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Venkataraman Swaminathan

Disclosed activity across 1 company

Tapewire entity
128928
SEC CIK
0001746127

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659EVP of Engineering & CTOMarch 15, 2022March 18, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date March 15, 2022 · Filed March 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect127,625 Ending reported balance After 2022-03-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-03-15 · Exercise / conversion · Acquired 6,495 · Balance 134,357

Row 2 · 2022-03-16 · Sale · Disposed 4,394 · Balance 129,963

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units .

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Row 3 · 2022-03-18 · Sale · Disposed 2,338 · Balance 127,625

F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs").

F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect12,994 Reported balance After 2022-03-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-15 · Exercise / conversion · Disposed 6,495 · Balance 12,994

F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy trust36,554 Reported balance Holding disclosure · report date 2022-03-15 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 36,554

F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units .

F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs").

F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.

F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 8

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class A common stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted stock units (Class B common stock) · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class B common stock · 8,888 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A common stock 91,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 14,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

Read SEC document
January 25, 2020 Filed Jan 29, 2020 02:29 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A comon stock 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:42 UTC Bloom Energy Corp BE · Entity 2659 GrantEmployee Stock Option (Class A common stock) · Derivative 62,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001209191-19-056453 · doc4.xml · derivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Class A common stock · 62,000 shares

Expires 2029-11-11

F1 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/20, 1/3 of the options vest on 11/11/20. If the stock price reaches $8 after 11/11/20 but before 11/11/24, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/21, 1/3 of the options vest on 11/11/21. If the stock price reaches $11 after 11/11/21 but before 11/11/24, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/22, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/22 but before 11/11/24, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/24, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/24 shall be canceled.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 22:10 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 5,031 $2.94 $14,785.10
Disclosure

SEC source: 0001209191-19-053636 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,356

F1 · kind: Sale of shares to cover taxes incurred as a result of the vesting of RSUs, in accordance with a Rule 10b5-1 trading plan entered into by reporting person

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $2.965, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 22:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted stock units (Class A common stock) · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053636 · doc4.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A common stock · 10,000 shares

Expires 2028-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal annual installments of 10,000 shares on each of October 16, 2019, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service with the issuer.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 22:10 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053636 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A common stock 86,324 $3.41 $294,321.68
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,387

F3 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan entered into by reporting person

F4 · price: Weighted average price

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative 91,712 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 10

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,423

Underlying: Class A common stock · 91,712 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 9

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of derivative security in accordance with its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 8

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Class B common stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class B common stock) · Derivative 33,334 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class B common stock · 33,334 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 44,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 44,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of derivative security in accordance with its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 44,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

Underlying: Class B common stock · 44,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units (Class B Common Stock) · Derivative 44,445 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 44,445 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2019 Filed Sep 28, 2019 01:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A common stock 169,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051051 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of derivative security in accordance with its terms.

F2 · balance_after: Includes 1,105 Class A common shares issued on August 14, 2019 in connection with the reporting person's participation in the Company's Employee Stock Purchase Plan .

Read SEC document
July 16, 2019 Filed Jul 18, 2019 20:50 UTC Bloom Energy Corp BE · Entity 2659 GrantStock option (nonqualified stock option) · Derivative 50,703 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001209191-19-042644 · doc4.xml · derivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,703

Underlying: Class A Common Stock · 50,703 shares

Expires 2029-07-15

F1 · derivative.exercise_date: Stock options vest 25% on the one-year anniversary of February 15, 2019, with the remaining options vesting in equal quarterly installments over a period of three years, subject to the reporting person's continued service with the Company.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:57 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B common stock · Derivative 15,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040540 · doc4.xml · derivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F4 · derivative.exercise_date: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

F4 · derivative.expiration_date: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:57 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B common stock · Derivative 15,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040540 · doc4.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,812

Underlying: Class B Common Stock · 15,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

F4 · derivative.exercise_date: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

F4 · derivative.expiration_date: All the outstanding shares of the company's Class B Common Stock will convert automatically into shares of the company's Class A Common Stock upon the occurrence of certain events. In addition, Class B Common Stock may be converted into shares of Class A Common Stock at any time at the election of the holder.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:57 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 15,812 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-19-040540 · doc4.xml · derivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common stock · 15,812 shares

Expires 2020-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:57 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 15,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040540 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 389,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F2 · ownership.nature: Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee,

Read SEC document
May 03, 2019 Filed May 7, 2019 17:57 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 31,565 $15.02 $473,951.63
Disclosure

SEC source: 0001209191-19-027930 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Venkataraman Living Trust dated June 8, 2011

Disclosed balance after: 341,769

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan adopted by the reporting person on December 5, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.0000 to $15.1000. The price reported above reflects the weighted average sales price.

Read SEC document
May 03, 2019 Filed Jul 2, 2019 21:36 UTC Amendment Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 31,565 $15.02 $473,951.63
Disclosure

SEC source: 0001209191-19-040496 · doc4a.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,115

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan adopted by the reporting person on December 5, 2018.

F2 · shares: These shares were previously reported as having been sold from the reporting person's indirect holdings. This revised filing reflects the correct disposition of the shares from the reporting person's direct holdings.

F3 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to 15.10. The price reported reflects the weighted average sales price.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:03 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025932 · doc4.xml · derivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F4 · kind: Conversion of a derivative security pursuant to its terms.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:03 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025932 · doc4.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 18:03 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 30,000 $0.00 Strike: $5.63 $0.00
Disclosure

SEC source: 0001209191-19-025932 · doc4.xml · derivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,812

Underlying: Class B Common Stock · 30,000 shares

Expires 2020-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 44,972 $11.96 $537,923.58
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 8

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,680

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 4,949 $11.96 $59,196.47
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,940

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,040 $11.96 $36,362.35
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,351

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 915 $11.96 $10,944.59
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,503

F2 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 53,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 25

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 53,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 24

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,334

Underlying: Class A Common Stock · 53,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 53,334 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 23

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 53,334 shares

Expires 2019-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is fully vested.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 91,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 22

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 91,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 91,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 21

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,712

Underlying: Class A Common Stock · 91,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative 91,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 20

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,135

Underlying: Class B Common Stock · 91,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 14,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 19

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 14,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 18

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,538

Underlying: Class A Common Stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative 14,538 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 17

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,076

Underlying: Class B Common Stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 16

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 15

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class A Common Stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative 8,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 14

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,776

Underlying: Class B Common Stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 13

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass B Common Stock · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 12

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

Underlying: Class A Common Stock · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · derivative · entry 11

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

F6 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 53,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 9

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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March 25, 2019 Filed Mar 27, 2019 23:34 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass A Common Stock 91,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.