Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Good Times Restaurants Inc.GTIM · Entity 7779 | Vice President of Operations | November 16, 2021 | January 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Good Times Restaurants Inc.
Report date November 16, 2021 · Filed January 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,120 |
Ending reported balance
After 2022-01-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-01-24 · Exercise / conversion · Acquired 12,500 · Balance 18,823 F1: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Row 2 · 2022-01-24 · Exercise / conversion · Acquired 6,854 · Balance 25,677 F2: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Row 3 · 2022-01-24 · Exercise / conversion · Acquired 4,443 · Balance 30,120 F3: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.29 · Expires 2025-11-23 | Direct | 7,089 |
Reported balance
Holding disclosure · report date 2021-11-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,089 F4: The Reporting Person was granted 7,089 Incentive Stock Options on November 23, 2015 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2028-06-27 | Direct | 4,570 |
Reported balance
Holding disclosure · report date 2021-11-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,570 F5: The Reporting Person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
| Incentive Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.66 · Expires 2028-11-16 | Direct | 8,703 |
Reported balance
Holding disclosure · report date 2021-11-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,703 F6: The Reporting Person was granted 8,703 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon exercise into common stock. The reporting person was granted 12,500 Incentive Stock Options on November 16, 2016 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F2: Represents the conversion upon exercise into common stock. The reporting person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at at 1/5 of the total granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F3: Represents the conversion upon exercise into common stock. The reporting person was granted 4,443 Incentive Stock Options on July 23, 2018 as part of a common stock exchange and were fully vested on that date. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F4: The Reporting Person was granted 7,089 Incentive Stock Options on November 23, 2015 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F5: The Reporting Person was granted 11,424 Incentive Stock Options on June 27, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
F6: The Reporting Person was granted 8,703 Incentive Stock Options on November 16, 2018 vesting at 1/5 of the total amount granted over five years. Such Incentive Stock Options were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 17, 2016 22:13 UTC | Good Times Restaurants Inc. GTIM · Entity 7779 | GrantRestricted Stock Unit · Derivative | 8,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014824 · marketforms-37012.xml · derivative · entry 1 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,530 Underlying: Common · 8,800 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully issued and nonforfeitable on the third anniversary from the grant date. F2 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.