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Dick Michael

Disclosed activity across 1 company

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129106
SEC CIK
0001661740

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allison Transmission Holdings Inc

Report date March 11, 2022 · Filed March 15, 2022

Section 16 reporting ended · disclosed 2022-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,594 Ending reported balance After 2022-03-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-03-11 · Exercise / conversion · Acquired 3,633 · Balance 64,495

F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

Row 2 · 2022-03-11 · Exercise / conversion · Acquired 198 · Balance 64,693

F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Row 3 · 2022-03-11 · Tax withholding · Disposed 1,099 · Balance 63,594

F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-11 · Exercise / conversion · Disposed 3,633 · Balance 0

F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-11 · Exercise / conversion · Disposed 198 · Balance 0

F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2022 Filed Mar 15, 2022 18:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 198 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007719 · form4.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,633 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007719 · form4.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,099 $38.92 $42,773.08
Disclosure

SEC source: 0001062993-22-007719 · form4.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,594

F3 · price: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 198 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-007719 · form4.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 18:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-007719 · form4.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005087 · form4.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005087 · form4.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,172 $40.57 $47,548.04
Disclosure

SEC source: 0001062993-22-005087 · form4.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,862

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 203 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-005087 · form4.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 20, 2022 Filed Feb 22, 2022 20:32 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-005087 · form4.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004104 · form4.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479

Underlying: Common Stock · 38 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004104 · form4.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950

Underlying: Common Stock · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 685 $39.17 $26,831.45
Disclosure

SEC source: 0001062993-22-004104 · form4.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,930

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 38 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-004104 · form4.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 17:30 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 1,975 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-004104 · form4.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 19:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-011977 · form4.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 18:20 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000166 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 19:07 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000112 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 19:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000064 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionPerformance Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000046 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 620 $37.92 $23,510.40
Disclosure

SEC source: 0001411207-21-000046 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,142

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000046 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 5,925 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 5,925 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 17,775 $0.00 Strike: $43.13 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,775

Underlying: Common Stock · 17,775 shares

Expires 2031-02-10

F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPerformance Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000036 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 2,160 PSUs.

F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021.

F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 179 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000018 · edgar.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222

Underlying: Common Stock · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,928 $0.00 $0.00
Disclosure

SEC source: 0001411207-21-000018 · edgar.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 7,2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 7,2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 7,2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,171 $43.11 $50,481.81
Disclosure

SEC source: 0001411207-21-000018 · edgar.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,602

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 179 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000018 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 07, 2021 Filed Feb 9, 2021 21:10 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-21-000018 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 7,2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,609 $0.00 Strike: $23.59 $0.00
Disclosure

SEC source: 0001411207-21-000002 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609

Underlying: Common Stock · 5,609 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested on February 17, 2019.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 21:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 5,609 $45.00 $252,405.00
Disclosure

SEC source: 0001411207-21-000002 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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January 25, 2021 Filed Jan 27, 2021 21:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 5,609 $23.59 $132,316.31
Disclosure

SEC source: 0001411207-21-000002 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 20:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000189 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 18:33 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000144 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 18:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000108 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:02 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000066 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 20:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionPerformance Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000038 · edgar.xml · derivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 20:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,101 $40.60 $44,700.60
Disclosure

SEC source: 0001411207-20-000038 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

F2 · shares: Represents shares withheld by ALSN to satisfy tax-withholding obligations on the vesting of PSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 20:43 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,849 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000038 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 5,106 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 8

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106

Underlying: Common Stock · 5,106 shares

Expires not disclosed

F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock.

F9 · derivative.exercise_date: The RSUs vest on February 25, 2023.

F9 · derivative.expiration_date: The RSUs vest on February 25, 2023.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantEmployee Stock Option (right to buy) · Derivative 15,319 $0.00 Strike: $43.22 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 7

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,319

Underlying: Common Stock · 15,319 shares

Expires 2030-02-25

F7 · derivative.exercise_date: The option vests on February 25, 2023.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 201 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 6

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Stock · 201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 4,694 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 5

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 1,484 $44.55 $66,112.20
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 3

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,918

F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 201 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 2

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 4,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · nonDerivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:23 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantPerformance Stock Units · Derivative 3,849 $0.00 $0.00
Disclosure

SEC source: 0001411207-20-000018 · edgar.xml · derivative · entry 4

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Common Stock · 3,849 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock.

F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 3,849 PSUs.

F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020.

F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 19:47 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000230 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 20:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 42 $0.00 $0.00
Disclosure

SEC source: 0001411207-19-000194 · edgar.xml · derivative · entry 1

Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.