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NYSE · USD

LCTX

Lineage Cell Therapeutics, Inc.

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Tapewire entity
6045
SEC CIK
0000876343
Parsed reports
232

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 2, 2026 21:00 UTC GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001193125-26-294873 · ownership.xml · derivative · entry 1

Jayasuriya Anula · CIK 0001822933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2036-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2027 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:33 UTC
Bradsher Neal CDirector · 10% owner
GrantOPTION TO PURCHASE COMMON SHARES · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0000919574-26-004259 · ownership.xml · derivative · entry 1

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: COMMON SHARES · 125,000 shares

Expires 2036-07-01

F2 · price: These options were granted to the Reporting Person by the Issuer on July 1, 2026 as director compensation pursuant to the Issuer's 2021 Equity Incentive Plan, as amended.

F1 · derivative.exercise_date: These options will vest and become exercisable on the earlier of: (a) July 1, 2027 and (b) the date of Lineage Cell Therapeutics, Inc.'s (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Neal C. Bradsher's (the "Reporting Person") continuous service with the Issuer.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:00 UTC GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001193125-26-294871 · ownership.xml · derivative · entry 1

Mulroy Michael H. · CIK 0001509725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2036-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2027 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:00 UTC
Amin DiptiDirector
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001193125-26-294852 · ownership.xml · derivative · entry 1

Amin Dipti · CIK 0001856708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2036-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2027 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:00 UTC GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001193125-26-294860 · ownership.xml · derivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2036-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2027 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:00 UTC GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001193125-26-294859 · ownership.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2036-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2027 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
March 12, 2026 Filed Mar 12, 2026 20:05 UTC
Culley Brian MDirector · President and CEO
PurchaseCommon Shares 15,000 $1.63 $24,375.00
Disclosure

SEC source: 0001193125-26-104106 · ownership.xml · nonDerivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,516

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

Read SEC document
March 05, 2026 Filed Mar 7, 2026 00:51 UTC
Culley Brian MDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 3,250,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001193125-26-097185 · ownership.xml · derivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,250,000

Underlying: Common Shares · 3,250,000 shares

Expires 2036-03-05

F1 · derivative.exercise_date: One quarter of the options shall vest on March 5, 2027, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
March 05, 2026 Filed Mar 7, 2026 00:50 UTC
Howe Jill AnnChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,050,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001193125-26-097184 · ownership.xml · derivative · entry 1

Howe Jill Ann · CIK 0001892397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Common Shares · 1,050,000 shares

Expires 2036-03-05

F1 · derivative.exercise_date: One quarter of the options shall vest on March 5, 2027, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
March 05, 2026 Filed Mar 7, 2026 00:48 UTC
Samuel George A. IIIGeneral Counsel and Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 900,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001193125-26-097181 · ownership.xml · derivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Shares · 900,000 shares

Expires 2036-03-05

F1 · derivative.exercise_date: One quarter of the options shall vest on March 5, 2027, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Samuel George A. IIIGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052020 · ownership.xml · derivative · entry 3

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted 24,303 RSUs on February 11, 2022, that vested with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The Reporting Person was granted 24,303 RSUs on February 11, 2022, that vested with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Samuel George A. IIIGeneral Counsel and Secretary
Tax withholdingCommon Shares 2,502 $1.80 $4,503.60
Disclosure

SEC source: 0001193125-26-052020 · ownership.xml · nonDerivative · entry 2

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,063

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 6,075 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Samuel George A. IIIGeneral Counsel and Secretary
Exercise / conversionCommon Shares 6,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-052020 · ownership.xml · nonDerivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Culley Brian MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-052021 · ownership.xml · derivative · entry 3

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted 124,997 RSUs on February 11, 2022, that vested with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The Reporting Person was granted 124,997 RSUs on February 11, 2022, that vested with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Culley Brian MDirector · President and CEO
Tax withholdingCommon Shares 12,869 $1.80 $23,164.20
Disclosure

SEC source: 0001193125-26-052021 · ownership.xml · nonDerivative · entry 2

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,516

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 31,250 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
February 11, 2026 Filed Feb 14, 2026 00:30 UTC
Culley Brian MDirector · President and CEO
Exercise / conversionCommon Shares 31,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-052021 · ownership.xml · nonDerivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
December 19, 2025 Filed Dec 20, 2025 02:55 UTC
Culley Brian MDirector · President and CEO
Tax withholdingCommon Shares 334 $1.68 $561.12
Disclosure

SEC source: 0001193125-25-327280 · ownership.xml · nonDerivative · entry 2

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,135

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 8,925 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction.

F2 · balance_after: Does not include RSUs that may be settled in the issuer's common shares that have not vested as of the date hereof nor common shares that may be acquired upon the exercise of certain stock options outstanding as of the date hereof.

Read SEC document
December 19, 2025 Filed Dec 20, 2025 02:55 UTC
Culley Brian MDirector · President and CEO
GrantCommon Shares 8,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-327280 · ownership.xml · nonDerivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,469

F1 · shares: Shares earned by the Reporting Person upon the vesting of a portion of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2022 the vesting of which was subject to the achievement of certain performance conditions. RSUs are settled in common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person upon the vesting of a portion of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2022 the vesting of which was subject to the achievement of certain performance conditions. RSUs are settled in common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in the issuer's common shares that have not vested as of the date hereof nor common shares that may be acquired upon the exercise of certain stock options outstanding as of the date hereof.

Read SEC document
December 19, 2025 Filed Dec 20, 2025 02:55 UTC
Samuel George A. IIIGeneral Counsel and Secretary
Tax withholdingCommon Shares 65 $1.68 $109.20
Disclosure

SEC source: 0001193125-25-327279 · ownership.xml · nonDerivative · entry 2

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,490

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 1,735 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction.

F2 · balance_after: Does not include RSUs that may be settled in the issuer's common shares that have not vested as of the date hereof nor common shares that may be acquired upon the exercise of certain stock options outstanding as of the date hereof.

Read SEC document
December 19, 2025 Filed Dec 20, 2025 02:55 UTC
Samuel George A. IIIGeneral Counsel and Secretary
GrantCommon Shares 1,735 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-327279 · ownership.xml · nonDerivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,555

F1 · shares: Shares earned by the Reporting Person upon the vesting of a portion of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2022 the vesting of which was subject to the achievement of certain performance conditions. RSUs are settled in common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person upon the vesting of a portion of restricted stock units ("RSUs") granted to the Reporting Person on February 11, 2022 the vesting of which was subject to the achievement of certain performance conditions. RSUs are settled in common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in the issuer's common shares that have not vested as of the date hereof nor common shares that may be acquired upon the exercise of certain stock options outstanding as of the date hereof.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:00 UTC
Amin DiptiDirector
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000950170-25-093470 · ownership.xml · derivative · entry 1

Amin Dipti · CIK 0001856708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2026 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000950170-25-093469 · ownership.xml · derivative · entry 1

Jayasuriya Anula · CIK 0001822933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2026 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000950170-25-093468 · ownership.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2026 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000950170-25-093466 · ownership.xml · derivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2026 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 01:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000950170-25-093467 · ownership.xml · derivative · entry 1

Mulroy Michael H. · CIK 0001509725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2035-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on the earlier of July 1, 2026 and the date of the issuer's next annual meeting of shareholders, subject in any case to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 18:45 UTC
Bradsher Neal CDirector · 10% owner
GrantOPTION TO PURCHASE COMMON SHARES · Derivative 75,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0000919574-25-003973 · ownership.xml · derivative · entry 1

Bradsher Neal C · CIK 0001278388 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: COMMON SHARES · 75,000 shares

Expires 2035-07-01

F2 · price: These options were granted to the Reporting Person by the Issuer on July 1, 2025 as director compensation pursuant to the Issuer's 2021 Equity Incentive Plan, as amended.

F1 · derivative.exercise_date: These options will vest and become exercisable on the earlier of: (a) July 1, 2026 and (b) the date of Lineage Cell Therapeutics, Inc.'s (the "Issuer") next annual meeting of shareholders after the grant date, subject, in each case, to Neal C. Bradsher's (the "Reporting Person") continuous service with the Issuer.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:30 UTC
Culley Brian MDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 2,300,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0000950170-25-038117 · ownership.xml · derivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,300,000

Underlying: Common Shares · 2,300,000 shares

Expires 2035-03-10

F1 · derivative.exercise_date: One quarter of the options shall vest on March 10, 2026, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:30 UTC
Howe Jill AnnChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0000950170-25-038116 · ownership.xml · derivative · entry 1

Howe Jill Ann · CIK 0001892397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Shares · 750,000 shares

Expires 2035-03-10

F1 · derivative.exercise_date: One quarter of the options shall vest on March 10, 2026, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 21:30 UTC
Samuel George A. IIIGeneral Counsel and Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 750,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0000950170-25-038113 · ownership.xml · derivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Shares · 750,000 shares

Expires 2035-03-10

F1 · derivative.exercise_date: One quarter of the options shall vest on March 10, 2026, and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Samuel George A. IIIGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,076 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018897 · ownership.xml · derivative · entry 3

Samuel George A. III · CIK 0001878732 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,075

Underlying: Common Shares · 6,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted 24,303 RSUs on February 11, 2022, that vested or will vest (subject to continuous service) with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The Reporting Person was granted 24,303 RSUs on February 11, 2022, that vested or will vest (subject to continuous service) with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Samuel George A. IIIGeneral Counsel
Tax withholdingCommon Shares 2,440 $0.65 $1,586.00
Disclosure

SEC source: 0000950170-25-018897 · ownership.xml · nonDerivative · entry 2

Samuel George A. III · CIK 0001878732 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,820

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 6,076 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Samuel George A. IIIGeneral Counsel
Exercise / conversionCommon Shares 6,076 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-018897 · ownership.xml · nonDerivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

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February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Culley Brian MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 31,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018887 · ownership.xml · derivative · entry 3

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Shares · 31,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Reporting Person was granted 124,997 RSUs on February 11, 2022, that vested or will vest (subject to continuous service) with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

F4 · derivative.expiration_date: The Reporting Person was granted 124,997 RSUs on February 11, 2022, that vested or will vest (subject to continuous service) with respect to approximately 25% of the shares subject to the award on each of February 11, 2023, 2024, 2025 and 2026.

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February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Culley Brian MDirector · President and CEO
Tax withholdingCommon Shares 12,547 $0.65 $8,155.55
Disclosure

SEC source: 0000950170-25-018887 · ownership.xml · nonDerivative · entry 2

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,544

F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 31,249 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
February 11, 2025 Filed Feb 12, 2025 21:30 UTC
Culley Brian MDirector · President and CEO
Exercise / conversionCommon Shares 31,249 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-018887 · ownership.xml · nonDerivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F1 · price: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on February 11, 2022. RSUs convert into common shares on a one-for-one basis.

F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date hereof or shares that may be acquired upon the exercise of certain stock options.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:49 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Warrant · Derivative 0 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0000919574-25-000555 · ownership.xml · derivative · entry 5

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 7,894,737

Underlying: Common Shares · 7,894,737 shares

Expires not disclosed

F2 · price: On November 19, 2024, Broadwood Partners entered into a Securities Purchase Agreement with Lineage Cell Therapeutics, Inc. (the "Issuer") pursuant to which Broadwood Partners agreed to acquire (i) 7,894,737 of the Issuer's Common Shares, no par value (the "Common Shares") and (ii) 7,894,737 common share purchase warrants (the "Common Warrants"), each of which will be exercisable for one Common Share, from the Issuer in its registered direct offering for a total purchase price of $6,000,000, or $0.76 per Common Share and accompanying Common Warrant (the "Transaction"). The closing of the Transaction was subject to obtaining the approval of the Issuer's shareholders, which was obtained on January 27, 2025, and the closing of the Transaction occurred on the same date.

F4 · derivative.expiration_date: The Common Warrants will expire on the earlier of (a) May 21, 2028 and (b) the 90th day following the date of the public disclosure of the intent to advance OpRegen (also known as RG6501) into a multi-center phase 2 or 3 clinical trial which includes a control or comparator arm, or if the date of such public disclosure occurs prior to May 21, 2025, then the 90th day following May 21, 2025.

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:49 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Warrant · Derivative 7,894,737 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0000919574-25-000555 · ownership.xml · derivative · entry 4

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,894,737

Underlying: Common Shares · 7,894,737 shares

Expires not disclosed

F2 · price: On November 19, 2024, Broadwood Partners entered into a Securities Purchase Agreement with Lineage Cell Therapeutics, Inc. (the "Issuer") pursuant to which Broadwood Partners agreed to acquire (i) 7,894,737 of the Issuer's Common Shares, no par value (the "Common Shares") and (ii) 7,894,737 common share purchase warrants (the "Common Warrants"), each of which will be exercisable for one Common Share, from the Issuer in its registered direct offering for a total purchase price of $6,000,000, or $0.76 per Common Share and accompanying Common Warrant (the "Transaction"). The closing of the Transaction was subject to obtaining the approval of the Issuer's shareholders, which was obtained on January 27, 2025, and the closing of the Transaction occurred on the same date.

F4 · derivative.expiration_date: The Common Warrants will expire on the earlier of (a) May 21, 2028 and (b) the 90th day following the date of the public disclosure of the intent to advance OpRegen (also known as RG6501) into a multi-center phase 2 or 3 clinical trial which includes a control or comparator arm, or if the date of such public disclosure occurs prior to May 21, 2025, then the 90th day following May 21, 2025.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:49 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Shares 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-25-000555 · ownership.xml · nonDerivative · entry 2

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 49,560,992

F1 · ownership.nature: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:49 UTC
BROADWOOD PARTNERS, L.P.Director · 10% owner
Bradsher Neal CDirector · 10% owner
PurchaseCommon Shares 7,894,737 $0.76 $6,000,000.12
Disclosure

SEC source: 0000919574-25-000555 · ownership.xml · nonDerivative · entry 1

BROADWOOD PARTNERS, L.P. · CIK 0001278386 · Director · 10% owner

BROADWOOD CAPITAL INC · CIK 0001278387 · 10% owner

BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,560,992

F2 · price: On November 19, 2024, Broadwood Partners entered into a Securities Purchase Agreement with Lineage Cell Therapeutics, Inc. (the "Issuer") pursuant to which Broadwood Partners agreed to acquire (i) 7,894,737 of the Issuer's Common Shares, no par value (the "Common Shares") and (ii) 7,894,737 common share purchase warrants (the "Common Warrants"), each of which will be exercisable for one Common Share, from the Issuer in its registered direct offering for a total purchase price of $6,000,000, or $0.76 per Common Share and accompanying Common Warrant (the "Transaction"). The closing of the Transaction was subject to obtaining the approval of the Issuer's shareholders, which was obtained on January 27, 2025, and the closing of the Transaction occurred on the same date.

F1 · ownership.direct: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 26, 2024 Filed Nov 26, 2024 21:58 UTC
Howe Jill AnnChief Financial Officer
PurchaseCommon Shares 15,000 $0.59 $8,850.00
Disclosure

SEC source: 0000950170-24-131098 · ownership.xml · nonDerivative · entry 1

Howe Jill Ann · CIK 0001892397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,500

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5925 to $0.5929, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

Read SEC document
November 26, 2024 Filed Nov 26, 2024 21:55 UTC
Samuel George A. IIIGeneral Counsel
PurchaseCommon Shares 15,000 $0.60 $9,000.00
Disclosure

SEC source: 0000950170-24-131093 · ownership.xml · nonDerivative · entry 1

Samuel George A. III · CIK 0001878732 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,184

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:30 UTC PurchaseCommon Shares 40,000 $0.57 $22,640.00
Disclosure

SEC source: 0000950170-24-130592 · ownership.xml · nonDerivative · entry 1

Mulroy Michael H. · CIK 0001509725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,555

Read SEC document
November 21, 2024 Filed Nov 22, 2024 14:00 UTC
Culley Brian MDirector · President and CEO
PurchaseCommon Shares 40,000 $0.60 $24,000.00
Disclosure

SEC source: 0000950170-24-129972 · ownership.xml · nonDerivative · entry 1

Culley Brian M · CIK 0001310683 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,842

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6046 to $0.6071, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 22:24 UTC
Howe Jill AnnChief Financial Officer
PurchaseCommon Shares 10,500 $0.89 $9,345.00
Disclosure

SEC source: 0000950170-24-098731 · ownership.xml · nonDerivative · entry 1

Howe Jill Ann · CIK 0001892397 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081607 · ownership.xml · derivative · entry 1

Mulroy Michael H. · CIK 0001509725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081606 · ownership.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC
BAILEY DON MDirector
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081605 · ownership.xml · derivative · entry 1

BAILEY DON M · CIK 0001223697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081604 · ownership.xml · derivative · entry 1

Jayasuriya Anula · CIK 0001822933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081602 · ownership.xml · derivative · entry 1

ANDREWS DEBORAH J · CIK 0001325697 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC
Amin DiptiDirector
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0000950170-24-081603 · ownership.xml · derivative · entry 1

Amin Dipti · CIK 0001856708 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2034-07-01

F1 · derivative.exercise_date: Will vest and become exercisable on July 1, 2025, subject to the reporting person's continuous service with the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.