Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date March 11, 2022 · Filed March 15, 2022
Section 16 reporting ended · disclosed 2022-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,594 |
Ending reported balance
After 2022-03-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-11 · Exercise / conversion · Acquired 3,633 · Balance 64,495 F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled. Row 2 · 2022-03-11 · Exercise / conversion · Acquired 198 · Balance 64,693 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Row 3 · 2022-03-11 · Tax withholding · Disposed 1,099 · Balance 63,594 F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-11 · Exercise / conversion · Disposed 3,633 · Balance 0 F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-11 · Exercise / conversion · Disposed 198 · Balance 0 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.
F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 18:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000145 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000081 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 11,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000058 · edgar.xml · derivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 3,207 | $49.70 | $159,387.90 |
DisclosureSEC source: 0001411207-19-000058 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,507 F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 11,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000058 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17, 2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 11,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,218 Underlying: Common Stock · 11,218 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 11,218 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,901 Underlying: Common Stock · 3,901 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 20, 2022. F3 · derivative.expiration_date: The RSUs vest on February 20, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 11,702 | $0.00 Strike: $49.60 | $0.00 |
DisclosureSEC source: 0001411207-19-000038 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,702 Underlying: Common Stock · 11,702 shares Expires 2029-02-20 F1 · derivative.exercise_date: The option vests on February 20, 2022. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000023 · edgar.xml · derivative · entry 5 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189 Underlying: Common Stock · 285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 5,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000023 · edgar.xml · derivative · entry 4 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,757 | $49.57 | $87,094.49 |
DisclosureSEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,496 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000023 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000230 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000172 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 19:37 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000133 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000063 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000040 · edgar.xml · derivative · entry 5 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281 Underlying: Common Stock · 182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000040 · edgar.xml · derivative · entry 4 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 974 | $39.32 | $38,297.68 |
DisclosureSEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,359 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:42 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-18-000040 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:34 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000019 · edgar.xml · derivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928 Underlying: Common Stock · 3,928 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 7, 2021 F3 · derivative.expiration_date: The RSUs vest on February 7, 2021 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:34 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 11,784 | $0.00 Strike: $43.30 | $0.00 |
DisclosureSEC source: 0001411207-18-000019 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,784 Underlying: Common Stock · 11,784 shares Expires 2028-02-07 F1 · derivative.exercise_date: The option vests on February 7, 2021. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,565 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000006 · edgar.xml · derivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,565 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 6,565 | $45.00 | $295,425.00 |
DisclosureSEC source: 0001411207-18-000006 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 6,565 | $30.23 | $198,459.95 |
DisclosureSEC source: 0001411207-18-000006 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,565 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000004 · edgar.xml · derivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,565 Underlying: Common Stock · 6,565 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 6,565 | $44.00 | $288,871.82 |
DisclosureSEC source: 0001411207-18-000004 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $44.0000 to $44.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 6,565 | $30.23 | $198,459.95 |
DisclosureSEC source: 0001411207-18-000004 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,380 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · derivative · entry 9 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,380 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 11,380 | $42.79 | $486,982.06 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 6 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. F4 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.1500 to $43.1600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 11,380 | $23.58 | $268,340.40 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 5 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,020 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · derivative · entry 8 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,380 Underlying: Common Stock · 2,020 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 3,820 | $42.01 | $160,474.00 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 4 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. F3 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,020 | $23.58 | $47,631.60 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,200 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · derivative · entry 7 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,400 Underlying: Common Stock · 2,200 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,400 | $42.03 | $184,936.84 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,731 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,200 | $23.58 | $51,876.00 |
DisclosureSEC source: 0001411207-17-000239 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000220 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:56 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000171 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 26, 2017 Filed May 31, 2017 19:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000121 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 23, 2017 Filed May 25, 2017 19:48 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,342 | $38.02 | $279,126.69 |
DisclosureSEC source: 0001411207-17-000098 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.0000 to $38.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:48 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000053 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302 Underlying: Common Stock · 55 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:37 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 4,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000027 · edgar.xml · derivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,694 Underlying: Common Stock · 4,694 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 22, 2020. F3 · derivative.expiration_date: The RSUs vest on February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:37 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 9,389 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001411207-17-000027 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,389 Underlying: Common Stock · 9,389 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests on February 22, 2020. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · derivative · entry 7 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251 Underlying: Common Stock · 198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 3,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · derivative · entry 6 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 63 | $33.72 | $2,124.36 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 4 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,273 F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.