person · Reporting owner
Venkataraman Swaminathan
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP of Engineering & CTO | March 15, 2022 | March 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date March 15, 2022 · Filed March 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 127,625 |
Ending reported balance
After 2022-03-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-15 · Exercise / conversion · Acquired 6,495 · Balance 134,357 Row 2 · 2022-03-16 · Sale · Disposed 4,394 · Balance 129,963 F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units . F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Row 3 · 2022-03-18 · Sale · Disposed 2,338 · Balance 127,625 F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs"). F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,994 |
Reported balance
After 2022-03-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-15 · Exercise / conversion · Disposed 6,495 · Balance 12,994 F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 36,554 |
Reported balance
Holding disclosure · report date 2022-03-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 36,554 F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units .
F2: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs").
F4: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
F6: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F7: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 126,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,667 Underlying: Class A Common Stock · 126,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 126,667 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 126,667 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was fully vested. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 126,667 | $35.29 | $4,470,078.43 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 39,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 14 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 39,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 39,345 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 12 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,989 Underlying: Class B Common Stock · 39,345 shares Expires 2028-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 39,345 | $30.31 | $1,192,373.83 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 7 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.71 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 39,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 6 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 13 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 20,666 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 11 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,334 Underlying: Class A Common Stock · 20,666 shares Expires 2029-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: If the stock price of the Issuer reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 22,182 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 10 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,521 Underlying: Class A Common Stock · 22,182 shares Expires 2029-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of February 15, 2019, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 23,209 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 9 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,841 Underlying: Class A Common Stock · 23,209 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of the grant date, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 40,000 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 8 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 40,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 106,057 | $28.50 | $3,022,529.05 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.18 to $29.37 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 20,666 | $5.50 | $113,663.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 22,182 | $12.00 | $266,184.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 23,209 | $11.31 | $262,493.79 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 23:57 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 170,000 | $30.62 | $5,205,298.00 |
DisclosureSEC source: 0001209191-20-062791 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $30.29 to $30.96 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:03 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,720 | $19.00 | $32,680.00 |
DisclosureSEC source: 0001664703-20-000086 · wf-form4_160626260670646.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:40 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,596 | $18.64 | $29,744.33 |
DisclosureSEC source: 0001209191-20-059234 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,166 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.881 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 01:10 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 5,068 | $16.94 | $85,838.74 |
DisclosureSEC source: 0001209191-20-055633 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,762 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $16.35 to $18.32 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 22:24 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 4,932 | $18.99 | $93,664.60 |
DisclosureSEC source: 0001209191-20-055397 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,830 F1 · kind: Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.23 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 22:24 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class A Common Stock) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055397 · doc4.xml · derivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 10,000 shares Expires 2028-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer Class A Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to continuous service by the Reporting Person with the Issuer. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 22:24 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-055397 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 22:07 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,666 | $16.47 | $27,441.35 |
DisclosureSEC source: 0001209191-20-047990 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,762 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $16.12 to $16.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 23:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,650 | $14.16 | $23,368.29 |
DisclosureSEC source: 0001209191-20-047327 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,428 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred upon settlement of RSUs that vested on August 15, 2020, the acquisition of which were previously reported on Table I. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share.The shares were sold in multiple transactions at prices ranging from $14.13 to $14.49. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:29 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,550 | $13.41 | $34,187.60 |
DisclosureSEC source: 0001209191-20-044339 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,578 F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $13.12 to $13.65, inclusive. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 23:29 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 53,720 | $12.70 | $682,281.60 |
DisclosureSEC source: 0001209191-20-044339 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,128 F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.10 to $13.08, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) and (3). Read SEC document |
| July 28, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 700 | $15.97 | $11,178.02 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,848 F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.92 to $16.01, inclusive. Read SEC document |
| July 28, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 68,074 | $15.27 | $1,039,292.57 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,548 F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.92 to $15.89, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) and (4). Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 9 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 25, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 91,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 8 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 91,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F7 · derivative.exercise_date: The RSUs vest over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| July 25, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 7 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Class A Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| July 25, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · derivative · entry 6 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B common stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F5 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. Read SEC document |
| July 25, 2020 Filed Jul 29, 2020 00:53 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 91,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043907 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 22:00 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 338,847 | $15.09 | $5,112,726.84 |
DisclosureSEC source: 0001209191-20-042941 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,578 F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: Includes 219,146 shares previously held indirectly as Swaminathan Venkataraman, Trustee of The Venkataraman Living Trust dated June 8, 2011 which were transferred to the reporting person immediately prior to the sale. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.00 to $15.94, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 22:11 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A common stock | 105,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037050 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,279 F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date. Read SEC document |
| May 20, 2020 Filed May 20, 2020 21:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 1,703 | $8.29 | $14,117.87 |
DisclosureSEC source: 0001209191-20-030943 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,279 F1 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 1,612 | $8.22 | $13,247.25 |
DisclosureSEC source: 0001209191-20-030943 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,982 F1 · kind: Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.2168 to $8.2538, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:51 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 7,106 | $13.17 | $93,608.76 |
DisclosureSEC source: 0001209191-20-012143 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,067 F1 · kind: Sale pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $12.65 to $14.48, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 23:41 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 6,156 | $11.46 | $70,550.22 |
DisclosureSEC source: 0001209191-20-010776 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,173 F1 · kind: Sales of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on February 15, 2020 (the initial acquisition of which had already been reported on Table I), executed pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $11.22 to $11.62, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:57 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 70,473 | $8.36 | $589,062.67 |
DisclosureSEC source: 0001209191-20-005565 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,356 F1 · kind: Sales pursuant to Rule 10b5-1 trading plan entered into by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.13 to $8.72, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 02:29 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 44,665 | $8.40 | $375,087.74 |
DisclosureSEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,829 F2 · kind: Sale of shares to cover taxes incurred as a result of the vesting of the RSUs, in accordance with Rule 10b5-1 trading plan entered into by reporting person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.09 to $8.77, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| January 25, 2020 Filed Jan 29, 2020 02:29 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class A common stock) · Derivative | 91,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 12 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,711 Underlying: Class A common stock · 91,712 shares Expires 2028-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F9 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant. Read SEC document |
| January 25, 2020 Filed Jan 29, 2020 02:29 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B common stock · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 11 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 25, 2020 Filed Jan 29, 2020 02:29 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B common stock · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 10 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 Underlying: Class A common stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 25, 2020 Filed Jan 29, 2020 02:29 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class B common stock) · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 9 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 Underlying: Class B common stock · 14,538 shares Expires 2026-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.