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Ryan Kevin Thomas

Disclosed activity across 1 company

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129920
SEC CIK
0001669910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Chief Risk Review OfficerFebruary 24, 2022February 28, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 24, 2022 · Filed February 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect114,852 Ending reported balance After 2022-02-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-02-24 · Exercise / conversion · Acquired 2,160 · Balance 115,622

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2022-02-24 · Tax withholding · Disposed 770 · Balance 114,852

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,319 Reported balance After 2022-02-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-02-24 · Exercise / conversion · Disposed 2,160 · Balance 4,319

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Common SharesSEC Table I · non-derivativeIndirect401(k) Plan14,647 Reported balance Holding disclosure · report date 2022-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,647

F2: Reported as of February 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: Reported as of February 15, 2022.

F3: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,220 $0.00 $0.00
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.

F3 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vested in four equal annual installments ending on February 17, 2019.

F4 · derivative.underlying_shares: Includes approximately 97 dividend-equivalent restricted stock units accrued between March and December 2018.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,328 $17.51 $58,273.28
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,780

Read SEC document
February 17, 2019 Filed Feb 20, 2019 21:56 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 10,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-19-000020 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 9,637 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,637 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 10,627 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

Underlying: Common Shares · 10,627 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 5,206 $17.14 $89,230.84
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,150

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,637 $9.26 $89,238.62
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 5,220 $17.14 $89,470.80
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,719

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:06 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 10,627 $8.42 $89,479.34
Disclosure

SEC source: 0001294671-19-000008 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:50 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 10,725 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001294671-18-000059 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,725 shares

Expires 2019-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2012.

Read SEC document
May 22, 2018 Filed May 24, 2018 20:50 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 2,867 $20.76 $59,518.92
Disclosure

SEC source: 0001294671-18-000059 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,312

Read SEC document
May 22, 2018 Filed May 24, 2018 20:50 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 10,725 $5.55 $59,523.75
Disclosure

SEC source: 0001294671-18-000059 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 6,250 $0.00 Strike: $21.02 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 9

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Shares · 6,250 shares

Expires 2028-02-19

F12 · derivative.exercise_date: The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 6,089 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 8

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,089

Underlying: Common Shares · 6,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F11 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,599

Underlying: Common Shares · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F10 · balance_after: Includes approximately 150 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,116 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232

Underlying: Common Shares · 4,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · balance_after: Includes approximately 248 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,123 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 5

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,123

Underlying: Common Shares · 3,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · balance_after: Includes approximately 124 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,653 $0.00 $0.00
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.

F4 · derivative.underlying_shares: Includes approximately 54 dividend-equivalent restricted stock units accrued between March and December 2017.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,548 $21.02 $74,578.96
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,454

Read SEC document
February 17, 2018 Filed Feb 21, 2018 22:40 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 11,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-18-000026 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 4,400 $0.00 Strike: $5.55 $0.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Shares · 4,400 shares

Expires 2019-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments ending on July 27, 2013.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionOption to Buy · Derivative 12,500 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,500 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on July 25, 2012.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 1,332 $18.32 $24,402.24
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,243

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 4,400 $5.55 $24,420.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 7,620 $18.31 $139,522.20
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,175

Read SEC document
April 28, 2017 Filed May 1, 2017 20:42 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 12,500 $11.16 $139,500.00
Disclosure

SEC source: 0001294671-17-000049 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes approximately 11 common shares acquired through dividend reinvestment in March 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,528 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · shares: Includes approximately 65 dividend-equivalent restricted stock units accrued between June and December 2016.

F4 · derivative.exercise_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 1,177 $19.36 $22,786.72
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,284

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:48 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 3,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000041 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 6,521 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · derivative · entry 8

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,521

Underlying: Common Shares · 6,521 shares

Expires 2027-02-20

F10 · derivative.exercise_date: The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 7,317 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Shares · 7,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F9 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,034 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Shares · 4,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F7 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.

F8 · balance_after: Includes approximately 299 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,060 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · derivative · entry 5

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120

Underlying: Common Shares · 3,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F5 · derivative.expiration_date: The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.

F6 · balance_after: Includes approximately 170 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Underlying: Common Shares · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F3 · derivative.expiration_date: The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.

F4 · balance_after: Includes approximately 96 dividend-equivalent restricted stock units accrued between June and December 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 3,440 $18.96 $65,222.40
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,933

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:12 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 9,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001294671-17-000027 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.