuer · Disposed 80,000 · Balance 0 F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Greenlane Holdings, Inc. in exchange for 3,021,362 shares of Greenlane Holdings, Inc. common stock having a market value of $2.61 per share on the effective date of the merger.
F2: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $4.85 per share.
F3: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 28,500 shares of Greenlane Holdings, Inc. common stock for $2.79 per share.
F4: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.
F5: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 3,770 shares of Greenlane Holdings, Inc. common stock for $2.26 per share.
F6: This option, which was fully vested, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.
F7: This option, which vested in full in connection with the merger, was assumed by Greenlane Holdings, Inc. in the merger and replaced with an option to purchase 24,128 shares of Greenlane Holdings, Inc. common stock for $1.93 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2017 Filed Sep 11, 2017 12:10 UTC Amendment | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 7,095 | $1.90 | $13,480.50 |
DisclosureSEC source: 0001636985-17-000005 · primary_doc.xml · nonDerivative · entry 2 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,590,005 Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:13 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 4,500 | $1.77 | $7,951.50 |
DisclosureSEC source: 0001636985-17-000004 · primary_doc.xml · nonDerivative · entry 1 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,597,100 Read SEC document |
| September 06, 2017 Filed Sep 11, 2017 12:10 UTC Amendment | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 4,500 | $1.82 | $8,208.00 |
DisclosureSEC source: 0001636985-17-000005 · primary_doc.xml · nonDerivative · entry 1 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,597,100 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 13:41 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 28,500 | $1.75 | $49,875.00 |
DisclosureSEC source: 0001636985-17-000003 · primary_doc.xml · nonDerivative · entry 3 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,601,600 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 13:41 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 62,800 | $1.75 | $109,900.00 |
DisclosureSEC source: 0001636985-17-000003 · primary_doc.xml · nonDerivative · entry 2 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,630,100 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 13:41 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 57,100 | $1.75 | $99,925.00 |
DisclosureSEC source: 0001636985-17-000003 · primary_doc.xml · nonDerivative · entry 1 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,692,900 Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 16:45 UTC | KushCo Holdings, Inc. KSHB · Entity 135823 | SaleCommon Stock | 250,000 | $2.00 | $500,000.00 |
DisclosureSEC source: 0001636985-17-000001 · primary_doc.xml · nonDerivative · entry 1 Imbimbo Dallas · CIK 0001636985 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,750,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.