Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLX Energy Services Holdings, Inc.KLXE · Entity 7414 | Director | March 15, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLX Energy Services Holdings, Inc.
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 12,397 |
Reported balance
After 2022-03-15 transaction · row 1
1 source rowRow 1 · 2022-03-15 · Grant · Acquired 3,386 · Balance 12,397 F1: Grant of restricted stock vesting one year from the date of grant. |
| Common stockSEC Table I · non-derivative | IndirectTrust | 400 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock vesting one year from the date of grant.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
B/E AEROSPACE INC
Report date April 13, 2017 · Filed April 17, 2017
Section 16 reporting ended · disclosed 2017-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-13 transaction · row 3
2 source rows · reconciled sequenceRow 1 · 2017-04-13 · Grant · Acquired 128 · Balance 24,668 F1: Fractional amounts have been rounded to the nearest whole number. Row 3 · 2017-04-13 · Disposition to issuer · Disposed 24,668 · Balance 0 F1: Fractional amounts have been rounded to the nearest whole number. F3: This amount represented, as of immediately prior to the Effective Time, 9,009 shares of common stock held by the reporting person that were not subject to an equity award, approximately 13,168 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to unvested restricted stock unit awards. F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2017-04-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-04-13 · Disposition to issuer · Disposed 2,000 · Balance 0 F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Fractional amounts have been rounded to the nearest whole number.
F2: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash.
F3: This amount represented, as of immediately prior to the Effective Time, 9,009 shares of common stock held by the reporting person that were not subject to an equity award, approximately 13,168 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to unvested restricted stock unit awards.
KLX Inc.
Report date October 09, 2018 · Filed October 11, 2018
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,957 |
Reported balance
After 2018-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 132 · Balance 15,957 F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 632 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-09 · Disposition to issuer · Disposed 15,957 · Balance 0 F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 632 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan.
F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest.
F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 2,941.354 · Balance 0 F1: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 17, 2022 20:41 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 3,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011506 · doc4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,397 F1 · shares: Grant of restricted stock vesting one year from the date of grant. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:05 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010656 · doc4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,011 F1 · shares: Grant of restricted stock vesting one year from the date of grant. F2 · balance_after: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 17:43 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | PurchaseCommon Stock | 2,000 | $11.03 | $22,069.60 |
DisclosureSEC source: 0001127602-19-027193 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,000 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 12:00 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 2,941.354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000116 · edgar.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. F1 · price: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 20:10 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon Stock | 30,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-063548 · a4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,773 F1 · balance_after: This amount includes shares acquired through the pro rata distribution to stockholders of KLX Inc. ("KLX") of shares of KLX Energy Services Holdings, Inc. ("KLX Energy Services") common stock in connection with the spin-off of KLX Energy Services from KLX completed on September 14, 2018. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 12:00 UTC | KLX Inc. KLXI · Entity 163029 | Disposition to issuerCommon Stock | 15,957 | $63.00 | $1,005,291.00 |
DisclosureSEC source: 0001104659-18-061558 · a4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3 · shares: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 12:00 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061558 · a4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 F1 · balance_after: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 632 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:22 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024449 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,708 Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:18 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016031 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,594 Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:18 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016031 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,482 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000031 · edgar.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913.52 F1 · kind: Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. F2 · balance_after: Includes dividend equivalents issued quarterly on the restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:32 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003316 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,060 Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 16:47 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030624 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,943 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 17:00 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024753 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,897 Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:38 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016385 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,738 Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:38 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016385 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,564 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 15:34 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | Disposition to issuerCommon Stock | 24,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014842 · form4.xml · nonDerivative · entry 3 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Fractional amounts have been rounded to the nearest whole number. F3 · shares: This amount represented, as of immediately prior to the Effective Time, 9,009 shares of common stock held by the reporting person that were not subject to an equity award, approximately 13,168 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to unvested restricted stock unit awards. F2 · price: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 15:34 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | Disposition to issuerCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014842 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · price: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 15:34 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014842 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,668 F1 · shares: Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:49 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 2,036 | $96.63 | $196,738.68 |
DisclosureSEC source: 0001672811-17-000033 · edgar.xml · nonDerivative · entry 3 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 F3 · kind: Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:49 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672811-17-000033 · edgar.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 620 F2 · price: Received in the Merger in exchange for 2,000 shares of B/E common stock. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:49 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 6,876 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672811-17-000033 · edgar.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,876 F1 · price: Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 9,009 shares of B/E Aerospace, Inc. ("B/E") common stock and 13,168 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:50 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013627 · form4.xml · nonDerivative · entry 3 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,540 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:50 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013627 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,498 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:50 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013627 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,370 Read SEC document |
| February 03, 2017 Filed Mar 19, 2018 20:34 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012167 · form5.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,230 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 08:36 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000868 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,481 F1 · shares: The shares represent dividend equivalents accrued to the reporting person's deferred common stock units. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 08:36 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000868 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,436 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:33 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065927 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,362 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:05 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063757 · form4.xml · nonDerivative · entry 2 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,299 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:05 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063757 · form4.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,133 F1 · shares: The shares represent dividend equivalents accrued on the reporting person's deferred common stock units. Read SEC document |
| May 01, 2015 Filed Aug 24, 2017 17:03 UTC Amendment | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026414 · form4a.xml · nonDerivative · entry 1 Hamermesh Richard · CIK 0001227442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079 F1 · balance_after: Updates previously reported amount of securities beneficially owned following reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.