Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERIPRISE FINANCIAL INC
Report date January 29, 2022 · Filed February 01, 2022
Section 16 reporting ended · disclosed 2022-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,517 |
Ending reported balance
After 2022-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-01-29 · Tax withholding · Disposed 377 · Balance 66,972 Row 2 · 2022-01-31 · Tax withholding · Disposed 455 · Balance 66,517 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 455 | $304.31 | $138,461.05 |
DisclosureSEC source: 0001179110-22-000686 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,517 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 377 | $298.09 | $112,379.93 |
DisclosureSEC source: 0001179110-22-000686 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,972 Read SEC document |
| August 03, 2021 Filed Aug 11, 2021 20:30 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 777 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008122 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,349 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 7,929 | $211.06 | $1,673,494.74 |
DisclosureSEC source: 0001179110-21-001464 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,126 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 18,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001464 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,055 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,641 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 13 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,461 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 36,754 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 12 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,754 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,655 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 11 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,655 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,958 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 10 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,958 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 9,168 | $203.79 | $1,868,367.81 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 9 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,775 F3 · price: Reflects the weighted average price of 9,168 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $203.46 to $204.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 26,000 | $202.61 | $5,267,904.20 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 8 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,943 F2 · price: Reflects the weighted average price of 26,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $202.07 to $203.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,900 | $201.32 | $1,791,767.58 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 7 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,943 F1 · price: Reflects the weighted average price of 8,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $201.14 to $201.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 131,940 | $205.09 | $27,059,574.60 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 6 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,843 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 32,641 | $123.37 | $4,026,920.17 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 5 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 36,754 | $87.79 | $3,226,633.66 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 4 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 54,655 | $128.76 | $7,037,377.80 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 51,958 | $107.61 | $5,591,200.38 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 986 | $200.84 | $198,028.24 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,775 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 404 | $197.87 | $79,939.48 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,761 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 16,110 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,110 Underlying: Common Stock · 16,110 shares Expires 2031-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 4,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001094 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,165 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 400 | $211.27 | $84,508.00 |
DisclosureSEC source: 0001179110-21-000907 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,561 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 12,322 | $181.86 | $2,240,845.65 |
DisclosureSEC source: 0001179110-20-011102 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,051 F1 · price: Reflects the weighted average price of 12,322 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2020 with sale prices ranging from $181.7355 to $182.0334 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2020 Filed Jun 17, 2020 21:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GiftCommon Stock | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007504 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,373 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 10,815 | $178.82 | $1,933,938.30 |
DisclosureSEC source: 0001179110-20-001853 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,971 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 19,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001853 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,786 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 339 | $175.91 | $59,633.49 |
DisclosureSEC source: 0001179110-20-001386 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,334 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 790 | $165.41 | $130,673.90 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,673 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 24,772 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,772 Underlying: Common Stock · 24,772 shares Expires 2030-01-31 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001012 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,463 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 491 | $167.57 | $82,276.87 |
DisclosureSEC source: 0001179110-20-000843 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,956 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 24,032 | $133.64 | $3,211,578.80 |
DisclosureSEC source: 0001179110-19-002707 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,447 F1 · price: Reflects the weighted average price of 24,032 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 25, 2019 with sale prices ranging from $133.44 to $133.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 6,646 | $130.68 | $868,499.28 |
DisclosureSEC source: 0001179110-19-002180 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,479 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 14,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002180 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,125 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 339 | $126.69 | $42,947.91 |
DisclosureSEC source: 0001179110-19-001675 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,175 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 34,539 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,539 Underlying: Common Stock · 34,539 shares Expires 2029-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 483 | $126.89 | $61,287.87 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,514 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 7,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,997 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 572 | $121.12 | $69,280.64 |
DisclosureSEC source: 0001179110-19-001046 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,172 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 528 | $160.56 | $84,775.68 |
DisclosureSEC source: 0001179110-18-001834 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,744 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 750 | $167.50 | $125,625.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,272 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,632 | $167.50 | $943,360.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,022 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 12,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001660 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,654 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 751 | $171.08 | $128,481.08 |
DisclosureSEC source: 0001179110-18-001546 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,006 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 27,959 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001179110-18-001250 · edgar.xml · derivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,959 Underlying: Common Stock · 27,959 shares Expires 2028-01-26 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2018. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 5,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001250 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,757 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on January 26, 2019, January 26, 2020, and January 26, 2021. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,376 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · derivative · entry 4 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,754 Underlying: Common Stock · 18,376 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2016. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,285 | $161.09 | $690,270.65 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,314 F1 · price: Reflects the weighted average price of 4,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 26, 2017 with sale prices ranging from $161.085 to $161.111 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 14,091 | $157.06 | $2,213,132.46 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,599 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 20:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 18,376 | $87.79 | $1,613,229.04 |
DisclosureSEC source: 0001179110-17-013528 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.