Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARRONE BIO INNOVATIONS INC
Report date February 07, 2022 · Filed March 18, 2022 · Amendment
Section 16 reporting ended · disclosed 2022-03-18. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,064 |
Reported balance
After 2022-02-07 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-02-07 · Grant · Acquired 65,064 · Balance 65,064 F1: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2032-02-07 | Direct | 185,555 |
Reported balance
After 2022-02-07 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2022-02-07 · Grant · Acquired 185,555 · Balance 185,555 F2: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule"). F3: The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting.
F2: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule").
F3: The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025.
QUICKLOGIC Corp
Report date February 10, 2021 · Filed February 23, 2021 · Amendment
Section 16 reporting ended · disclosed 2021-02-23. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,401 |
Last balance in matching sequence
After 2021-02-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-02-10 · Exercise / conversion · Acquired 681 · Balance 30,631 F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Row 2 · 2021-02-10 · Tax withholding · Disposed 230 · Balance 30,401 F1: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 681 |
Reported balance
After 2021-02-10 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-02-10 · Exercise / conversion · Disposed 681 · Balance 681 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F3: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2022 Filed Feb 9, 2022 17:33 UTC | MARRONE BIO INNOVATIONS INC MBII · Entity 125354 | GrantStock Option (Right to Buy) · Derivative | 185,555 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001209191-22-008135 · doc4.xml · derivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,555 Underlying: Common Stock · 185,555 shares Expires 2025-02-06 F2 · derivative.exercise_date: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule"). F2 · derivative.expiration_date: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule"). Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:33 UTC | MARRONE BIO INNOVATIONS INC MBII · Entity 125354 | GrantCommon Stock | 65,064 | $0.63 | $41,126.95 |
DisclosureSEC source: 0001209191-22-008135 · doc4.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,064 F1 · shares: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting. Read SEC document |
| February 07, 2022 Filed Mar 18, 2022 17:32 UTC Amendment | MARRONE BIO INNOVATIONS INC MBII · Entity 125354 | GrantStock Option (Right to Buy) · Derivative | 185,555 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001209191-22-020077 · doc4a.xml · derivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,555 Underlying: Common Stock · 185,555 shares Expires 2032-02-07 F2 · derivative.exercise_date: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule"). F3 · derivative.expiration_date: The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025. Read SEC document |
| February 07, 2022 Filed Mar 18, 2022 17:32 UTC Amendment | MARRONE BIO INNOVATIONS INC MBII · Entity 125354 | GrantCommon Stock | 65,064 | $0.63 | $41,126.95 |
DisclosureSEC source: 0001209191-22-020077 · doc4a.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,064 F1 · shares: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 16:20 UTC | MARRONE BIO INNOVATIONS INC MBII · Entity 125354 | GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001209191-21-012351 · doc4.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · derivative.exercise_date: The shares subject to the option will vest with respect to 25% of the total shares subject to the option on the first anniversary of the vesting commencement date of February 18, 2021 ("Vesting Commencement Date"), and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months. F1 · derivative.expiration_date: The shares subject to the option will vest with respect to 25% of the total shares subject to the option on the first anniversary of the vesting commencement date of February 18, 2021 ("Vesting Commencement Date"), and with respect to 1/48th of the total shares subject to the option monthly thereafter for 36 months. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:48 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001654 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:48 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 230 | $4.48 | $1,030.40 |
DisclosureSEC source: 0001179110-21-001654 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,719 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:48 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001654 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002087 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 10, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 230 | $4.48 | $1,030.40 |
DisclosureSEC source: 0001179110-21-002087 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,401 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Read SEC document |
| February 10, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002087 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 8 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 7 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 6 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · derivative · entry 5 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 13,313 | $4.34 | $57,778.42 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,268 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Jan 20, 2021 00:57 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000723 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 8 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | GrantPerformance Stock Units · Derivative | 32,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 7 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,667 Underlying: Common Stock · 32,667 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. F3 · derivative.expiration_date: Performance stock units were vested based on the achievement of performance goals on January 14, 2021 as of December 31, 2020. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 6 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 1,152 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · derivative · entry 5 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152 Underlying: Common Stock · 1,152 shares Expires 2021-01-14 F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 12,631 | $4.34 | $54,818.54 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,950 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4 · shares: Reflects a reduced number of shares withheld to cover taxes. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 32,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 474 | $4.34 | $2,057.16 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| January 14, 2021 Filed Feb 23, 2021 02:26 UTC Amendment | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002086 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 22:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 664 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009672 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 Underlying: Common Stock · 664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 22:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 224 | $3.01 | $674.24 |
DisclosureSEC source: 0001179110-20-009672 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,236 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 22:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009672 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008909 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,362 Underlying: Common Stock · 681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 230 | $3.65 | $839.50 |
DisclosureSEC source: 0001179110-20-008909 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,796 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 22:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008909 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 22:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 664 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003428 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,656 Underlying: Common Stock · 664 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 22:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 272 | $4.64 | $1,262.08 |
DisclosureSEC source: 0001179110-20-003428 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,345 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 22:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 664 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003428 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 682 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,043 Underlying: Common Stock · 682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F3 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 279 | $6.48 | $1,807.92 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:45 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001528 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 680 | $0.26 | $175.24 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,705 F2 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012064 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 9,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,494 Underlying: Common Stock · 9,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F3 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 3,132 | $0.36 | $1,130.97 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,419 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| September 08, 2019 Filed Sep 10, 2019 17:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 9,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010194 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 9,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,168 Underlying: Common Stock · 9,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F4 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 3,214 | $0.33 | $1,058.05 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,253 F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2019 Filed Aug 13, 2019 19:00 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 9,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009421 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| May 25, 2019 Filed May 29, 2019 21:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2019 Filed May 29, 2019 21:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 804 | $0.76 | $612.65 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,925 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.