person · Reporting owner

Atkinson Fraser

Disclosed activity across 2 companies

Tapewire entity: 129316
SEC CIK: 0001492886

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EQUUS TOTAL RETURN, INC.EQS · Entity 7826	Director	April 23, 2021	May 03, 2021
GREENPOWER MOTOR Co INC.GPV · Entity 8061	Director · CEO and Chairman · 10% owner	December 10, 2021	March 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQUUS TOTAL RETURN, INC.

Report date April 23, 2021 · Filed May 03, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	45,591	Ending reported balance After 2021-04-29 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2021-04-23 · Purchase · Acquired 18,016 · Balance 39,405 Row 2 · 2021-04-26 · Purchase · Acquired 1,352 · Balance 40,757 Row 3 · 2021-04-27 · Purchase · Acquired 100 · Balance 40,857 Row 4 · 2021-04-28 · Purchase · Acquired 700 · Balance 41,557 Row 5 · 2021-04-29 · Purchase · Acquired 4,034 · Balance 45,591

GREENPOWER MOTOR Co INC.

Report date December 10, 2021 · Filed March 09, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	1,148,766	Reported balance After 2021-12-24 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2021-12-24 · Purchase · Acquired 5,000 · Balance 1,148,766 F1: Canadian dollars
Common SharesSEC Table I · non-derivative	Direct	1,153,766	Reported balance After 2021-12-24 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2021-12-24 · Purchase · Acquired 5,000 · Balance 1,153,766 F1: Canadian dollars
Common SharesSEC Table I · non-derivative	Direct	1,168,052	Reported balance After 2022-01-25 transaction · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · 2022-01-25 · Other · Acquired 14,286 · Balance 1,168,052 F1: Canadian dollars
Common SharesSEC Table I · non-derivative	Direct	1,253,766	Reported balance After 2022-02-27 transaction · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · 2022-02-27 · Other · Acquired 85,714 · Balance 1,253,766 F1: Canadian dollars
Common SharesSEC Table I · non-derivative	Direct	1,143,766	Reported balance Holding disclosure · report date 2021-12-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,143,766
Common SharesSEC Table I · non-derivative	IndirectKFS Capital LLC	708,928	Reported balance After 2022-03-03 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2022-03-03 · Other · Acquired 342,857 · Balance 708,928 F1: Canadian dollars
Common SharesSEC Table I · non-derivative	IndirectKFS Capital LLC	366,071	Reported balance Holding disclosure · report date 2021-12-10 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 366,071
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.25 · Expires 2022-02-02	Direct	0	Reported balance After 2022-01-25 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2022-01-25 · Other · Disposed 14,286 · Balance 0 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.25 · Expires 2022-05-26	Direct	0	Reported balance After 2022-02-27 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2022-02-27 · Other · Disposed 85,714 · Balance 0 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.45 · Expires 2026-12-10	Direct	207,143	Reported balance After 2021-12-10 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2021-12-10 · Grant · Acquired 50,000 · Balance 207,143 F1: Canadian dollars F4: The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the six months from the date of grant, (iii) 25% nine months from the date of grant and (iv) 25% after the first anniversary of the date of grant.
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.25 · Expires 2022-02-02	Direct	14,286	Reported balance Holding disclosure · report date 2021-12-10 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 14,286 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.25 · Expires 2022-05-26	Direct	85,714	Reported balance Holding disclosure · report date 2021-12-10 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 85,714 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2023-05-04	Direct	14,286	Reported balance Holding disclosure · report date 2021-12-10 · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · Balance 14,286 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2024-02-12	Direct	28,572	Reported balance Holding disclosure · report date 2021-12-10 · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · Balance 28,572 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.59 · Expires 2025-01-30	Direct	57,143	Reported balance Holding disclosure · report date 2021-12-10 · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · Balance 57,143 F1: Canadian dollars
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2025-11-19	Direct	157,143	Reported balance Holding disclosure · report date 2021-12-10 · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · Balance 157,143 F2: (5) The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the first anniversary of the date of grant, (iii) 25% after the second anniversary of the date of grant and (iv) 25% after the third anniversary of the date of grant.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2022-03-14	IndirectKFS Capital LLC	0	Reported balance After 2022-03-03 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2022-03-03 · Other · Disposed 342,857 · Balance 0 F1: Canadian dollars
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $4.20 · Expires 2022-03-14	IndirectKFS Capital LLC	342,857	Reported balance Holding disclosure · report date 2021-12-10 · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · Balance 342,857 F1: Canadian dollars F3: These warrants were transferred to KFS Capital LLC. There is no change of beneficial ownership.
Common SharesSEC Table I · non-derivative	IndirectAtkinson Family Trust	28,571	Reported balance Holding disclosure · report date 2021-12-10 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 28,571
Common SharesSEC Table I · non-derivative	IndirectKoko Financial Services Ltd.	804,854	Reported balance Holding disclosure · report date 2021-12-10 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 804,854
Common SharesSEC Table I · non-derivative	IndirectH. Atkinson ITF RR Atkinson	17,858	Reported balance Holding disclosure · report date 2021-12-10 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 17,858
Common SharesSEC Table I · non-derivative	IndirectH. Atkinson ITF SS Atkinson	17,858	Reported balance Holding disclosure · report date 2021-12-10 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 17,858

Filing footnotes · ownership attribution and instrument terms

F1: Canadian dollars

F2: (5) The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the first anniversary of the date of grant, (iii) 25% after the second anniversary of the date of grant and (iv) 25% after the third anniversary of the date of grant.

F3: These warrants were transferred to KFS Capital LLC. There is no change of beneficial ownership.

F4: The Options will vest as follows: (i) 25% after four months from the date of grant, (ii) 25% after the six months from the date of grant, (iii) 25% nine months from the date of grant and (iv) 25% after the first anniversary of the date of grant.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 01, 2020 Filed Oct 19, 2020 17:41 UTC Amendment	GREENPOWER MOTOR Co INC. GPV · Entity 8061	PurchaseCommon Shares	25,000	$20.00	$500,000.00	Disclosure SEC source: 0001567619-20-017960 · doc1.xml · nonDerivative · entry 4 Atkinson Fraser · CIK 0001492886 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Koko Financial Services Ltd. Disclosed balance after: 614,607 Read SEC document
March 17, 2017 Filed Mar 20, 2017 19:28 UTC	EQUUS TOTAL RETURN, INC. EQS · Entity 7826	PurchaseCommon stock	19,500	$2.40	$46,800.00	Disclosure SEC source: 0001391609-17-000071 · f4_atkinson31617.xml · nonDerivative · entry 1 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,389 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.