person · Reporting owner
Venkataraman Swaminathan
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP of Engineering & CTO | March 15, 2022 | March 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date March 15, 2022 · Filed March 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 127,625 |
Ending reported balance
After 2022-03-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-15 · Exercise / conversion · Acquired 6,495 · Balance 134,357 Row 2 · 2022-03-16 · Sale · Disposed 4,394 · Balance 129,963 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units . F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Row 3 · 2022-03-18 · Sale · Disposed 2,338 · Balance 127,625 F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs"). F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,994 |
Reported balance
After 2022-03-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-15 · Exercise / conversion · Disposed 6,495 · Balance 12,994 F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 36,554 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,554 F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units .
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs").
F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2019 Filed Mar 27, 2019 23:34 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:34 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 23:34 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021499 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:12 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014127 · doc4.xml · derivative · entry 6 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F4 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:12 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014127 · doc4.xml · derivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 Underlying: Class A Common Stock · 4,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F4 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:12 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 4,188 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-19-014127 · doc4.xml · derivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,812 Underlying: Class B Common Stock · 4,188 shares Expires 2020-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:12 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 24,188 | $15.00 | $362,820.00 |
DisclosureSEC source: 0001209191-19-014127 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,550 F2 · shares: Includes 20,000 shares previously held indirectly as Swaminathan Venkataraman, Trustee of The Venkataraman Living Trust dated June 8, 2011 which were transferred to the reporting person immediately prior to the sale. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:12 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014127 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Non-qualified Stock Option) · Derivative | 53,050 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011736 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,050 Underlying: Class A Common Stock · 53,050 shares Expires not disclosed F4 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F4 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:45 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 53,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011736 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,550 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:45 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 310,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008002 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · The Venkataraman Living Trust dated June 8, 2011 Disclosed balance after: 0 Underlying: Class A Common Stock · 310,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · kind: Conversion of a derivative security pursuant to its terms. F2 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F2 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:45 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 310,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008002 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · The Venkataraman Living Trust dated June 8, 2011 Disclosed balance after: 310,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| October 16, 2018 Filed Oct 19, 2018 00:09 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class A Common Stock) · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055609 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: These RSU's will vest annually over five years from the one year anniversary of October 16, 2018 and during an open trading window, subject to the Issuer's Insider Trading Policy and the reporting person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 16, 2018 Filed Oct 19, 2018 00:09 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class A Common Stock) · Derivative | 50,000 | $0.00 Strike: $27.18 | $0.00 |
DisclosureSEC source: 0001209191-18-055609 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-10-15 F1 · derivative.exercise_date: The option vests annually over five years from the one year anniversary of October 16, 2018, subject to the reporting person's continuous service with the Issuer through each vesting date. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 00:23 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class A Common Stock) · Derivative | 366,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045443 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,847 Underlying: Class A Common Stock · 366,847 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 43,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,614 Underlying: Class B Common Stock · 43,614 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868 Underlying: Class B Common Stock · 1,868 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 26,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,664 Underlying: Class B Common Stock · 26,664 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:39 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 44,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044125 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,445 Underlying: Class B Common Stock · 44,445 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:39 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044125 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Class B Common Stock · 66,667 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:39 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 133,334 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044125 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Class B Common Stock · 133,334 shares Expires 2028-07-23 F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.