Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director · President & CEO | March 03, 2022 | March 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date March 03, 2022 · Filed March 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 188,612 |
Ending reported balance
After 2022-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-03 · Exercise / conversion · Acquired 21,385 · Balance 197,697 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2022-03-03 · Tax withholding · Disposed 9,085 · Balance 188,612 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,771 |
Reported balance
After 2022-03-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-03 · Exercise / conversion · Disposed 21,385 · Balance 42,771 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On March 3, 2021, the reporting person was granted 64,156 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 16, 2018 21:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 36,591 | $11.84 | $433,237.44 |
DisclosureSEC source: 0001209191-18-030586 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,292 | $30.54 | $39,457.68 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 4 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,397 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 47,827 | $0.00 Strike: $29.81 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · derivative · entry 5 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,827 Underlying: Common Shares · 47,827 shares Expires 2028-02-04 F4 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 12,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,689 F3 · shares: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 25,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,110 F2 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2020. Read SEC document |
| February 05, 2018 Filed Feb 8, 2018 00:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,783 | $30.63 | $54,613.29 |
DisclosureSEC source: 0001209191-18-008252 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,951 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:36 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 114,500 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-043389 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,591 Underlying: Common Shares · 114,500 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:36 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 114,500 | $32.13 | $3,678,885.00 |
DisclosureSEC source: 0001209191-17-043389 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,734 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.87 to $32.29. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:36 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 114,500 | $11.84 | $1,355,680.00 |
DisclosureSEC source: 0001209191-17-043389 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:32 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 40,237 | $31.40 | $1,263,441.80 |
DisclosureSEC source: 0001209191-17-032661 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,734 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted common shares granted on May 12, 2015. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.38 to $31.45. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 114,500 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-025591 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,091 Underlying: Common Shares · 114,500 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 114,500 | $31.76 | $3,636,520.00 |
DisclosureSEC source: 0001209191-17-025591 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.57 to $32.20. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 114,500 | $11.84 | $1,355,680.00 |
DisclosureSEC source: 0001209191-17-025591 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 17,709 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,591 Underlying: Common Shares · 17,709 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 17,709 | $29.30 | $518,873.70 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.13 to $29.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 17,709 | $11.84 | $209,674.56 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 48,825 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,825 Underlying: Common Shares · 48,825 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 12,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,971 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 25,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,251 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 2,445 | $29.48 | $72,078.60 |
DisclosureSEC source: 0001209191-17-007735 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,811 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 48,882 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 48,882 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 48,882 | $28.00 | $1,368,696.00 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.04. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 48,882 | $8.88 | $434,072.16 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 47,236 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,882 Underlying: Common Shares · 47,236 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 47,236 | $28.00 | $1,322,608.00 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,256 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $28.00 to $28.03. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 21:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 47,236 | $8.88 | $419,455.68 |
DisclosureSEC source: 0001209191-17-002648 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.