Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAY BANKS OF VIRGINIA INCBAYK · Entity 136196 | Executive Vice President | June 12, 2019 | June 14, 2019 |
| BLUE RIDGE BANKSHARES, INC.BRBS · Entity 5786 | Executive Vice President | February 02, 2022 | March 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAY BANKS OF VIRGINIA INC
Report date June 12, 2019 · Filed June 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.10 · Expires 2029-06-12 | Direct | 5,000 |
Reported balance
After 2019-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-12 · Grant · Acquired 2,500 · Balance 5,000 |
BLUE RIDGE BANKSHARES, INC.
Report date February 02, 2022 · Filed March 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 12,001 |
Reported balance
After 2022-02-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-02-02 · Disposition to issuer · Disposed 4,000 · Balance 12,001 F1: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 5,334 shares allocated to the reporting person's account under the Company's employee stock ownership plan. |
| Common StockSEC Table I · non-derivative | Direct | 8,650 |
Reported balance
After 2022-02-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-02-15 · Disposition to issuer · Disposed 2,255 · Balance 8,650 F2: The price reported in Column 4 is a weighted average price. These shares were sold in 4 transactions at prices of $16.99, $17.00, $17.01, and $17.03, inclusive. F3: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 3,635 shares of the Company's common stock as of April 20, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 5,250 |
Reported balance
After 2022-02-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-02-16 · Disposition to issuer · Disposed 3,400 · Balance 5,250 F4: The price reporting in Column 4 is a weighted average price. These shares were sold in 6 transactions at prices of $16.875, $16.95, $16.98, & $17.00, $17.02, and $17.05, inclusive |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.80 · Expires 2027-12-07 | Direct | 1,875 |
Reported balance
Holding disclosure · report date 2022-02-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,875 F5: This option was previously reported as an option for 1,250 shares of common stock at an exercise price of $20.70, but was adjusted to reflect the stock split declared by the Company on March 17, 2021 F6: As a result of the stock split declared by the Company on March 17, 2021, the reporting person received 625 shares of the Company's common stock as of April 20, 2021. At the same time, pursuant to anti-dilution provisions of the Company's equity compensation plans, an option for 1,875 shares of common stock held by the reporting person on April 20, 2021 became exercisable for 1,875 shares of common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.80 · Expires 2029-06-12 | Direct | 1,875 |
Reported balance
Holding disclosure · report date 2022-02-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,875 F7: This option was previously reported as an option for 1,250 shares of common stock at an exercise price of $16.20, but was adjusted to reflect the stock split declared by the Company on March 17, 2021. F8: As a result of the stock split declared by the Company on March 17, 2021, the reporting person received 625 shares of the Company's common stock as of April 20, 2021. At the same time, pursuant to anti-dilution provisions of the Company's equity compensation plans, an option for 1,875 shares of common stock held by the reporting person on April 20, 2021 became exercisable for 1,875 shares of common stock |
Filing footnotes · ownership attribution and instrument terms
F1: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 5,334 shares allocated to the reporting person's account under the Company's employee stock ownership plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in 4 transactions at prices of $16.99, $17.00, $17.01, and $17.03, inclusive.
F3: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 3,635 shares of the Company's common stock as of April 20, 2021.
F4: The price reporting in Column 4 is a weighted average price. These shares were sold in 6 transactions at prices of $16.875, $16.95, $16.98, & $17.00, $17.02, and $17.05, inclusive
F5: This option was previously reported as an option for 1,250 shares of common stock at an exercise price of $20.70, but was adjusted to reflect the stock split declared by the Company on March 17, 2021
F6: As a result of the stock split declared by the Company on March 17, 2021, the reporting person received 625 shares of the Company's common stock as of April 20, 2021. At the same time, pursuant to anti-dilution provisions of the Company's equity compensation plans, an option for 1,875 shares of common stock held by the reporting person on April 20, 2021 became exercisable for 1,875 shares of common stock.
F7: This option was previously reported as an option for 1,250 shares of common stock at an exercise price of $16.20, but was adjusted to reflect the stock split declared by the Company on March 17, 2021.
F8: As a result of the stock split declared by the Company on March 17, 2021, the reporting person received 625 shares of the Company's common stock as of April 20, 2021. At the same time, pursuant to anti-dilution provisions of the Company's equity compensation plans, an option for 1,875 shares of common stock held by the reporting person on April 20, 2021 became exercisable for 1,875 shares of common stock
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2022 Filed Mar 7, 2022 22:24 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 3,400 | $19.98 | $67,928.94 |
DisclosureSEC source: 0001567619-22-006481 · doc1.xml · nonDerivative · entry 3 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 F4 · price: The price reporting in Column 4 is a weighted average price. These shares were sold in 6 transactions at prices of $16.875, $16.95, $16.98, & $17.00, $17.02, and $17.05, inclusive Read SEC document |
| February 15, 2022 Filed Mar 7, 2022 22:24 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 2,255 | $17.01 | $38,351.91 |
DisclosureSEC source: 0001567619-22-006481 · doc1.xml · nonDerivative · entry 2 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,650 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 4 transactions at prices of $16.99, $17.00, $17.01, and $17.03, inclusive. F3 · balance_after: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 3,635 shares of the Company's common stock as of April 20, 2021. Read SEC document |
| February 02, 2022 Filed Mar 7, 2022 22:24 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 4,000 | $18.00 | $72,004.00 |
DisclosureSEC source: 0001567619-22-006481 · doc1.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 12,001 F1 · balance_after: On March 17, 2021, Blue Ridge Bankshares, Inc., (the "Company") declared a three-for-two stock split effected in the form of a 50% stock dividend on its common stock outstanding to shareholders of record as of April 20, 2021. As a result, the reporting person received 5,334 shares allocated to the reporting person's account under the Company's employee stock ownership plan. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 21:13 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | Disposition to issuerCommon Stock | 6,513 | $213,991.00 | $1,393,723,383.00 |
DisclosureSEC source: 0001567619-21-006696 · doc1.xml · nonDerivative · entry 3 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,270 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in 47 transactions at prices of $21.43, $21.37, $21.36, $21.425, $21.30, $21.35, $21.4029, $21.47, $21.48, $21.42, $21.465, $21.38, and $21.41. Read SEC document |
| February 01, 2021 Filed Mar 19, 2021 21:13 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006696 · doc1.xml · nonDerivative · entry 2 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 F2 · shares: Award of time-based restricted stock, per employment agreement, subject to a vesting schedule. Read SEC document |
| January 31, 2021 Filed Mar 19, 2021 21:13 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantStock Option (right to buy) · Derivative | 1,250 | Not disclosed Strike: $16.20 | Not disclosed |
DisclosureSEC source: 0001567619-21-006696 · doc1.xml · derivative · entry 5 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2021-12-07 F5 · price: Received in the Merger in exchange for stock options to acquire 2,500 shares of Bay Banks common stock for $8.10 per share. Read SEC document |
| January 31, 2021 Filed Mar 19, 2021 21:13 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantStock Option (right to buy) · Derivative | 1,250 | Not disclosed Strike: $20.70 | Not disclosed |
DisclosureSEC source: 0001567619-21-006696 · doc1.xml · derivative · entry 4 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-12-07 F4 · price: Received in the Merger in exchange for stock options to acquire 2,500 shares of Bay Banks common stock for $10.35 per share. Read SEC document |
| January 31, 2021 Filed Mar 19, 2021 21:13 UTC | BLUE RIDGE BANKSHARES, INC. BRBS · Entity 5786 | GrantCommon Stock | 6,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006696 · doc1.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,783 F1 · price: Received in exchange for 13,567 shares of Bay Banks of Virginia, Inc. ("Bay Banks") common stock in connection with the merger of Bay Banks with and into Blue Ridge Bankshares, Inc. ("Blue Ridge") effective January 31, 2021 (the "Merger"). At the effective time of the Merger at 7:00 p.m. on January 31, 2021 (the "Effective Time"), each outstanding share of common stock of Bay Banks converted into the right to receive 0.5000 shares of Blue Ridge common stock. On January 29, 2021, the last trading day before the Effective Time, the closing price of Bay Banks' common stock was $9.50 per share and the closing price of Blue Ridge's common stock was $18.83 per share. All fractional share holdings were paid in cash. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 11:24 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantStock Option · Derivative | 2,500 | $8.10 Strike: $8.10 | $20,250.00 |
DisclosureSEC source: 0001209191-19-036997 · doc4.xml · derivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires 2029-06-12 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 12:21 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,312 | $8.00 | $18,496.00 |
DisclosureSEC source: 0001209191-19-018345 · doc4.xml · nonDerivative · entry 2 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,758 F2 · shares: The vesting of these performance award shares is based on the Company's return on average assets over the three-year period ending 12/31/2021. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 12:21 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 2,313 | $8.00 | $18,504.00 |
DisclosureSEC source: 0001209191-19-018345 · doc4.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,446 F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 16:06 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 1,868 | $9.90 | $18,493.20 |
DisclosureSEC source: 0001209191-18-039834 · doc4.xml · nonDerivative · entry 2 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,133 F2 · shares: The vesting of these performance award shares is based on the Company's return on average assets over the three-year period ending 12/31/2020. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 16:06 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 1,869 | $9.90 | $18,503.10 |
DisclosureSEC source: 0001209191-18-039834 · doc4.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,265 F1 · shares: This restricted stock award vests at the rate of one-third each year over a three year term from the award date. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 10:04 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantIncentive Stock Option · Derivative | 2,500 | $10.35 Strike: $10.35 | $25,875.00 |
DisclosureSEC source: 0001209191-17-064932 · doc4.xml · derivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-12-07 Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 12:03 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | PurchaseCommon Stock | 541 | $9.25 | $5,004.25 |
DisclosureSEC source: 0001209191-17-051156 · doc4.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,282 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 09:55 UTC | BAY BANKS OF VIRGINIA INC BAYK · Entity 136196 | GrantCommon Stock | 13,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024388 · doc4.xml · nonDerivative · entry 1 Boyd C Rodes Jr · CIK 0001695957 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,186 F1 · price: Received in exchange for 11,194 shares of Virginia BanCorp Inc. ("Virginia BanCorp") common stock in connection with the merger of Virginia BanCorp with and into the issuer effective April 1, 2017. At the effective time of the merger, each outstanding share of Virginia BanCorp converted into 1.178 shares of common stock of the issuer. On March 31, 2017, the closing price of the issuer's common stock was $9.41. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.