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person · Reporting owner

SERLET BERTRAND

Disclosed activity across 1 company

Tapewire entity
13073
SEC CIK
0001252200

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389Senior Vice PresidentFebruary 08, 2011February 11, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date February 08, 2011 · Filed February 11, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect111,309 Reported balance After 2011-02-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2011-02-08 · Sale · Disposed 10,000 · Balance 111,309

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2005 and amended on February 26, 2010.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 4,042 $34.09 $137,791.78
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 18

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 4,042 $17.09 $69,093.14
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 17

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 140 $34.07 $4,769.80
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 16

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 140 $17.09 $2,393.13
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 15

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,000 $34.06 $34,060.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 14

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,000 $17.09 $17,093.80
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 13

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,800 $34.05 $95,340.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 12

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 2,800 $17.09 $47,862.64
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 11

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 400 $34.04 $13,616.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 10

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 31, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 400 $17.09 $6,837.52
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 9

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionEmployee Stock Option · Derivative 10,000 $17.09 Strike: $17.09 $170,938.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · derivative · entry 31

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Common Stock · 10,000 shares

Expires 2008-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 100 $34.03 $3,403.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 8

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 100 $17.09 $1,709.38
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 7

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,578 $34.00 $121,652.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 6

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 3,578 $17.09 $61,161.62
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 5

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,900 $33.99 $132,561.00
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 4

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 3,900 $17.09 $66,665.82
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 3

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,422 $33.98 $82,299.56
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 2

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 30, 2004 Filed Sep 1, 2004 22:54 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 2,422 $17.09 $41,401.18
Disclosure

SEC source: 0001181431-04-042596 · rrd51882.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionEmployee Stock Option · Derivative 10,000 $17.09 Strike: $17.09 $170,938.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · derivative · entry 19

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Common Stock · 10,000 shares

Expires 2008-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 100 $34.68 $3,468.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 16

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 100 $17.09 $1,709.38
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 15

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 300 $34.64 $10,390.50
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 14

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 300 $17.09 $5,128.14
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 13

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,265 $34.61 $78,391.65
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 12

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 2,265 $17.09 $38,717.46
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 11

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 5,600 $34.60 $193,760.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 10

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 5,600 $17.09 $95,725.28
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 9

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 900 $34.54 $31,086.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 8

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 900 $17.09 $15,384.42
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 7

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 400 $34.53 $13,810.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 6

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 400 $17.09 $6,837.52
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 5

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 435 $34.51 $15,011.85
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 4

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 27, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 435 $17.09 $7,435.80
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 3

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 26, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionEmployee Stock Option · Derivative 9,352 $17.09 Strike: $17.09 $159,861.22
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · derivative · entry 18

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Commons Stock · 9,352 shares

Expires 2008-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 26, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionEmployee Stock Option · Derivative 648 $17.09 Strike: $17.09 $11,076.78
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · derivative · entry 17

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Underlying: Common Stock · 648 shares

Expires 2008-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 26, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 10,000 $33.57 $335,700.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 2

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
August 26, 2004 Filed Aug 30, 2004 23:51 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 10,000 $17.09 $170,938.00
Disclosure

SEC source: 0001181431-04-042257 · rrd51625.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 30, 2004.

Read SEC document
April 21, 2004 Filed Apr 22, 2004 22:00 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-021833 · rrd39624.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819

F1 · security: Includes 1,000 shares acquired under Apple's Employee Stock Purchase Plan

Read SEC document
March 24, 2004 Filed Mar 26, 2004 21:52 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-04-017691 · rrd33609.xml · derivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2008-03-24

F1 · derivative.exercise_price: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit.

F1 · price: Upon payout, Reporting Person is entitled to receive 1 share of common stock for each 1 restricted stock unit.

F2 · derivative.exercise_date: 125,000 restricted stock units are scheduled to vest on 3/24/2006 and 125,000 restricted stock units are scheduled to vest on 3/24/2008, assuming continued employment and subject to accelerated vesting in certain circumstances.

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October 22, 2003 Filed Oct 23, 2003 17:07 UTC Apple Inc. AAPL · Entity 2389 GrantEmployee Stock Option · Derivative 13,000 $22.76 Strike: $22.76 $295,880.00
Disclosure

SEC source: 0001181431-03-027338 · rrd20779.xml · derivative · entry 2

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2010-10-22

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October 22, 2003 Filed Oct 23, 2003 17:07 UTC Apple Inc. AAPL · Entity 2389 GrantEmployee Stock Option · Derivative 13,000 $22.76 Strike: $22.76 $295,880.00
Disclosure

SEC source: 0001181431-03-027338 · rrd20779.xml · derivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2010-10-22

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September 26, 2003 Filed Sep 30, 2003 00:48 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-024715 · rrd18944.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

F1 · security: Includes 1000 shares acquired under Apple's Employee Stock Purchase Plan.

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Date not disclosed Filed Jul 10, 2003 22:37 UTC Apple Inc. AAPL · Entity 2389 OtherCommon Stock 3,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-03-013739 · rrd12965.xml · nonDerivative · entry 1

SERLET BERTRAND · CIK 0001252200 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.