Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cloudera, Inc.CLDR · Entity 11702 | Director | June 11, 2018 | June 13, 2018 |
| Klaviyo, Inc.KVYO · Entity 3775 | Director | September 20, 2023 | September 20, 2023 |
| Meta Platforms, Inc.FB · Entity 2790 | 10% owner | May 22, 2012 | May 22, 2012 |
| Nimble Storage IncNMBL · Entity 176878 | Director · 10% owner | October 03, 2016 | October 05, 2016 |
| Tenable Holdings, Inc.TENB · Entity 4063 | Director | April 30, 2021 | May 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cloudera, Inc.
Report date June 11, 2018 · Filed June 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Accel Investors 2008 L.L.C. | 219,664 |
Reported balance
After 2018-06-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-11 · Other · Disposed 219,665 · Balance 219,664 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel X L.P. | 2,100,449 |
Reported balance
After 2018-06-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-06-11 · Other · Disposed 2,100,450 · Balance 2,100,449 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel X Strategic Partners L.P. | 159,169 |
Reported balance
After 2018-06-11 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-06-11 · Other · Disposed 159,169 · Balance 159,169 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund II L.P. | 503,457 |
Reported balance
After 2018-06-11 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-06-11 · Other · Disposed 503,457 · Balance 503,457 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power. F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund II Strategic Partners L.P. | 36,454 |
Reported balance
After 2018-06-11 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-06-11 · Other · Disposed 36,453 · Balance 36,454 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power. F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2012 L.L.C. | 48,997 |
Reported balance
After 2018-06-11 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-06-11 · Other · Disposed 48,997 · Balance 48,997 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Li Family Trust | 167,091 |
Reported balance
After 2018-06-11 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2018-06-11 · Other · Acquired 79,252 · Balance 167,091 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F6: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Li Family GST Exempt Trust | 4,354 |
Reported balance
After 2018-06-11 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2018-06-11 · Other · Acquired 2,345 · Balance 4,354 F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F7: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.
F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.
F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.
F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.
F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.
F6: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F7: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Klaviyo, Inc.
Report date September 20, 2023 · Filed September 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund V L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund V Strategic Partners L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund V Investors (2019) L.L.C. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Leaders Fund II L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Leaders Fund II Strategic Partners L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| Series B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Leaders Fund II Investors (2019) L.L.C. | Not disclosed |
Reported balance
Holding disclosure · report date 2023-09-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date. F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.
F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
Meta Platforms, Inc.
Report date May 22, 2012 · Filed May 22, 2012
Jointly reported with ACCEL IX LP, Accel Growth Fund Associates L.L.C., Accel Growth Fund Investors 2009 L.L.C., Accel Growth Fund L.P., Accel Growth Fund Strategic Partners L.P., Accel Investors 2005 L.L.C., Accel IX Associates L.L.C., ACCEL IX STRATEGIC PARTNERS LP, BREYER JAMES
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 7,468,718 |
Last balance in matching sequence
After 2012-05-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2012-05-22 · Conversion · Acquired 10,844,263 · Balance 10,844,263 F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. Row 2 · 2012-05-22 · Sale · Disposed 3,375,545 · Balance 7,468,718 F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 704,263 |
Reported balance
After 2012-05-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2012-05-22 · Conversion · Acquired 704,263 · Balance 704,263 F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel IX L.P. | 106,311,413 |
Last balance in matching sequence
After 2012-05-22 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2012-05-22 · Conversion · Acquired 149,527,730 · Balance 149,527,730 F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2012-05-22 · Sale · Disposed 43,216,317 · Balance 106,311,413 F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel IX Strategic Partners L.P. | 11,327,425 |
Last balance in matching sequence
After 2012-05-22 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2012-05-22 · Conversion · Acquired 15,931,653 · Balance 15,931,653 F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2012-05-22 · Sale · Disposed 4,604,228 · Balance 11,327,425 F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Investors 2005 L.L.C. | 9,910,536 |
Last balance in matching sequence
After 2012-05-22 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 8 · 2012-05-22 · Conversion · Acquired 13,939,214 · Balance 13,939,214 F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2012-05-22 · Sale · Disposed 4,028,678 · Balance 9,910,536 F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund L.P. | 0 |
Last balance in matching sequence
After 2012-05-22 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 10 · 2012-05-22 · Conversion · Acquired 2,422,564 · Balance 2,422,564 F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 11 · 2012-05-22 · Sale · Disposed 2,422,564 · Balance 0 F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Strategic Partners L.P. | 0 |
Last balance in matching sequence
After 2012-05-22 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 12 · 2012-05-22 · Conversion · Acquired 47,291 · Balance 47,291 F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 13 · 2012-05-22 · Sale · Disposed 47,291 · Balance 0 F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Accel Growth Fund Investors 2009 L.L.C. | 0 |
Last balance in matching sequence
After 2012-05-22 transaction · row 15
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 14 · 2012-05-22 · Conversion · Acquired 32,278 · Balance 32,278 F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 15 · 2012-05-22 · Sale · Disposed 32,278 · Balance 0 F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 0 |
Reported balance
After 2012-05-22 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2012-05-22 · Conversion · Disposed 10,161,282 · Balance 0 F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 10,350,315 |
Reported balance
After 2012-05-22 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2012-05-22 · Conversion · Acquired 10,211,171 · Balance 10,350,315 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 10,983,407 |
Reported balance
After 2012-05-22 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2012-05-22 · Conversion · Acquired 633,092 · Balance 10,983,407 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 139,144 |
Reported balance
After 2012-05-22 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2012-05-22 · Conversion · Disposed 10,844,263 · Balance 139,144 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005 | 0 |
Reported balance
After 2012-05-22 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2012-05-22 · Conversion · Disposed 630,000 · Balance 0 F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 0 |
Reported balance
After 2012-05-22 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2012-05-22 · Conversion · Disposed 630,823 · Balance 0 F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 649,381 |
Reported balance
After 2012-05-22 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2012-05-22 · Conversion · Acquired 633,920 · Balance 649,381 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 719,724 |
Reported balance
After 2012-05-22 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2012-05-22 · Conversion · Acquired 70,343 · Balance 719,724 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 15,461 |
Reported balance
After 2012-05-22 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2012-05-22 · Conversion · Disposed 704,263 · Balance 15,461 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011 | 0 |
Reported balance
After 2012-05-22 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2012-05-22 · Conversion · Disposed 70,000 · Balance 0 F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel IX L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2012-05-22 · Conversion · Disposed 139,733,902 · Balance 0 F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX L.P. | 140,419,959 |
Reported balance
After 2012-05-22 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2012-05-22 · Conversion · Acquired 140,419,959 · Balance 140,419,959 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX L.P. | 149,527,730 |
Reported balance
After 2012-05-22 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2012-05-22 · Conversion · Acquired 9,107,771 · Balance 149,527,730 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2012-05-22 · Conversion · Disposed 149,527,730 · Balance 0 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel IX L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2012-05-22 · Conversion · Disposed 9,063,280 · Balance 0 F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel IX Strategic Partners L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2012-05-22 · Conversion · Disposed 14,888,296 · Balance 0 F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX Strategic Partners L.P. | 14,961,394 |
Reported balance
After 2012-05-22 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2012-05-22 · Conversion · Acquired 14,961,394 · Balance 14,961,394 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX Strategic Partners L.P. | 15,931,653 |
Reported balance
After 2012-05-22 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2012-05-22 · Conversion · Acquired 970,259 · Balance 15,931,653 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel IX Strategic Partners L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2012-05-22 · Conversion · Disposed 15,931,653 · Balance 0 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel IX Strategic Partners L.P. | 0 |
Reported balance
After 2012-05-22 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2012-05-22 · Conversion · Disposed 965,520 · Balance 0 F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel Investors 2005 L.L.C. | 0 |
Reported balance
After 2012-05-22 transaction · row 36
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 36 · 2012-05-22 · Conversion · Disposed 13,026,232 · Balance 0 F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Investors 2005 L.L.C. | 13,090,187 |
Reported balance
After 2012-05-22 transaction · row 37
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 37 · 2012-05-22 · Conversion · Acquired 13,090,187 · Balance 13,090,187 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Investors 2005 L.L.C. | 13,939,214 |
Reported balance
After 2012-05-22 transaction · row 39
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 39 · 2012-05-22 · Conversion · Acquired 849,027 · Balance 13,939,214 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Investors 2005 L.L.C. | 0 |
Reported balance
After 2012-05-22 transaction · row 40
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 40 · 2012-05-22 · Conversion · Disposed 13,939,214 · Balance 0 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Accel Investors 2005 L.L.C. | 0 |
Reported balance
After 2012-05-22 transaction · row 38
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 38 · 2012-05-22 · Conversion · Disposed 844,880 · Balance 0 F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date. F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund L.P. | 7,527,256 |
Reported balance
After 2012-05-22 transaction · row 41
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 41 · 2012-05-22 · Conversion · Disposed 2,422,564 · Balance 7,527,256 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares. F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund Strategic Partners L.P. | 146,939 |
Reported balance
After 2012-05-22 transaction · row 42
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 42 · 2012-05-22 · Conversion · Disposed 47,291 · Balance 146,939 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares. F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Accel Growth Fund Investors 2009 L.L.C. | 100,292 |
Reported balance
After 2012-05-22 transaction · row 43
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 43 · 2012-05-22 · Conversion · Disposed 32,278 · Balance 100,292 F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date. F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares. F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.
F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.
F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.
F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.
F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.
F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.
Nimble Storage Inc
Report date October 03, 2016 · Filed October 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 246,850 |
Reported balance
After 2016-10-03 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2016-10-03 · Sale · Disposed 10,000 · Balance 246,850 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016. F2: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.52 to a high sale price of $8.56. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer. F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 223,850 |
Reported balance
After 2016-10-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2016-10-04 · Sale · Disposed 23,000 · Balance 223,850 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016. F4: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.53 to a high sale price of $8.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer. F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,661 |
Reported balance
Holding disclosure · report date 2016-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,661 F5: The securities are held by Li Family GST Exempt Trust (the "GST"). Ping Li, a director of the Issuer, is the settlor of the GST. Mr. Li disclaims beneficial ownership of all shares held by the GST except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 35,676 |
Reported balance
Holding disclosure · report date 2016-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 35,676 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.
F2: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.52 to a high sale price of $8.56. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.
F4: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.53 to a high sale price of $8.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
F5: The securities are held by Li Family GST Exempt Trust (the "GST"). Ping Li, a director of the Issuer, is the settlor of the GST. Mr. Li disclaims beneficial ownership of all shares held by the GST except to the extent of his pecuniary interest therein.
Tenable Holdings, Inc.
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Li Family Trust | 227,971 |
Last balance in matching sequence
After 2021-04-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-04-30 · Sale · Disposed 69,698 · Balance 233,273 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 - $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Row 2 · 2021-04-30 · Sale · Disposed 5,302 · Balance 227,971 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.71, inclusive. F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Li Family GST Exempt Trust | 119,025 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 119,025 F5: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 - $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.71, inclusive.
F5: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 17:28 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 5,302 | $38.61 | $204,710.22 |
DisclosureSEC source: 0001660280-21-000058 · wf-form4_162016370155398.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 227,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.71, inclusive. F3 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 30, 2021 Filed May 4, 2021 17:28 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 69,698 | $38.02 | $2,649,917.96 |
DisclosureSEC source: 0001660280-21-000058 · wf-form4_162016370155398.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 233,273 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 - $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:04 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 2,306 | $48.35 | $111,495.10 |
DisclosureSEC source: 0001660280-21-000014 · wf-form4_161290823475407.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 302,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.20 - $48.44, inclusive. F3 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:04 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 39,727 | $47.71 | $1,895,375.17 |
DisclosureSEC source: 0001660280-21-000014 · wf-form4_161290823475407.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 305,277 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.17 - $48.16, inclusive. F3 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 17:04 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 32,967 | $46.45 | $1,531,317.15 |
DisclosureSEC source: 0001660280-21-000014 · wf-form4_161290823475407.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 345,004 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.17 - $47.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:24 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 16,809 | $39.56 | $664,964.04 |
DisclosureSEC source: 0001660280-20-000133 · wf-form4_160521627190164.xml · nonDerivative · entry 4 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 377,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.32 - $39.85, inclusive. F4 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:24 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 32,306 | $38.81 | $1,253,795.86 |
DisclosureSEC source: 0001660280-20-000133 · wf-form4_160521627190164.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 394,780 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.32 - $39.31, inclusive. F4 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:24 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 9,336 | $37.71 | $352,060.56 |
DisclosureSEC source: 0001660280-20-000133 · wf-form4_160521627190164.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 427,086 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.32 - $38.31, inclusive. F4 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 16:24 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 16,549 | $36.76 | $608,341.24 |
DisclosureSEC source: 0001660280-20-000133 · wf-form4_160521627190164.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 436,422 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.29 - $37.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5), (6) and (7) to this Form 4. F3 · balance_after: Includes 68,212 shares received by Li Family Trust, dated July 24, 2009 that are deemed to be a change in the form of beneficial ownership and not a reportable transaction. F4 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 18:52 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | SaleCommon Stock | 35,000 | $27.84 | $974,400.00 |
DisclosureSEC source: 0001209191-20-011745 · doc4.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 384,759 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Li Family Trust, dated July 24, 2009. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.69 to $28.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · balance_after: Includes 293,440 shares received by Li Family Trust, dated July 24, 2009 that are deemed to be a change in the form of beneficial ownership and not a reportable transaction. F4 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:01 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 15,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027788 · doc4.xml · nonDerivative · entry 5 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family GST Exempt Trust Disclosed balance after: 31,578 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F6 · ownership.nature: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:01 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 63,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027788 · doc4.xml · nonDerivative · entry 4 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 126,319 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F5 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:01 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 203,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027788 · doc4.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 951,400 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:01 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 151,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027788 · doc4.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 707,826 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 6, 2019 17:01 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 2,094,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027788 · doc4.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II L.P. Disclosed balance after: 9,775,988 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:34 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 15,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009434 · doc4.xml · nonDerivative · entry 5 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family GST Exempt Trust Disclosed balance after: 15,662 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F6 · ownership.nature: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:34 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 62,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009434 · doc4.xml · nonDerivative · entry 4 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 62,652 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F5 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:34 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 203,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009434 · doc4.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 1,155,272 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:34 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 151,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009434 · doc4.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 859,503 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 17:34 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | OtherCommon Stock | 2,094,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009434 · doc4.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,870,842 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2 · ownership.direct: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 163,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 18 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 163,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F10 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 2,182,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 17 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,182,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F9 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 231,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 16 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 231,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F8 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 511,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 15 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2014 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 511,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F7 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2014 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 364,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 14 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund III Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 364,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F5 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries B Preferred Stock · Derivative | 7,719,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 13 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund III L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,719,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F4 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries A Preferred Stock · Derivative | 1,318,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 12 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 0 Underlying: Common Stock · 1,318,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F6 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries A Preferred Stock · Derivative | 980,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 11 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 0 Underlying: Common Stock · 980,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionSeries A Preferred Stock · Derivative | 13,548,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · derivative · entry 10 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II L.P. Disclosed balance after: 0 Underlying: Common Stock · 13,548,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 163,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 9 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI Strategic Partners L.P. Disclosed balance after: 163,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F10 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 2,182,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 8 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel XI L.P. Disclosed balance after: 2,182,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F9 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 231,806 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 7 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2013 L.L.C. Disclosed balance after: 231,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F8 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 511,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 6 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2014 L.L.C. Disclosed balance after: 516,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F7 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2014 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 1,318,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 5 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 1,359,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F6 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 364,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 4 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund III Strategic Partners L.P. Disclosed balance after: 368,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F5 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 7,719,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund III L.P. Disclosed balance after: 7,799,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F4 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 980,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 1,011,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 17:18 UTC | Tenable Holdings, Inc. TENB · Entity 4063 | ConversionCommon Stock | 13,548,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044428 · doc4.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II L.P. Disclosed balance after: 13,965,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated. F2 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 2,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 8 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family GST Exempt Trust Disclosed balance after: 4,354 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F7 · ownership.nature: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 79,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 7 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 167,091 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F6 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 48,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 6 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 48,997 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 36,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 5 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 36,454 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power. F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 503,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 4 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II L.P. Disclosed balance after: 503,457 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power. F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 159,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 3 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel X Strategic Partners L.P. Disclosed balance after: 159,169 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 2,100,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 2 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel X L.P. Disclosed balance after: 2,100,449 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 16:24 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 219,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028407 · doc1.xml · nonDerivative · entry 1 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Investors 2008 L.L.C. Disclosed balance after: 219,664 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 16:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 2,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 8 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family GST Exempt Trust Disclosed balance after: 2,009 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F7 · ownership.nature: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 16:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 87,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 7 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Li Family Trust Disclosed balance after: 87,839 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F6 · ownership.nature: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 16:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 48,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 6 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C. Disclosed balance after: 97,994 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 16:25 UTC | Cloudera, Inc. CLDR · Entity 11702 | OtherCommon Stock | 36,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 5 Li Ping · CIK 0001375802 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P. Disclosed balance after: 72,907 F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1. F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power. F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.