Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Allison Transmission Holdings Inc
Report date March 11, 2022 · Filed March 15, 2022
Section 16 reporting ended · disclosed 2022-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,594 |
Ending reported balance
After 2022-03-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-11 · Exercise / conversion · Acquired 3,633 · Balance 64,495 F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled. Row 2 · 2022-03-11 · Exercise / conversion · Acquired 198 · Balance 64,693 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Row 3 · 2022-03-11 · Tax withholding · Disposed 1,099 · Balance 63,594 F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-11 · Exercise / conversion · Disposed 3,633 · Balance 0 F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-11 · Exercise / conversion · Disposed 198 · Balance 0 F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of restricted stock units ("RSUs") granted on February 25, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Operations, and Purchasing of ALSN on March 11, 2022. The remaining RSUs were cancelled.
F2: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,119 | $33.72 | $37,732.68 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,138 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 3,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:29 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 56 | $0.00 Strike: $33.17 | $0.00 |
DisclosureSEC source: 0001411207-16-000439 · edgar.xml · derivative · entry 5 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449 Underlying: Common Stock · 56 shares Expires not disclosed F5 · derivative.exercise_price: The DERs accrued on previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F5 · derivative.exercise_date: The DERs accrued on previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F5 · derivative.expiration_date: The DERs accrued on previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,936 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000387 · edgar.xml · derivative · entry 3 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,936 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on August 7, 2008. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 24,936 | $29.12 | $726,036.58 |
DisclosureSEC source: 0001411207-16-000387 · edgar.xml · nonDerivative · entry 2 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,722 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.0000 to $29.7750. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:00 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 24,936 | $16.88 | $420,919.68 |
DisclosureSEC source: 0001411207-16-000387 · edgar.xml · nonDerivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000374 · edgar.xml · derivative · entry 1 Dick Michael · CIK 0001661740 · SVP, Ops and Purchasing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393 Underlying: Common Stock · 66 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.