DESOER BARBARA J

SEC source: 0000927066-20-000221 · wf-form4_160531012988039.xml · derivative · entry 4

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593

Underlying: Common Stock · 2,593 shares

Expires 2021-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on 1/14/2016 and vested 100% on 6/16/2016.

SEC source: 0000927066-20-000221 · wf-form4_160531012988039.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000927066-20-000221 · wf-form4_160531012988039.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000927066-20-000248 · wf-form4a_160566574512724.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

F2 · date: Due to an administrative error, the settlement in stock of the Reporting Person's exercise of 2,593 stock-settled Stock Appreciation Rights granted on 1/14/2016 was incorrectly reported on the Form 4 filed by the Reporting Person on 11/13/2020.

SEC source: 0000927066-20-000248 · wf-form4a_160566574512724.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020

F1 · date: Due to an administrative error, the settlement in stock of the Reporting Person's exercise of 1,223 stock-settled Stock Appreciation Rights granted on 12/31/2015 was incorrectly reported on the Form 4 filed by the Reporting Person on 11/13/2020.

SEC source: 0000927066-20-000188 · wf-form4_159778889773499.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578

SEC source: 0000927066-20-000100 · wf-form4_158993740271942.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

SEC source: 0000927066-20-000049 · wf-form4_158448937029664.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

SEC source: 0001209191-20-009657 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,857.7916

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0001209191-20-004495 · doc4.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,340.65

Underlying: Common Stock · 37,340.65 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.exercise_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · derivative.expiration_date: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

F2 · balance_after: On February 16, 2017 the Reporting Person received from the Issuer a target award of 30,594.55 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2019 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2019. Based on the adjustments described above, the Reporting Person is entitled to receive 37,340.65 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2020. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2020, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2016 through February 28, 2020.

SEC source: 0001209191-20-004495 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,956.94

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0000927066-19-000188 · wf-form4_157420579521847.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

SEC source: 0000927066-19-000152 · wf-form4_156599396530645.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

SEC source: 0001209191-19-040182 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,633.8507

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

SEC source: 0000927066-19-000076 · wf-form4_155813546711525.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

SEC source: 0000927066-19-000044 · wf-form4_155433791108412.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

SEC source: 0001209191-19-010637 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,976.27

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2020; none of the award is eligible for immediate sale.

SEC source: 0001209191-19-005006 · doc4.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,662.34

Underlying: Common Stock · 38,662.34 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.

F2 · derivative.exercise_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.

F2 · derivative.expiration_date: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.

F2 · balance_after: On February 16, 2016 the Reporting Person received from the Issuer a target award of 46,558.70 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the three-year period ending on December 31, 2018. Based on the adjustments described above, the Reporting Person is entitled to receive 38,662.34 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2019. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period December 20, 2018 through January 18, 2019, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2015 through February 28, 2019.

SEC source: 0001209191-19-005006 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,337.52

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0000927066-19-000018 · wf-form4_154656105878910.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

SEC source: 0000927066-18-000181 · wf-form4_153850300072982.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

SEC source: 0000927066-18-000154 · wf-form4_153066241201280.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

SEC source: 0000927066-18-000092 · wf-form4_152659830082937.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2023-05-15

SEC source: 0000927066-18-000049 · wf-form4_152280692580536.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

SEC source: 0001209191-18-010613 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,764.24

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2019; none of the award is eligible for immediate sale.

SEC source: 0001209191-18-005211 · doc4.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402.8

Underlying: Common Stock · 9,402.8 shares

Expires not disclosed

F2 · derivative.exercise_price: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs.

F3 · derivative.exercise_price: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018.

F2 · derivative.exercise_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs.

F3 · derivative.exercise_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018.

F2 · derivative.expiration_date: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs.

F3 · derivative.expiration_date: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018.

F2 · balance_after: On February 16, 2015 the Reporting Person received from the Issuer a target award of 9,887.28 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's average return on assets over the three-year period ending on December 31, 2017 (the "Performance Period") and (2) the Issuer's total shareholder return relative to the total shareholder return of certain of its peer financial services companies during the Performance Period. Based on the adjustments described above, the Reporting Person is entitled to receive 9,402.80 PSUs.

F3 · balance_after: (Continuation of Footnote 2) Each PSU is payable only in cash which is expected to be delivered on February 16, 2018. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock for the period January 12, 2018 through January 19, 2018, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2014 through February 16, 2018.

SEC source: 0001209191-18-005211 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,568.65

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0000927066-18-000014 · wf-form4_151502713188210.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

SEC source: 0000927066-17-000069 · wf-form4_150704779213013.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

SEC source: 0000927066-17-000046 · wf-form4_149929837971571.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

SEC source: 0000927066-17-000014 · wf-form4_149799772801190.xml · derivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,178

Underlying: Common Stock · 7,178 shares

Expires 2022-06-16

SEC source: 0001179110-17-005683 · edgar.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349

SEC source: 0001209191-17-012282 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,949.47

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan. This award vests in four equal annual installments beginning on January 20, 2018; none of the award is eligible for immediate sale.

SEC source: 0001209191-17-005390 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,354.92

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001179110-17-000375 · edgar.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370

SEC source: 0001179110-16-030400 · edgar.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

SEC source: 0001209191-16-099980 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,533.1

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan.

SEC source: 0001209191-16-093070 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,974.4

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

SEC source: 0001181431-15-002891 · rrd422332.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369.9

F1 · shares: Award of deferred stock pursuant to the Issuer's 2014 Stock Incentive Plan.

SEC source: 0001181431-14-016449 · rrd407518.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · CEO, CITIBANK, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

SEC source: 0001225208-11-021141 · doc4.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,016

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.

F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.

SEC source: 0001225208-11-021141 · doc4.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-11-021141 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-11-019999 · doc4.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,865

Underlying: Common Stock · 5,144 shares

Expires 2012-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012.

SEC source: 0001225208-11-019999 · doc4.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-11-019999 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-11-018975 · doc4.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,078

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.

F2 · derivative.expiration_date: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.

SEC source: 0001225208-11-018975 · doc4.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-11-018975 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

SEC source: 0001225208-11-018307 · doc4.xml · derivative · entry 5

DESOER BARBARA J · CIK 0001189881 · Pres, Home Loans & Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,009

Underlying: Common Stock · 5,144 shares

Expires 2012-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.

F2 · derivative.exercise_date: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012.