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Brown William M

Disclosed activity across 5 companies

Tapewire entity
13029
SEC CIK
0001350633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275Chairman & CEOMay 01, 2026May 04, 2026
BECTON DICKINSON & COBDX · Entity 2498DirectorJanuary 27, 2026January 29, 2026
Celanese CorpCE · Entity 3922DirectorMay 12, 2024May 14, 2024
RTX CorpUTX · Entity 2823SVP, Corporate Strategy & DeveMay 02, 2011May 03, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date May 01, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,331 Ending reported balance After 2026-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-01 · Exercise / conversion · Acquired 8,578 · Balance 13,243

Row 2 · 2026-05-01 · Tax withholding · Disposed 3,912 · Balance 9,331

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,579 Reported balance After 2026-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-01 · Exercise / conversion · Disposed 8,578 · Balance 8,579

F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2: The restricted stock units vest in three equal annual installments beginning on May 3, 2025.

BECTON DICKINSON & CO

Report date January 27, 2026 · Filed January 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,663 Reported balance After 2026-01-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 1,098 · Balance 4,663

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2: Includes units acquired through dividend investment since the last report filed by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2: Includes units acquired through dividend investment since the last report filed by the reporting person.

Celanese Corp

Report date May 12, 2024 · Filed May 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect103 Reported balance After 2024-05-12 transaction · row 1
1 source row

Row 1 · 2024-05-12 · Disposition to issuer · Disposed 1,777 · Balance 103

F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.

Phantom StockSEC Table II · derivative / convertible securityDirect14,769.315 Reported balance After 2024-05-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-12 · Grant · Acquired 1,777 · Balance 14,769.315

F2: Each share of phantom stock represents the right to receive one share of Common Stock.

F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

Phantom StockSEC Table II · derivative / convertible securityDirect14,826.072 Reported balance After 2024-05-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-13 · Grant · Acquired 56.757 · Balance 14,826.072

F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Upon vesting of 1,777 Restricted Stock Units granted to the reporting person on May 12, 2023, the reporting person deferred the receipt of 1,777 shares of Common Stock and received instead 1,777 shares of phantom stock pursuant to the Company's 2008 Deferred Compensation Plan (the "Plan"). As a result, the reporting person is reporting the disposition of 1,777 shares of Common Stock in exchange for an equal number of shares of phantom stock.

F2: Each share of phantom stock represents the right to receive one share of Common Stock.

F3: As provided in the Plan, the reported phantom stock becomes payable in shares of Common Stock upon termination of the reporting person's service as a director of the Company subject to certain restrictions and limitations.

F4: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F5: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Plan. As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

RTX Corp

Report date May 02, 2011 · Filed May 03, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,869 Ending reported balance After 2011-05-02 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2011-05-02 · Exercise / conversion · Acquired 33,400 · Balance 60,269

Row 2 · 2011-05-02 · Sale · Disposed 100 · Balance 60,169

Row 3 · 2011-05-02 · Sale · Disposed 500 · Balance 59,669

Row 4 · 2011-05-02 · Sale · Disposed 509 · Balance 59,160

Row 5 · 2011-05-02 · Sale · Disposed 1,200 · Balance 57,960

Row 6 · 2011-05-02 · Sale · Disposed 3,269 · Balance 54,691

Row 7 · 2011-05-02 · Sale · Disposed 5,628 · Balance 49,063

Row 8 · 2011-05-02 · Sale · Disposed 6,528 · Balance 42,535

Row 9 · 2011-05-02 · Sale · Disposed 6,900 · Balance 35,635

Row 10 · 2011-05-02 · Sale · Disposed 8,766 · Balance 26,869

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.17 · Expires 2012-01-01Direct0 Reported balance After 2011-05-02 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2011-05-02 · Exercise / conversion · Disposed 33,400 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan Trustee4,725 Reported balance Holding disclosure · report date 2011-05-02 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 4,725

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2022 · Filed July 01, 2022

Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect257,526.19 Reported balance After 2022-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-29 · Exercise / conversion · Acquired 48,820 · Balance 257,526.19

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect238,315.19 Reported balance After 2022-06-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-06-29 · Tax withholding · Disposed 19,211 · Balance 238,315.19

F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect251,275.19 Reported balance After 2022-06-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-06-29 · Exercise / conversion · Acquired 12,960 · Balance 251,275.19

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect246,175.19 Reported balance After 2022-06-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-06-29 · Tax withholding · Disposed 5,100 · Balance 246,175.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect261,293.19 Reported balance After 2022-06-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2022-06-29 · Exercise / conversion · Acquired 15,118 · Balance 261,293.19

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect255,344.19 Reported balance After 2022-06-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2022-06-29 · Tax withholding · Disposed 5,949 · Balance 255,344.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect261,501.19 Reported balance After 2022-06-29 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2022-06-29 · Exercise / conversion · Acquired 6,157 · Balance 261,501.19

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect259,078.19 Reported balance After 2022-06-29 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2022-06-29 · Tax withholding · Disposed 2,423 · Balance 259,078.19

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-06-29 · Exercise / conversion · Disposed 48,820 · Balance 0

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-29 · Exercise / conversion · Disposed 12,960 · Balance 0

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-06-29 · Exercise / conversion · Disposed 15,118 · Balance 0

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-06-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-06-29 · Exercise / conversion · Disposed 6,157 · Balance 0

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement in shares of common stock of performance stock units awarded on 8/1/2019 (previously reported) that vested at the end of the 3-year performance period and the satisfaction of the reporting person's required service period through 6/29/2022. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.)

F2: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded.

F3: The restricted stock units were awarded on February 28, 2020 (previously reported). Pursuant to the Employment Agreement Amendment dated October 12, 2018, (the "Employment Agreement") the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units previously awarded.

F5: The restricted stock units were awarded on February 26, 2021 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F6: The restricted stock units were awarded on February 25, 2022 (previously reported). Pursuant to the Employment Agreement the restricted stock units fully vested upon reporting persons retirement on June 29, 2022. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F7: Includes 91.82 shares acquired through Issuer's retirement plan for quarters ended 10/1/2021, 12/31/2021 and 4/1/2022 and an increase of 0.09 to the balance in the plan due to rounding by the plan's record keeper.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2022 Filed Apr 27, 2022 20:05 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 65.085 $139.24 $9,062.44
Disclosure

SEC source: 0001306830-22-000086 · wf-form4_165108989587963.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,794.313

Underlying: Common Stock · 65.085 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F3 · shares: The reported phantom stock represents the reporting person's quarterly cash retainer for service as a director which has been deferred under the Plan.

F4 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F4 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:20 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 49.159 $133.90 $6,582.39
Disclosure

SEC source: 0001306830-22-000067 · wf-form4_164695082025402.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,729.228

Underlying: Common Stock · 49.159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 22:25 UTC BECTON DICKINSON & CO BDX · Entity 2498 GrantCommon Stock 714 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006157 · form4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantRestricted Stock Units · Derivative 6,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Stock, Par Value $1.00 · 6,157 shares

Expires not disclosed

F5 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

F5 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/25/2025. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.)

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 12,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,313

Underlying: Common Stock, Par Value $1.00 · 12,313 shares

Expires not disclosed

F4 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F4 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/27/2024 in respect of 3-fiscal-year performance period that started January 1, 2022 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 26,611 $0.00 Strike: $233.51 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,611

Underlying: Common Stock, Par Value $1.00 · 26,611 shares

Expires 2032-02-25

F3 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 8,870 on first anniversary of grant date, additional 8,870 on second anniversary of grant date and remaining 8,871 on third anniversary of grant date.

F3 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 8,870 on first anniversary of grant date, additional 8,870 on second anniversary of grant date and remaining 8,871 on third anniversary of grant date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,501 $0.00 Strike: $204.85 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,501

Underlying: Common Stock, Par Value $1.00 · 129,501 shares

Expires 2029-08-01

F2 · derivative.exercise_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

F2 · derivative.expiration_date: On August 1, 2019, the reporting person was granted an option to purchase 129,501 shares of Issuer's common stock subject to future vesting contingent on achievement by 12/31/2021 of a threshold level for full-year run rate gross synergies from the L3Harris Merger. The performance criteria were met, resulting in vesting of the option, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of this option in a Form 4 filed on 8/5/2019.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:48 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantPerformance Stock Units · Derivative 48,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014206 · doc4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820

Underlying: Common Stock, Par Value $1.00 · 48,820 shares

Expires not disclosed

F1 · derivative.exercise_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

F1 · derivative.expiration_date: On August 1, 2019, the reporting person was granted performance stock units subject to future vesting and future adjustment, in each case, based on an award payout formula that measures achievement by 12/31/2021 of a target level (with a minimum threshold) for full-year run rate gross synergies from the merger that established L3Harris Technologies, Inc. (the "L3Harris Merger"), with an upward or downward modifier for cumulative earnings per share performance relative to a target. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. The maximum level was satisfied, resulting in vesting of the performance stock units at 400% of target, subject to the reporting person's continuing employment through 6/29/2022 (with certain exceptions). The reporting person voluntarily reported the grant of these performance stock units, at target, in a Form 4 filed on 8/5/2019.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 22:22 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 54.928 $164.99 $9,062.57
Disclosure

SEC source: 0001306830-22-000004 · wf-form4_164280375670383.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,680.069

Underlying: Common Stock · 54.928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:11 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 38.935 $167.42 $6,518.50
Disclosure

SEC source: 0001306830-21-000215 · wf-form4_163710064343540.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,625.141

Underlying: Common Stock · 38.935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Common Stock or the cash value of one share of Common Stock.

F2 · derivative.exercise_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

F2 · derivative.expiration_date: The reported phantom stock represents dividend equivalents on cash compensation and restricted stock units deferred under the Company's 2008 Deferred Compensation Plan (the "Plan"). As provided by the Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time. The shares of phantom stock become payable in cash or shares of Common Stock, subject to certain conditions and as provided in the Plan, on the earlier of the date previously elected by the reporting person to receive payment or upon termination of the reporting person's service as a director of the Company.

Read SEC document
October 21, 2021 Filed Oct 22, 2021 20:23 UTC Celanese Corp CE · Entity 3922 GrantPhantom Stock · Derivative 64.094 $165.77 $10,624.86
Disclosure

SEC source: 0001306830-21-000204 · wf-form4_163493420868953.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586.206

Underlying: Common Stock · 64.094 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Common Stock.

F2 · shares: The reported phantom stock represents a portion of the person's quarterly cash retainer for service as a director which has been deferred under the Company's 2008 Deferred Compensation Plan (the "Plan").

F3 · derivative.exercise_date: As provided in the Company's 2008 Deferred Compensation Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

F3 · derivative.expiration_date: As provided in the Company's 2008 Deferred Compensation Plan, the reporting person may transfer a portion of the phantom stock account into an alternative investment account at any time, and on the earlier of the date previously elected by the reporting person to receive a payment or the termination of the reporting person's service as a director of the Company, the shares of phantom stock become payable in either cash or shares of Common Stock.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,160 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · derivative · entry 16

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 85,160 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,825 $228.83 $417,614.75
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 14

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F13 · price: Reflects weighted average sale price (prices actually received ranged from $228.71 to $228.98). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 6,500 $228.28 $1,483,820.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 13

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,439.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F12 · price: Reflects weighted average sale price (prices actually received ranged from $227.71 to $228.68). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 39,186 $226.87 $8,890,127.82
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 12

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,939.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F11 · price: Reflects weighted average sale price (prices actually received ranged from $226.64 to $227.60). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 37,649 $226.36 $8,522,227.64
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 11

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,125.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F10 · price: Reflects weighted average sale price (prices actually received ranged from $225.64 to $226.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 85,160 $77.54 $6,603,306.40
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 10

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,774.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,162 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · derivative · entry 15

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,160

Underlying: Common Stock, Par Value $1.00 · 85,162 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 600 $233.13 $139,878.00
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F9 · price: Reflects weighted average sale price (prices actually received ranged from $232.75 to $233.67). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 10,750 $232.21 $2,496,257.50
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,214.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: Reflects weighted average sale price (prices actually received ranged from $231.66 to $232.65). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 12,085 $231.19 $2,793,931.15
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,964.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $230.65 to $231.63). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 15,147 $230.26 $3,487,748.22
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,049.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $229.65 to $230.64). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,532 $229.06 $350,919.92
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,196.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $228.59 to $229.55). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 29,487 $228.06 $6,724,805.22
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,728.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $227.59 to $228.58). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 6,546 $227.16 $1,486,989.36
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,215.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $226.59 to $227.58). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 9,015 $226.07 $2,038,021.05
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,761.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $225.59 to $226.56). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:39 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 85,162 $77.54 $6,603,461.48
Disclosure

SEC source: 0001209191-21-056181 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,776.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,162 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · derivative · entry 10

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,322

Underlying: Common Stock, Par Value $1.00 · 85,162 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 1,494 $233.21 $348,415.74
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $232.95 to $233.46). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 52,285 $232.04 $12,132,211.40
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,108.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $231.63 to $232.62). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 31,383 $231.31 $7,259,201.73
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,393.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $230.63 to $231.62). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 85,162 $77.54 $6,603,461.48
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,776.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,162 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · derivative · entry 9

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,484

Underlying: Common Stock, Par Value $1.00 · 85,162 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 2,256 $230.93 $520,978.08
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $230.29 to $231.26). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 29,645 $231.98 $6,877,047.10
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,870.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $231.78 to $232.65). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 53,261 $231.35 $12,321,932.35
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,515.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $230.78 to $231.77). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 09, 2021 Filed Sep 13, 2021 22:43 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 85,162 $77.54 $6,603,461.48
Disclosure

SEC source: 0001209191-21-055731 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,776.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 49,644 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · derivative · entry 14

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,646

Underlying: Common Stock, Par Value $1.00 · 49,644 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 35,518 $0.00 Strike: $71.02 $0.00
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · derivative · entry 13

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 35,518 shares

Expires 2024-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 3,832 $231.50 $887,108.00
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 11

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F9 · price: Reflects weighted average sale price (prices actually received ranged from $231.26 to $231.89). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 26,332 $230.65 $6,073,475.80
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 10

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,446.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: Reflects weighted average sale price (prices actually received ranged from $230.26 to $231.24). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 19,480 $229.99 $4,480,205.20
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 9

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,778.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: Reflects weighted average sale price (prices actually received ranged from $229.26 to $230.25). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 49,644 $77.54 $3,849,395.76
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 8

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,258.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 6,734 $230.56 $1,552,591.04
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 7

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: Reflects weighted average sale price (prices actually received ranged from $230.41 to $230.94). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 28,784 $229.96 $6,619,168.64
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 6

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,348.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: Reflects weighted average sale price (prices actually received ranged from $229.41 to $230.39). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 08, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 35,518 $71.02 $2,522,488.36
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 5

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,132.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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September 07, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 85,162 $0.00 Strike: $71.02 $0.00
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · derivative · entry 12

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,518

Underlying: Common Stock, Par Value $1.00 · 85,162 shares

Expires 2024-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 13,729 $230.75 $3,167,966.75
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 4

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,614.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: Reflects weighted average sale price (prices actually received ranged from $230.55 to $231.19). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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September 07, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 45,672 $230.14 $10,510,954.08
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 3

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,343.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: Reflects weighted average sale price (prices actually received ranged from $229.55 to $230.54). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 07, 2021 Filed Sep 10, 2021 00:15 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 SaleCommon Stock, Par Value $1.00 25,761 $229.07 $5,901,072.27
Disclosure

SEC source: 0001209191-21-055389 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,015.28

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on August 4, 2021, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: Reflects weighted average sale price (prices actually received ranged from $228.55 to $229.54). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.