Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Director | August 28, 2026 | September 02, 2026 |
| DEERE & CODE · Entity 106 | Group President, Fnc'l Srvcs | December 09, 2015 | December 10, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 60 |
Reported balance
After 2026-08-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 21 · Balance 60 F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock.
DEERE & CO
Report date December 09, 2015 · Filed December 10, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 73,721 |
Reported balance
After 2015-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-12-09 · Grant · Acquired 4,704 · Balance 73,721 F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2: Includes 55,293 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $79.24 · Expires 2025-12-09 | Direct | 30,918 |
Reported balance
After 2015-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-09 · Grant · Acquired 30,918 · Balance 30,918 F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Trust | 23,000 |
Reported balance
Holding disclosure · report date 2015-12-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations.
F2: Includes 55,293 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2021 Filed Feb 12, 2021 21:58 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 140 | $22.51 | $3,151.40 |
DisclosureSEC source: 0001225208-21-002419 · doc4.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:58 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 8,312 | $22.51 | $187,103.12 |
DisclosureSEC source: 0001225208-21-002419 · doc4.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:58 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 5,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002419 · doc4.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877 Underlying: Common Stock, par value $0.01 · 5,877 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:48 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005551 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140 Underlying: Common Stock, par value $0.01 · 140 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:55 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002652 · doc4.xml · derivative · entry 4 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 7,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:55 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002652 · doc4.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:55 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 177 | $17.91 | $3,170.07 |
DisclosureSEC source: 0001225208-20-002652 · doc4.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:55 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 7,033 | $17.91 | $125,961.03 |
DisclosureSEC source: 0001225208-20-002652 · doc4.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 12, 2020 22:09 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 8,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002060 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,312 Underlying: Common Stock, par value $0.01 · 8,312 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 21:52 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015241 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177 Underlying: Common Stock, par value $0.01 · 42 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 21:04 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012262 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140 Underlying: Common Stock, par value $0.01 · 55 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 21:00 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009121 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85 Underlying: Common Stock, par value $0.01 · 43 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 22:49 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005811 · doc4.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42 Underlying: Common Stock, par value $0.01 · 42 shares Expires not disclosed F5 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F5 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F5 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 16, 2019 Filed Mar 26, 2019 22:49 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005811 · doc4.xml · derivative · entry 4 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 4,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F4 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F4 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 16, 2019 Filed Mar 26, 2019 22:49 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005811 · doc4.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 16, 2019 Filed Mar 26, 2019 22:49 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 86 | $19.11 | $1,643.46 |
DisclosureSEC source: 0001225208-19-005811 · doc4.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2019 Filed Mar 26, 2019 22:49 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 4,284 | $19.11 | $81,867.24 |
DisclosureSEC source: 0001225208-19-005811 · doc4.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:41 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 7,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002783 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,033 Underlying: Common Stock, par value $0.01 · 7,033 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 22:19 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016206 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86 Underlying: Common Stock, par value $0.01 · 29 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 21:16 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013174 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57 Underlying: Common Stock, par value $0.01 · 22 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:49 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010184 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 Underlying: Common Stock, par value $0.01 · 18 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 20:44 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006705 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17 Underlying: Common Stock, par value $0.01 · 17 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:32 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 4,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003586 · doc4.xml · derivative · entry 1 Mack Michael J · CIK 0001349264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,284 Underlying: Common Stock, par value $0.01 · 4,284 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 19:52 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 30,918 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000063 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Group President, Fnc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,918 Underlying: Common Stock · 30,918 shares Expires 2025-12-09 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 19:52 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000063 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Group President, Fnc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,721 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 55,293 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 17:28 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,867 | $87.10 | $162,615.70 |
DisclosureSEC source: 0000315189-14-000049 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · Group President, Fnc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,017 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 55,433 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 17:28 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 3,895 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000049 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Group President, Fnc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,884 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 20:02 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 30,327 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-14-000041 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · Group President, Finc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,327 Underlying: Common Stock · 30,327 shares Expires 2024-12-10 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, December 10, 2016 and December 10, 2017. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 20:02 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000041 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · Group President, Finc'l Srvcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,989 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 55,433 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 20:56 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 22,698 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-13-000058 · primary_doc.xml · derivative · entry 3 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,698 Underlying: Common Stock · 22,698 shares Expires 2023-12-11 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11, 2015, and December 11, 2016. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 20:56 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,586 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000058 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,159 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 50,603 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 19:18 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 3,716 | $85.39 | $317,309.24 |
DisclosureSEC source: 0000315189-13-000048 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,573 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 19:18 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 7,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000048 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,289 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 32,560 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · derivative · entry 6 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 32,560 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 32,237 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,237 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 32,560 | $93.00 | $3,028,080.00 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 4 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,000 F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 32,560 | $52.25 | $1,701,260.00 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 3 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 55,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 32,237 | $93.00 | $2,998,041.00 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,539 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F3 · balance_after: Includes 46,017 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| January 24, 2013 Filed Jan 24, 2013 21:34 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 32,237 | $52.25 | $1,684,383.25 |
DisclosureSEC source: 0000315189-13-000008 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:16 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 21,989 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000064 · primary_doc.xml · derivative · entry 2 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,989 Underlying: Common Stock · 21,989 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 21:16 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000064 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,539 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 46,017 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly beneficially owns 23,000 shares directly owned by a family trust. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 12,774 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · derivative · entry 6 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 12,774 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 4,258 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · derivative · entry 5 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,258 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable on December 17, 2011. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 12,774 | $85.01 | $1,085,879.42 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 4 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,000 F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 12,774 | $39.67 | $506,680.71 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 3 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on August 22, 2012. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 4,258 | $85.00 | $361,930.00 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 2 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,223 F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. F3 · balance_after: Includes 41,701 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 20:27 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 4,258 | $39.67 | $168,893.57 |
DisclosureSEC source: 0000315189-12-000055 · primary_doc.xml · nonDerivative · entry 1 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on August 22, 2012. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 7,257 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 10 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,257 Underlying: Common Stock · 7,257 shares Expires 2020-12-08 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 7,257 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 9 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,090 Underlying: Common Stock · 7,257 shares Expires 2020-12-08 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. Read SEC document |
| June 06, 2012 Filed Jun 14, 2012 17:01 UTC | DEERE & CO DE · Entity 106 | GiftMarket Priced Options · Derivative | 32,560 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-12-000034 · primary_doc.xml · derivative · entry 8 Mack Michael J · CIK 0001349264 · President, WW C&F Division 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 32,560 Underlying: Common Stock · 32,560 shares Expires 2019-12-09 F3 · security: Gift of employee stock options to a family trust for the benefit of spouse and children. F6 · derivative.exercise_date: The options became exercisable in two approximately equal installments on December 9, 2010 and December 9, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.