Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARRONE BIO INNOVATIONS INC
Report date February 07, 2022 · Filed March 18, 2022 · Amendment
Section 16 reporting ended · disclosed 2022-03-18. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,064 |
Reported balance
After 2022-02-07 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-02-07 · Grant · Acquired 65,064 · Balance 65,064 F1: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2032-02-07 | Direct | 185,555 |
Reported balance
After 2022-02-07 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2022-02-07 · Grant · Acquired 185,555 · Balance 185,555 F2: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule"). F3: The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting.
F2: The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule").
F3: The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025.
QUICKLOGIC Corp
Report date February 10, 2021 · Filed February 23, 2021 · Amendment
Section 16 reporting ended · disclosed 2021-02-23. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,401 |
Last balance in matching sequence
After 2021-02-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-02-10 · Exercise / conversion · Acquired 681 · Balance 30,631 F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. Row 2 · 2021-02-10 · Tax withholding · Disposed 230 · Balance 30,401 F1: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 681 |
Reported balance
After 2021-02-10 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-02-10 · Exercise / conversion · Disposed 681 · Balance 681 F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F3: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
F4: Reflects corrected shares beneficially held due to reduced number of shares previously withheld for taxes on January 14, 2021 and amended on February 22, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2019 Filed May 29, 2019 21:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006801 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 18,598 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003736 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,792 Underlying: Common Stock · 18,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 7,603 | $0.73 | $5,569.20 |
DisclosureSEC source: 0001179110-19-003736 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,764 F3 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:03 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 18,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003736 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:58 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 9,542 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002151 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,710 Underlying: Common Stock · 9,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:58 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 3,901 | $0.86 | $3,354.86 |
DisclosureSEC source: 0001179110-19-002151 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,769 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:58 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 9,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002151 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:27 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 2,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014183 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:27 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 726 | $0.85 | $617.10 |
DisclosureSEC source: 0001179110-18-014183 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,128 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:27 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014183 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 00:12 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013230 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,931 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 00:12 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 680 | $1.00 | $680.00 |
DisclosureSEC source: 0001179110-18-013230 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,756 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 00:12 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013230 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · derivative · entry 4 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 18,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Common Stock · 18,293 shares Expires 2018-10-25 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 6,326 | $0.82 | $5,187.32 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,471 F1 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 18,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012354 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 19,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,252 Underlying: Common Stock · 19,084 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. F2 · derivative.exercise_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on February 10, 2019. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 6,428 | $1.10 | $7,070.80 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,504 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:05 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 19,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010578 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 2,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,098 Underlying: Common Stock · 2,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 707 | $1.21 | $855.47 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,848 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 22:33 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008806 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,896 Underlying: Common Stock · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 785 | $1.24 | $973.40 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,458 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| May 25, 2018 Filed May 29, 2018 22:28 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007644 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| March 08, 2018 Filed Mar 13, 2018 01:45 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 74,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004103 · edgar.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,390 Underlying: Common Stock · 74,390 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. F2 · derivative.expiration_date: The RSUs will vest as to 25% of the total number of shares subject to the award on the first anniversary of the Grant Date, and as to 1/8th of the total number of shares subject to the award every six months thereafter, subject to the individual's continued service on each vesting date. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 2,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,195 Underlying: Common Stock · 2,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 789 | $1.68 | $1,325.52 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,277 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015724 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,862 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 739 | $1.64 | $1,211.96 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,969 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 23:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014680 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 23:27 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 76,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011473 · edgar.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,336 Underlying: Common Stock · 76,336 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F2 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 2,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,292 Underlying: Common Stock · 2,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 770 | $1.20 | $924.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,743 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| June 18, 2017 Filed Jun 20, 2017 22:23 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009357 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:24 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 1,965 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008189 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,827 Underlying: Common Stock · 1,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F2 · derivative.exercise_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 11/25/2016, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on May 25, 2017. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:24 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 721 | $1.25 | $901.25 |
DisclosureSEC source: 0001179110-17-008189 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,415 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| May 25, 2017 Filed May 30, 2017 20:24 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008189 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 2,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033283 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: Common Stock · 2,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. F2 · derivative.exercise_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 25% of the RSUs vested on 12/18/2015, one year from the grant date. The balance of the shares vest 12.5% every six months beginning on June 18, 2016. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 937 | $1.20 | $1,124.40 |
DisclosureSEC source: 0001179110-16-033283 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,171 F3 · kind: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| December 18, 2016 Filed Dec 20, 2016 17:41 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033283 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on December 18, 2014. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 19:11 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 3,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032163 · edgar.xml · derivative · entry 3 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 Underlying: Common Stock · 3,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. F1 · derivative.exercise_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. F1 · derivative.expiration_date: 25% of the RSUs shall vest on the one-year anniversary of the date of grant and one eighth (1/8th) of the RSUs shall vest every six months thereafter. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 19:11 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Tax withholdingCommon Stock | 1,482 | $0.94 | $1,393.08 |
DisclosureSEC source: 0001179110-16-032163 · edgar.xml · nonDerivative · entry 2 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,011 F2 · shares: Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs. Read SEC document |
| November 25, 2016 Filed Nov 29, 2016 19:11 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 3,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032163 · edgar.xml · nonDerivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on November 25, 2015. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 21:25 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantStock Option (Right to Buy) · Derivative | 58,072 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001179110-16-029566 · edgar.xml · derivative · entry 1 Cheung Suping (Sue) · CIK 0001646279 · VP Finance & C.A.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,072 Underlying: Common Stock · 58,072 shares Expires 2026-09-08 F1 · derivative.exercise_date: The option vests over a four-year period with 25% vesting one year from the grant date, and the remainder vesting monthly over the remaining three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.