Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Intellicheck, Inc.IDN · Entity 7153 | Director | June 29, 2018 | July 03, 2018 |
| SRAX, Inc.SRAX · Entity 95766 | Chief Financial Officer | January 06, 2022 | February 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Intellicheck, Inc.
Report date June 29, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.30 · Expires 2023-06-29 | Direct | 2,500 |
Reported balance
After 2018-06-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-29 · Grant · Acquired 2,500 · Balance 2,500 |
SRAX, Inc.
Report date January 06, 2022 · Filed February 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 101,292 |
Reported balance
After 2021-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-12-31 · Exercise / conversion · Acquired 100,000 · Balance 101,292 F1: Represents exercise of option granted on December 15, 2018 ("2018 Option"). The 2018 Option was exercised on a cashless basis with shares withheld by the Issuer for tax withholding. |
| Class A Common StockSEC Table I · non-derivative | Direct | 44,276 |
Reported balance
After 2021-12-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-12-31 · Tax withholding · Disposed 57,016 · Balance 44,276 F2: Represents shares withheld pursuant to cashless exercise of the 2018 Option. F4: Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option. |
| Class A Common StockSEC Table I · non-derivative | Direct | 27,544 |
Reported balance
After 2021-12-31 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-12-31 · Tax withholding · Disposed 16,732 · Balance 27,544 F3: Represents shares withheld for tax withholding pursuant to exercise of 2018 Option. F4: Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option. |
| Series A Non-Voting Preferred StockSEC Table I · non-derivative | Direct | 1,292 |
Reported balance
After 2021-09-27 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-09-27 · Other · Acquired 1,292 · Balance 1,292 F5: Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021. |
| Class A Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2029-01-06 | Direct | 100,000 |
Reported balance
After 2022-01-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-01-06 · Grant · Acquired 100,000 · Balance 100,000 F6: Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022. |
| Class A Common Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.56 · Expires 2022-01-02 | Direct | 0 |
Reported balance
After 2018-12-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-15 · Exercise / conversion · Disposed 100,000 · Balance 0 F7: Represents exercise of the 2018 Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents exercise of option granted on December 15, 2018 ("2018 Option"). The 2018 Option was exercised on a cashless basis with shares withheld by the Issuer for tax withholding.
F2: Represents shares withheld pursuant to cashless exercise of the 2018 Option.
F3: Represents shares withheld for tax withholding pursuant to exercise of 2018 Option.
F4: Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option.
F5: Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021.
F6: Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022.
F7: Represents exercise of the 2018 Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2022 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | GrantClass A Common Stock Purchase Option · Derivative | 100,000 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · derivative · entry 5 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2029-01-06 F6 · security: Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022. Read SEC document |
| December 31, 2021 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | Tax withholdingClass A Common Stock | 16,732 | $4.49 | $75,126.68 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · nonDerivative · entry 3 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,544 F3 · security: Represents shares withheld for tax withholding pursuant to exercise of 2018 Option. F4 · balance_after: Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option. Read SEC document |
| December 31, 2021 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | Tax withholdingClass A Common Stock | 57,016 | $4.49 | $256,001.84 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · nonDerivative · entry 2 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,276 F2 · security: Represents shares withheld pursuant to cashless exercise of the 2018 Option. F4 · balance_after: Includes 1,292 shares of Class A Common Stock owned by Reporting Person prior to the exercise of the 2018 Option. Read SEC document |
| December 31, 2021 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | Exercise / conversionClass A Common Stock | 100,000 | $2.56 | $256,000.00 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · nonDerivative · entry 1 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents exercise of option granted on December 15, 2018 ("2018 Option"). The 2018 Option was exercised on a cashless basis with shares withheld by the Issuer for tax withholding. Read SEC document |
| September 27, 2021 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | OtherSeries A Non-Voting Preferred Stock | 1,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · nonDerivative · entry 4 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F5 · security: Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021. Read SEC document |
| December 15, 2018 Filed Feb 4, 2022 20:43 UTC | SRAX, Inc. SRAX · Entity 95766 | Exercise / conversionClass A Common Stock Purchase Option · Derivative | 100,000 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001493152-22-003318 · ownership.xml · derivative · entry 6 Malone Michael · CIK 0001525225 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common Stock · 100,000 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents exercise of the 2018 Option. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 16:47 UTC | Intellicheck, Inc. IDN · Entity 7153 | GrantStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001493152-18-009656 · ownership.xml · derivative · entry 1 Malone Michael · CIK 0001525225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2023-06-29 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:07 UTC | Intellicheck, Inc. IDN · Entity 7153 | GrantRestricted Stock Unit · Derivative | 2,907 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001493152-16-013797 · form4.xml · derivative · entry 1 Malone Michael · CIK 0001525225 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,907 Underlying: Common Stock · 2,907 shares Expires not disclosed F1 · derivative.expiration_date: Restricted Stock Units shall become earned and vested, and shares of stock shall be issued in settlement of Vested Restricted Stock Units on September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.