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Cook Kevin Leon

Disclosed activity across 1 company

Tapewire entity
129221
SEC CIK
0001870539

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lineage Cell Therapeutics, Inc.LCTX · Entity 6045Chief Financial OfficerMarch 10, 2022March 12, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lineage Cell Therapeutics, Inc.

Report date March 10, 2022 · Filed March 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2032-03-10Direct650,000 Reported balance After 2022-03-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-10 · Grant · Acquired 650,000 · Balance 650,000

F1: One quarter of the options shall vest on March 10, 2023, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Filing footnotes · ownership attribution and instrument terms

F1: One quarter of the options shall vest on March 10, 2023, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2022 Filed Mar 12, 2022 01:42 UTC Lineage Cell Therapeutics, Inc. LCTX · Entity 6045 GrantEmployee Stock Option (Right to Buy) · Derivative 650,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001493152-22-006694 · ownership.xml · derivative · entry 1

Cook Kevin Leon · CIK 0001870539 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Shares · 650,000 shares

Expires 2032-03-10

F1 · derivative.exercise_date: One quarter of the options shall vest on March 10, 2023, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

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February 11, 2022 Filed Feb 16, 2022 00:40 UTC Lineage Cell Therapeutics, Inc. LCTX · Entity 6045 GrantRestricted Stock Units · Derivative 13,888 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004716 · ownership.xml · derivative · entry 1

Cook Kevin Leon · CIK 0001870539 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,888

Underlying: Common Shares · 13,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units under Lineage's 2021 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one Common Share.

F2 · derivative.exercise_date: Subject to continuous service, vests in four equal annual installments beginning on February 11, 2023.

F2 · derivative.expiration_date: Subject to continuous service, vests in four equal annual installments beginning on February 11, 2023.

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June 21, 2021 Filed Jul 1, 2021 20:21 UTC Lineage Cell Therapeutics, Inc. LCTX · Entity 6045 GrantEmployee Stock Option (right to buy) · Derivative 750,000 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001493152-21-015851 · ownership.xml · derivative · entry 1

Cook Kevin Leon · CIK 0001870539 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Shares · 750,000 shares

Expires 2031-06-20

F1 · derivative.exercise_date: This option will vest as to one quarter of the shares subject to the option on June 21, 2022, and the balance will vest in 36 successive substantially equal monthly installments thereafter, subject to the reporting person's continuous employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.