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Nasdaq · USD

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Intellicheck, Inc.

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Tapewire entity
7153
SEC CIK
0001040896
Parsed reports
335

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202604
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 20:24 UTC GrantCommon Stock, $.001 par value 5,459 $2.29 $12,501.11
Disclosure

SEC source: 0001196690-26-000006 · wk-form4_1791923064.xml · nonDerivative · entry 1

Ullman David E · CIK 0001196690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,556

F1 · shares: Represents restricted stock units granted to the Reporting Person on October 8, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
October 08, 2026 Filed Oct 13, 2026 20:23 UTC
Smith Guy LDirector
GrantCommon Stock, $.001 par value 13,100 $2.29 $29,999.00
Disclosure

SEC source: 0001326916-26-000008 · wk-form4_1791923035.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,259

F1 · shares: Represents restricted stock units granted to the Reporting Person on October 8, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
October 08, 2026 Filed Oct 13, 2026 20:23 UTC
Glenn DylanDirector
GrantCommon Stock, $.001 par value 5,459 $2.29 $12,501.11
Disclosure

SEC source: 0001804366-26-000008 · wk-form4_1791923008.xml · nonDerivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,372

F1 · shares: Represents restricted stock units granted to the Reporting Person on October 8, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
October 08, 2026 Filed Oct 13, 2026 20:23 UTC
Black DondiDirector
GrantCommon Stock, $.001 par value 2,183 $2.29 $4,999.07
Disclosure

SEC source: 0001948433-26-000008 · wk-form4_1791922978.xml · nonDerivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,918

F1 · shares: Represents restricted stock units granted to the Reporting Person on October 8, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:34 UTC GrantCommon Stock, $.001 par value 3,149 $3.97 $12,501.53
Disclosure

SEC source: 0001196690-26-000004 · wk-form4_1784320444.xml · nonDerivative · entry 1

Ullman David E · CIK 0001196690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,097

F1 · shares: Represents restricted stock units granted to the Reporting Person on July 15, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:33 UTC
Smith Guy LDirector
GrantCommon Stock, $.001 par value 7,557 $3.97 $30,001.29
Disclosure

SEC source: 0001326916-26-000006 · wk-form4_1784320404.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,159

F1 · shares: Represents restricted stock units granted to the Reporting Person on July 15, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:32 UTC
Glenn DylanDirector
GrantCommon Stock, $.001 par value 3,149 $3.97 $12,501.53
Disclosure

SEC source: 0001804366-26-000006 · wk-form4_1784320366.xml · nonDerivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,913

F1 · shares: Represents restricted stock units granted to the Reporting Person on July 15, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 20:32 UTC
Black DondiDirector
GrantCommon Stock, $.001 par value 1,259 $3.97 $4,998.23
Disclosure

SEC source: 0001948433-26-000006 · wk-form4_1784320325.xml · nonDerivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,735

F1 · shares: Represents restricted stock units granted to the Reporting Person on July 15, 2026 (the Grant Date), which convert to shares of Common Stock, par value $.001 of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 21:00 UTC
Robins JonathanChief Technology Officer
SaleCommon Stock, $.001 par value 5,550 $4.22 $23,421.00
Disclosure

SEC source: 0001996464-26-000004 · wk-form4_1781643635.xml · nonDerivative · entry 1

Robins Jonathan · CIK 0001996464 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 01, 2026 Filed May 7, 2026 21:05 UTC
Lewis BryanDirector · CEO/President
GiftCommon Stock, $.001 par value 6,270 $0.00 $0.00
Disclosure

SEC source: 0001732564-26-000014 · wk-form4_1778187898.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Indirect · The Lewis Family Revocable Living Trust

Disclosed balance after: 33,730

F1 · balance_after: These shares are owned by The Lewis Family Revocable Living Trust. Mr. Lewis disclaims beneficial ownership of these shares other than to the extent of his pecuniary interest therein, if any.

Read SEC document
April 27, 2026 Filed Apr 28, 2026 20:54 UTC
Lewis BryanDirector · CEO/President
SaleCommon Stock, $.001 par value 10,000 $8.05 $80,536.00
Disclosure

SEC source: 0001732564-26-000012 · wk-form4_1777409646.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Indirect · The Lewis Family Revocable Living Trust

Disclosed balance after: 40,000

F1 · shares: These shares are owned by The Lewis Family Revocable Living Trust. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The Lewis Family Revocable Living Trust (adopted 12/17/2025, with a Selling Start Date of 04/06/2026 and Plan End Date of 07/31/2026). Mr. Lewis disclaims beneficial ownership of these shares other than to the extent of his pecuniary interest therein, if any.

F2 · price: The price reported represents a weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC upon request full information regarding the number of shares sold at each separate price within the range of $7.92 to $8.44.

Read SEC document
April 20, 2026 Filed Apr 21, 2026 20:51 UTC
Lewis BryanDirector · CEO/President
SaleCommon Stock, $.001 par value 10,000 $8.51 $85,145.00
Disclosure

SEC source: 0001732564-26-000009 · wk-form4_1776804714.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Indirect · The Lewis Family Revocable Living Trust

Disclosed balance after: 50,000

F1 · shares: These shares are owned by The Lewis Family Revocable Living Trust. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The Lewis Family Revocable Living Trust (adopted 12/17/2025, with a Selling Start Date of 04/06/2026 and Plan End Date of 07/31/2026). Mr. Lewis disclaims beneficial ownership of these shares other than to the extent of his pecuniary interest therein, if any.

F2 · price: The price reported represents a weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC upon request full information regarding the number of shares sold at each separate price within the range of $8.39 to $8.63.

Read SEC document
April 13, 2026 Filed Apr 14, 2026 21:15 UTC
Lewis BryanDirector · CEO/President
SaleCommon Stock, $.001 par value 10,000 $7.95 $79,503.00
Disclosure

SEC source: 0001732564-26-000006 · wk-form4_1776201345.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Indirect · The Lewis Family Revocable Living Trust

Disclosed balance after: 60,000

F1 · shares: These shares are owned by The Lewis Family Revocable Living Trust. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The Lewis Family Revocable Living Trust (adopted 12/17/2025, with a Selling Start Date of 04/06/2026 and Plan End Date of 07/31/2026). Mr. Lewis disclaims beneficial ownership of these shares other than to the extent of his pecuniary interest therein, if any.

Read SEC document
April 06, 2026 Filed Apr 7, 2026 20:56 UTC
Lewis BryanDirector · CEO/President
SaleCommon Stock, $.001 par value 10,000 $7.53 $75,254.00
Disclosure

SEC source: 0001732564-26-000004 · wk-form4_1775595417.xml · nonDerivative · entry 2

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Indirect · The Lewis Family Revocable Living Trust

Disclosed balance after: 70,000

F2 · shares: These shares are owned by The Lewis Family Revocable Living Trust. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by The Lewis Family Revocable Living Trust (adopted prior to 04/06/2026, with a Selling Start Date of 04/06/2026 and Plan End Date of 07/31/2026). Mr. Lewis disclaims beneficial ownership of these shares.

Read SEC document
April 06, 2026 Filed Apr 7, 2026 20:56 UTC
Lewis BryanDirector · CEO/President
GiftCommon Stock, $.001 par value 80,000 $0.00 $0.00
Disclosure

SEC source: 0001732564-26-000004 · wk-form4_1775595417.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 327,126

F1 · shares: Gift of 80,000 shares from Bryan Lewis to The Lewis Family Revocable Living Trust.

Read SEC document
March 31, 2026 Filed Apr 6, 2026 21:22 UTC
Black DondiDirector
GrantCommon Stock, $.001 par value 715 $6.99 $4,997.85
Disclosure

SEC source: 0001948433-26-000004 · wk-form4_1775510558.xml · nonDerivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,476

F1 · kind: Represents restricted stock units granted to the Reporting Person on March 31, 2026 (the Grant Date), which convert to shares of Common Stock, par value $0.001, of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
March 31, 2026 Filed Apr 6, 2026 21:22 UTC GrantCommon Stock, $.001 par value 3,577 $6.99 $25,003.23
Disclosure

SEC source: 0001907495-26-000004 · wk-form4_1775510520.xml · nonDerivative · entry 1

Braca Gregory · CIK 0001907495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,325

F1 · kind: Represents restricted stock units granted to the Reporting Person on March 31, 2026 (the Grant Date), which convert to shares of Common Stock, par value $0.001, of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
March 31, 2026 Filed Apr 6, 2026 21:21 UTC
Glenn DylanDirector
GrantCommon Stock, $.001 par value 3,577 $6.99 $25,003.23
Disclosure

SEC source: 0001804366-26-000004 · wk-form4_1775510478.xml · nonDerivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,764

F1 · kind: Represents restricted stock units granted to the Reporting Person on March 31, 2026 (the Grant Date), which convert to shares of Common Stock, par value $0.001, of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
March 31, 2026 Filed Apr 6, 2026 21:20 UTC
Smith Guy LDirector
GrantCommon Stock, $.001 par value 4,292 $6.99 $30,001.08
Disclosure

SEC source: 0001326916-26-000004 · wk-form4_1775510432.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,602

F1 · kind: Represents restricted stock units granted to the Reporting Person on March 31, 2026 (the Grant Date), which convert to shares of Common Stock, par value $0.001, of Intellicheck, Inc. on a one-for-one basis, and which vested in full on the Grant Date.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:50 UTC
Sragovicz AdamChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 100,351 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001727723-26-000002 · wk-form4_1774558202.xml · derivative · entry 1

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,351

Underlying: Common Stock, $.001 par value · 100,351 shares

Expires 2033-03-24

F1 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:49 UTC
Robins JonathanChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 77,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001996464-26-000002 · wk-form4_1774558179.xml · derivative · entry 1

Robins Jonathan · CIK 0001996464 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock, $.001 par value · 77,000 shares

Expires 2033-03-24

F1 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

Read SEC document
March 24, 2026 Filed Mar 26, 2026 20:49 UTC
Lewis BryanDirector · CEO/President
GrantStock Option (Right to Buy) · Derivative 146,300 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001732564-26-000002 · wk-form4_1774558149.xml · derivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,300

Underlying: Common Stock, $.001 par value · 146,300 shares

Expires 2033-03-24

F1 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:57 UTC GrantRestricted Stock Units (RSU's) · Derivative 3,925 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001907495-26-000002 · wk-form4_1767823047.xml · derivative · entry 1

Braca Gregory · CIK 0001907495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,925

Underlying: Common Stock, $.001 par value · 3,925 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on January 5, 2026.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:56 UTC
Smith Guy LDirector
GrantRestricted Stock Units (RSU's) · Derivative 4,710 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001326916-26-000002 · wk-form4_1767822974.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock, $.001 par value · 4,710 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of vested Restricted Stock Units on January 5, 2026.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:55 UTC
Glenn DylanDirector
GrantRestricted Stock Units (RSU's) · Derivative 2,355 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001804366-26-000002 · wk-form4_1767822937.xml · derivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,355

Underlying: Common Stock, $.001 par value · 2,355 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on January 5, 2026.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:55 UTC
Black DondiDirector
GrantRestricted Stock Units (RSU's) · Derivative 785 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001948433-26-000002 · wk-form4_1767822903.xml · derivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785

Underlying: Common Stock, $.001 par value · 785 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on January 5, 2026.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:54 UTC GrantRestricted Stock Units (RSU's) · Derivative 1,962 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001196690-26-000002 · wk-form4_1767822863.xml · derivative · entry 1

Ullman David E · CIK 0001196690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,962

Underlying: Common Stock, $.001 par value · 1,962 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on January 5, 2026.

Read SEC document
November 25, 2025 Filed Nov 25, 2025 18:21 UTC
Smith Guy LDirector
PurchaseCommon Stock, $.001 par value 1,000 $6.18 $6,180.00
Disclosure

SEC source: 0001326916-25-000005 · wk-form4_1764094864.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,948

Read SEC document
September 30, 2025 Filed Oct 2, 2025 17:35 UTC
Glenn DylanDirector
GrantRestricted Stock Units (RSU's) · Derivative 2,404 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001804366-25-000004 · wk-form4_1759426548.xml · derivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404

Underlying: Common Stock, $.001 par value · 2,404 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of Common Stock were issued in settlement of Vested Restricted Stock Units on September 30, 2025

Read SEC document
September 30, 2025 Filed Oct 2, 2025 17:35 UTC
Black DondiDirector
GrantRestricted Stock Units (RSU's) · Derivative 2,404 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001948433-25-000003 · wk-form4_1759426503.xml · derivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404

Underlying: Common Stock, $.001 par value · 2,404 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of Common Stock were issued in settlement of Vested Restricted Stock Units on September 30, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 17:34 UTC
Smith Guy LDirector
GrantRestricted Stock Units (RSU's) · Derivative 5,769 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001326916-25-000003 · wk-form4_1759426461.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,769

Underlying: Common Stock, $.001 par value · 5,769 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of Common Stock were issued in settlement of Vested Restricted Stock Units on September 30, 2025.

Read SEC document
September 30, 2025 Filed Oct 10, 2025 21:33 UTC Amendment
Black DondiDirector
GrantRestricted Stock Units (RSU's) · Derivative 962 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001948433-25-000005 · wk-form4a_1760132018.xml · derivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962

Underlying: Common Stock, $.001 par value · 962 shares

Expires not disclosed

F1 · shares: This form 4 is amended to correct the number of Restricted Stock Units granted to the reporting person.

F2 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of Common Stock were issued in settlement of Vested Restricted Stock Units on September 30, 2025.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:57 UTC
Sragovicz AdamChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 45,249 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001727723-25-000003 · wk-form4_1757624256.xml · derivative · entry 3

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,249

Underlying: Common Stock, $.001 par value · 45,249 shares

Expires 2029-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Option shall vest follows: one-half after one year then one-eighth of the remaining unvested options shall vest quarterly over the next two years so that the option is fully vested after three years.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:57 UTC
Sragovicz AdamChief Financial Officer
Tax withholdingCommon Stock, $.001 par value 18,628 $5.41 $100,777.48
Disclosure

SEC source: 0001727723-25-000003 · wk-form4_1757624256.xml · nonDerivative · entry 2

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,801

F1 · kind: Payment of exercise price or tax liability by delivering or withholding securities incident to the exercise of Stock Options issued in accordance with Rule 16b-3.

F2 · price: Reflects a weighted average price per share of $5.41 (rounded to two decimal places) for transactions between $5.33 and $5.53 per share.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 20:57 UTC
Sragovicz AdamChief Financial Officer
Exercise / conversionCommon Stock, $.001 par value 45,429 $2.21 $100,398.09
Disclosure

SEC source: 0001727723-25-000003 · wk-form4_1757624256.xml · nonDerivative · entry 1

Sragovicz Adam · CIK 0001727723 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:39 UTC GrantRestricted Stock Units (RSU's) · Derivative 2,381 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001628280-25-034940 · wk-form4_1752597564.xml · derivative · entry 1

Ullman David E · CIK 0001196690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock, $.001 par value · 2,381 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on July 14, 2025.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:39 UTC
Smith Guy LDirector
GrantRestricted Stock Units (RSU's) · Derivative 5,714 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001628280-25-034939 · wk-form4_1752597539.xml · derivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,714

Underlying: Common Stock, $.001 par value · 5,714 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on July 14, 2025.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:38 UTC
Glenn DylanDirector
GrantRestricted Stock Units (RSU's) · Derivative 2,381 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001628280-25-034938 · wk-form4_1752597509.xml · derivative · entry 1

Glenn Dylan · CIK 0001804366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock, $.001 par value · 2,381 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on July 14, 2025.

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July 14, 2025 Filed Jul 15, 2025 16:38 UTC
Black DondiDirector
GrantRestricted Stock Units (RSU's) · Derivative 952 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0001628280-25-034937 · wk-form4_1752597477.xml · derivative · entry 1

Black Dondi · CIK 0001948433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952

Underlying: Common Stock, $.001 par value · 952 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units became earned and vested, and shares of common stock were issued in settlement of Vested Restricted Stock Units on July 14, 2025.

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionStock Option (Right to Buy) · Derivative 49,875 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · derivative · entry 9

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,625

Underlying: Common Stock, $.001 par value · 49,875 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Of these options, 50% (66,500) have no premium (i.e. exercise price equals stock price at grant); 25% (33,250) of the options have a 20% premium (i.e. exercise price equals stock price at grant plus 20%); and 25% (33,250) of the options have a 40% premium (i.e. exercise price equals stock price at grant plus 40%).

F4 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionStock Option (Right to Buy) · Derivative 9,378 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · derivative · entry 8

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,672

Underlying: Common Stock, $.001 par value · 9,378 shares

Expires 2029-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Of the stock options granted, 40% (45,400) of the options have no premium (i.e., exercise price equals stock price at grant); 30% (34,050) of the options would have a 25% premium (i.e., exercise price equals stock price at grant plus 25%); and 30% (34,050) of the options would have a 50% premium.

F4 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionStock Option (Right to Buy) · Derivative 15,607 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · derivative · entry 7

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,443

Underlying: Common Stock, $.001 par value · 15,607 shares

Expires 2029-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Of the stock options granted, 40% (45,400) of the options have no premium (i.e., exercise price equals stock price at grant); 30% (34,050) of the options would have a 25% premium (i.e., exercise price equals stock price at grant plus 25%); and 30% (34,050) of the options would have a 50% premium.

F4 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionStock Option (Right to Buy) · Derivative 20,809 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · derivative · entry 6

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,591

Underlying: Common Stock, $.001 par value · 20,809 shares

Expires 2029-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Of the stock options granted, 40% (45,400) of the options have no premium (i.e., exercise price equals stock price at grant); 30% (34,050) of the options would have a 25% premium (i.e., exercise price equals stock price at grant plus 25%); and 30% (34,050) of the options would have a 50% premium.

F4 · derivative.exercise_date: One-third of this Option shall vest upon the first anniversary of the date of grant and the remaining two-thirds of this Option shall vest quarterly over the following two years

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Tax withholdingCommon Stock, $.001 par value 41,145 $5.97 $245,754.97
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · nonDerivative · entry 5

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,126

F1 · kind: Payment of exercise price or tax liability by delivering or withholding securities incident to the exercise of Stock Options issued in accordance with Rule 16b-3.

F2 · price: Reflects a weighted average price per share of $5.97 (rounded to two decimal places) for transactions between $5.82 and $6.175 per share.

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June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionCommon Stock, $.001 par value 49,875 $2.70 $134,662.50
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · nonDerivative · entry 4

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionCommon Stock, $.001 par value 9,378 $3.03 $28,415.34
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · nonDerivative · entry 3

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionCommon Stock, $.001 par value 15,607 $2.53 $39,485.71
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · nonDerivative · entry 2

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2025 Filed Jun 11, 2025 21:47 UTC
Lewis BryanDirector · CEO/President
Exercise / conversionCommon Stock, $.001 par value 20,809 $2.02 $42,034.18
Disclosure

SEC source: 0001628280-25-030816 · wk-form4_1749678466.xml · nonDerivative · entry 1

Lewis Bryan · CIK 0001732564 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2025 Filed May 23, 2025 20:20 UTC
Smith Guy LDirector
PurchaseCommon Stock, $.001 par value 2,500 $3.73 $9,327.25
Disclosure

SEC source: 0001628280-25-027586 · wk-form4_1748031623.xml · nonDerivative · entry 1

Smith Guy L · CIK 0001326916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,948

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May 22, 2025 Filed May 23, 2025 20:37 UTC SaleCommon Stock, $.001 par value 102 $4.43 $451.86
Disclosure

SEC source: 0001628280-25-027636 · wk-form4_1748032642.xml · nonDerivative · entry 18

Braca Gregory · CIK 0001907495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.