Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Director | August 28, 2026 | September 02, 2026 |
| DEERE & CODE · Entity 106 | Group President, Fnc'l Srvcs | December 09, 2015 | December 10, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 60 |
Reported balance
After 2026-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 21 · Balance 60 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
DEERE & CO
Report date December 09, 2015 · Filed December 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 73,721 |
Reported balance
After 2015-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-12-09 · Grant · Acquired 4,704 · Balance 73,721 F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2: Includes 55,293 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $79.24 · Expires 2025-12-09 | Direct | 30,918 |
Reported balance
After 2015-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-09 · Grant · Acquired 30,918 · Balance 30,918 F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Trust | 23,000 |
Reported balance
Holding disclosure · report date 2015-12-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 55,293 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 32,560 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 7 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,853 Underlying: Common Stock · 32,560 shares Expires 2019-12-09 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F6 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 12,774 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 6 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,774 Underlying: Common Stock · 12,774 shares Expires 2018-12-17 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 12,774 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,258 Underlying: Common Stock · 12,774 shares Expires 2018-12-17 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 18,291 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 4 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 18,291 Underlying: Common Stock · 18,291 shares Expires 2017-12-05 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, December 5, 2009 and December 5, 2010. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 18,291 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,097 Underlying: Common Stock · 18,291 shares Expires 2017-12-05 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, December 5, 2009 and December 5, 2010. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,000 F1 · security: Gift of shares to a family trust for the benefit of spouse and children. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,223 F1 · security: Gift of shares to a family trust for the benefit of spouse and children. F2 · balance_after: Includes 41,701 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| June 06, 2012 Filed Jun 18, 2012 15:00 UTC Amendment | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 32,560 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-12-000035 · primary_doc.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,237 Underlying: Common Stock · 32,560 shares Expires 2019-12-09 F1 · security: Amendment to correct Number of derivative Securities Beneficially Owned Following Reported Transaction (column 9). Gift of employee stock options to a family trust previously reported on June 14, 2012. F2 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 20:34 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 23,183 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-11-000058 · primary_doc.xml · derivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,183 Underlying: Common Stock · 23,183 shares Expires 2021-12-14 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 20:34 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 5,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000058 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,223 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 41,701 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 06, 2011 Filed Dec 8, 2011 21:31 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 5,009 | $78.14 | $391,403.26 |
DisclosureSEC source: 0000315189-11-000049 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,203 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 36,681 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| January 13, 2011 Filed Jan 13, 2011 20:24 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 23,368 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-11-000006 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,368 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in two equal tranches on 12/6/2008 and 12/6/2009. Read SEC document |
| January 13, 2011 Filed Jan 13, 2011 20:24 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 23,368 | $89.18 | $2,083,958.24 |
DisclosureSEC source: 0000315189-11-000006 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,212 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. F2 · balance_after: Includes 48,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| January 13, 2011 Filed Jan 13, 2011 20:24 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 23,368 | $48.38 | $1,130,427.00 |
DisclosureSEC source: 0000315189-11-000006 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. Read SEC document |
| January 12, 2011 Filed Jan 12, 2011 17:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 12,038 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-11-000005 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,368 Underlying: Common Stock · 12,038 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| January 12, 2011 Filed Jan 12, 2011 17:23 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 12,038 | $87.00 | $1,047,306.00 |
DisclosureSEC source: 0000315189-11-000005 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,212 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. F2 · balance_after: Includes 48,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| January 12, 2011 Filed Jan 12, 2011 17:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 12,038 | $48.38 | $582,338.25 |
DisclosureSEC source: 0000315189-11-000005 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on June 3, 2010. Read SEC document |
| December 20, 2010 Filed Dec 20, 2010 17:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 17,031 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-10-000052 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,032 Underlying: Common Stock · 17,031 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 20, 2010 Filed Dec 20, 2010 17:28 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 17,031 | $81.65 | $1,390,581.15 |
DisclosureSEC source: 0000315189-10-000052 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,212 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F2 · balance_after: Includes 48,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 20, 2010 Filed Dec 20, 2010 17:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 17,031 | $39.67 | $675,534.62 |
DisclosureSEC source: 0000315189-10-000052 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:08 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 21,347 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-10-000049 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,347 Underlying: Common Stock · 21,347 shares Expires 2020-12-08 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012, and December 8, 2013. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 20:08 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-10-000049 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,212 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 48,483 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 07, 2010 Filed Dec 9, 2010 20:08 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 5,864 | $81.20 | $476,156.80 |
DisclosureSEC source: 0000315189-10-000049 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,368 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. Read SEC document |
| October 20, 2010 Filed Oct 21, 2010 15:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 17,547 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0001104659-10-053075 · a4.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,063 Underlying: Common Stock · 17,547 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| October 20, 2010 Filed Oct 21, 2010 15:12 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 17,547 | $77.00 | $1,351,119.00 |
DisclosureSEC source: 0001104659-10-053075 · a4.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,232 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F2 · balance_after: Includes 57,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| October 20, 2010 Filed Oct 21, 2010 15:12 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 17,547 | $39.67 | $696,001.76 |
DisclosureSEC source: 0001104659-10-053075 · a4.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. Read SEC document |
| August 23, 2010 Filed Aug 23, 2010 17:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 13,678 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-10-000032 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,678 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| August 23, 2010 Filed Aug 23, 2010 17:34 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 13,678 | $65.31 | $893,310.18 |
DisclosureSEC source: 0000315189-10-000032 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,232 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.27 to $65.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 57,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| August 23, 2010 Filed Aug 23, 2010 17:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 13,678 | $34.44 | $471,070.32 |
DisclosureSEC source: 0000315189-10-000032 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 option exercise plan executed on June 3, 2010. Read SEC document |
| December 09, 2009 Filed Dec 10, 2009 21:32 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 64,797 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-09-000043 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,797 Underlying: Common Stock · 64,797 shares Expires 2019-12-09 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. Read SEC document |
| December 09, 2009 Filed Dec 10, 2009 21:32 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 6,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-09-000043 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,185 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 57,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2009 Filed Dec 10, 2009 21:32 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,091 | $52.58 | $162,524.78 |
DisclosureSEC source: 0000315189-09-000043 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,680 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. Read SEC document |
| December 08, 2009 Filed Dec 21, 2009 16:40 UTC Amendment | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 4,044 | $52.58 | $212,633.52 |
DisclosureSEC source: 0000315189-09-000045 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,232 F1 · security: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F1 · shares: Amendment to revise the number of shares withheld to satisfy exempt tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 57,453 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 20:24 UTC | DEERE & CO DEERE & CO · Entity 106 | GrantMarket Priced Options · Derivative | 51,610 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0001104659-08-077596 · a4.xml · derivative · entry 2 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,610 Underlying: Common Stock · 51,610 shares Expires 2018-12-17 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011. Read SEC document |
| December 17, 2008 Filed Dec 19, 2008 20:24 UTC | DEERE & CO DEERE & CO · Entity 106 | Grant$1 Par Common Stock | 17,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-08-077596 · a4.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,771 F1 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F2 · balance_after: Includes 60,476 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2008 Filed Dec 11, 2008 19:39 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 4,224 | $37.85 | $159,878.40 |
DisclosureSEC source: 0000315189-08-000039 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,568 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 43,273 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 11, 2007 Filed Dec 12, 2007 22:07 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,085 | $87.26 | $269,181.68 |
DisclosureSEC source: 0000315189-07-000092 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,418 F1 · security: References to Deere & Company stock include associated preferred stock rights. F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F3 · balance_after: Includes 27,235 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2007 Filed Dec 10, 2007 22:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 11,794 | $0.00 Strike: $34.69 | $0.00 |
DisclosureSEC source: 0000315189-07-000087 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,794 shares Expires 2014-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2005, December 8, 2006 and December 8, 2007. Read SEC document |
| December 10, 2007 Filed Dec 10, 2007 22:28 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 11,794 | $86.74 | $1,023,051.66 |
DisclosureSEC source: 0000315189-07-000087 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,503 F1 · security: References to Deere & Company stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F3 · balance_after: Includes 34,503 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 10, 2007 Filed Dec 10, 2007 22:28 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 11,794 | $34.69 | $409,074.89 |
DisclosureSEC source: 0000315189-07-000087 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 20:44 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 13,676 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-07-000084 · primary_doc.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,678 Underlying: Common Stock · 13,676 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b) 5-1 option exercise plan executed on 24 May 2007. F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F7 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 20:44 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 13,676 | $89.46 | $1,223,454.96 |
DisclosureSEC source: 0000315189-07-000084 · primary_doc.xml · nonDerivative · entry 3 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,503 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b) 5-1 option exercise plan executed on 24 May 2007. F4 · balance_after: Includes 34,503 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 20:44 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 13,676 | $34.44 | $471,001.44 |
DisclosureSEC source: 0000315189-07-000084 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F3 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b) 5-1 option exercise plan executed on 24 May 2007. Read SEC document |
| December 05, 2007 Filed Dec 7, 2007 20:44 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 24,388 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-07-000084 · primary_doc.xml · derivative · entry 4 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,388 Underlying: Common Stock · 24,388 shares Expires 2017-12-05 F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 5, 2007, December 5, 2008, and December 5, 2009. Read SEC document |
| December 05, 2007 Filed Dec 7, 2007 20:44 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 8,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000084 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,503 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 05, 2007 Filed Dec 19, 2007 15:46 UTC Amendment | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 8,129 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-07-000099 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,877 F2 · shares: Previously reported grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F1 · balance_after: On December 3,2007, the common stock of Deere & Company split 2-for-1, resulting in the reporting person's ownership of 26,374 additional shares of common stock. These shares were inadvertently omitted from the original Form 4 and two subsequently filed Forms 4. The total amount includes 60,877 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled soley in shares. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 22:05 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 7,045 | $0.00 Strike: $68.88 | $0.00 |
DisclosureSEC source: 0000315189-07-000076 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,677 Underlying: Common Stock · 7,045 shares Expires 2015-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F4 · security: All options include the ability to withhold shares for income tax obligations upon the exercise of the option. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 7, 2006, December 7, 2007 and December 7, 2008. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 22:05 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 7,045 | $160.00 | $1,127,200.00 |
DisclosureSEC source: 0000315189-07-000076 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,374 F1 · security: References to Deere & Company stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F3 · balance_after: Includes 26,374 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 06, 2007 Filed Nov 7, 2007 22:05 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 7,045 | $68.88 | $485,259.60 |
DisclosureSEC source: 0000315189-07-000076 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company stock include associated preferred stock rights. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F3 · balance_after: Includes 26,374 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| October 01, 2007 Filed Oct 1, 2007 16:32 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 11,971 | $0.00 Strike: $69.37 | $0.00 |
DisclosureSEC source: 0000315189-07-000058 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,897 Underlying: Common Stock · 11,971 shares Expires 2014-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed on 24 May 2007. F4 · security: All options include the ability to withhold shares for income tax obligations upon the exercise of the option. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 8, 2005, December 8, 2006 and December 8, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.