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person · Reporting owner

Li Ping

Disclosed activity across 5 companies

Tapewire entity
12885
SEC CIK
0001375802

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cloudera, Inc.CLDR · Entity 11702DirectorJune 11, 2018June 13, 2018
Klaviyo, Inc.KVYO · Entity 3775DirectorSeptember 20, 2023September 20, 2023
Meta Platforms, Inc.FB · Entity 279010% ownerMay 22, 2012May 22, 2012
Nimble Storage IncNMBL · Entity 176878Director · 10% ownerOctober 03, 2016October 05, 2016
Tenable Holdings, Inc.TENB · Entity 4063DirectorApril 30, 2021May 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cloudera, Inc.

Report date June 11, 2018 · Filed June 13, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2008 L.L.C.219,664 Reported balance After 2018-06-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-06-11 · Other · Disposed 219,665 · Balance 219,664

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel X L.P.2,100,449 Reported balance After 2018-06-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-06-11 · Other · Disposed 2,100,450 · Balance 2,100,449

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Common StockSEC Table I · non-derivativeIndirectBy Accel X Strategic Partners L.P.159,169 Reported balance After 2018-06-11 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-06-11 · Other · Disposed 159,169 · Balance 159,169

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II L.P.503,457 Reported balance After 2018-06-11 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-06-11 · Other · Disposed 503,457 · Balance 503,457

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II Strategic Partners L.P.36,454 Reported balance After 2018-06-11 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-06-11 · Other · Disposed 36,453 · Balance 36,454

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2012 L.L.C.48,997 Reported balance After 2018-06-11 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-06-11 · Other · Disposed 48,997 · Balance 48,997

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Li Family Trust167,091 Reported balance After 2018-06-11 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-06-11 · Other · Acquired 79,252 · Balance 167,091

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F6: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Li Family GST Exempt Trust4,354 Reported balance After 2018-06-11 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2018-06-11 · Other · Acquired 2,345 · Balance 4,354

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F7: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F4: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

F6: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F7: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Klaviyo, Inc.

Report date September 20, 2023 · Filed September 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund V L.P.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund V Strategic Partners L.P.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund V Investors (2019) L.L.C.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Leaders Fund II L.P.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Leaders Fund II Strategic Partners L.P.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Series B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Leaders Fund II Investors (2019) L.L.C.Not disclosed Reported balance Holding disclosure · report date 2023-09-20 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock of the Issuer, and will automatically convert into Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.

F2: Accel Growth Fund V Associates L.L.C. ("AGF5A") is the General Partner of both Accel Growth Fund V L.P. and Accel Growth Fund V Strategic Partners L.P. (together, the "AGF5 Entities"), and has sole voting and dispositive power with regard to the shares held by the AGF5 Entities. The Reporting Person is a Managing Member of AGF5A and Accel Growth Fund V Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F3: Accel Leaders Fund II Associates L.L.C. ("ALF2A") is the General Partner of both Accel Leaders Fund II L.P. and Accel Leaders Fund II Strategic Partners L.P. (together, the "ALF2 Entities"), and has sole voting and dispositive power with regard to the shares held by the ALF2 Entities. The Reporting Person is a Managing Member of ALF2A and Accel Leaders Fund II Investors (2019) L.L.C., and disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20057,468,718 Last balance in matching sequence After 2012-05-22 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2012-05-22 · Conversion · Acquired 10,844,263 · Balance 10,844,263

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Row 2 · 2012-05-22 · Sale · Disposed 3,375,545 · Balance 7,468,718

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class A Common StockSEC Table I · non-derivativeIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011704,263 Reported balance After 2012-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2012-05-22 · Conversion · Acquired 704,263 · Balance 704,263

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel IX L.P.106,311,413 Last balance in matching sequence After 2012-05-22 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2012-05-22 · Conversion · Acquired 149,527,730 · Balance 149,527,730

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 5 · 2012-05-22 · Sale · Disposed 43,216,317 · Balance 106,311,413

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel IX Strategic Partners L.P.11,327,425 Last balance in matching sequence After 2012-05-22 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2012-05-22 · Conversion · Acquired 15,931,653 · Balance 15,931,653

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 7 · 2012-05-22 · Sale · Disposed 4,604,228 · Balance 11,327,425

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2005 L.L.C.9,910,536 Last balance in matching sequence After 2012-05-22 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 8 · 2012-05-22 · Conversion · Acquired 13,939,214 · Balance 13,939,214

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2012-05-22 · Sale · Disposed 4,028,678 · Balance 9,910,536

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund L.P.0 Last balance in matching sequence After 2012-05-22 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2012-05-22 · Conversion · Acquired 2,422,564 · Balance 2,422,564

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 11 · 2012-05-22 · Sale · Disposed 2,422,564 · Balance 0

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Strategic Partners L.P.0 Last balance in matching sequence After 2012-05-22 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 12 · 2012-05-22 · Conversion · Acquired 47,291 · Balance 47,291

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 13 · 2012-05-22 · Sale · Disposed 47,291 · Balance 0

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2009 L.L.C.0 Last balance in matching sequence After 2012-05-22 transaction · row 15 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 14 · 2012-05-22 · Conversion · Acquired 32,278 · Balance 32,278

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 15 · 2012-05-22 · Sale · Disposed 32,278 · Balance 0

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20050 Reported balance After 2012-05-22 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2012-05-22 · Conversion · Disposed 10,161,282 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 200510,350,315 Reported balance After 2012-05-22 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2012-05-22 · Conversion · Acquired 10,211,171 · Balance 10,350,315

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 200510,983,407 Reported balance After 2012-05-22 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2012-05-22 · Conversion · Acquired 633,092 · Balance 10,983,407

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 2005139,144 Reported balance After 2012-05-22 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2012-05-22 · Conversion · Disposed 10,844,263 · Balance 139,144

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2005 Trust dated March 25, 20050 Reported balance After 2012-05-22 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2012-05-22 · Conversion · Disposed 630,000 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 20110 Reported balance After 2012-05-22 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2012-05-22 · Conversion · Disposed 630,823 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011649,381 Reported balance After 2012-05-22 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2012-05-22 · Conversion · Acquired 633,920 · Balance 649,381

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011719,724 Reported balance After 2012-05-22 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2012-05-22 · Conversion · Acquired 70,343 · Balance 719,724

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 201115,461 Reported balance After 2012-05-22 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2012-05-22 · Conversion · Disposed 704,263 · Balance 15,461

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy James W. Breyer as Trustee of James W. Breyer 2011 Annuity Trust 1, dated March 10, 20110 Reported balance After 2012-05-22 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2012-05-22 · Conversion · Disposed 70,000 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2012-05-22 · Conversion · Disposed 139,733,902 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.140,419,959 Reported balance After 2012-05-22 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2012-05-22 · Conversion · Acquired 140,419,959 · Balance 140,419,959

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.149,527,730 Reported balance After 2012-05-22 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2012-05-22 · Conversion · Acquired 9,107,771 · Balance 149,527,730

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · 2012-05-22 · Conversion · Disposed 149,527,730 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX L.P.0 Reported balance After 2012-05-22 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2012-05-22 · Conversion · Disposed 9,063,280 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2012-05-22 · Conversion · Disposed 14,888,296 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.14,961,394 Reported balance After 2012-05-22 transaction · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · 2012-05-22 · Conversion · Acquired 14,961,394 · Balance 14,961,394

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.15,931,653 Reported balance After 2012-05-22 transaction · row 34 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 34 · 2012-05-22 · Conversion · Acquired 970,259 · Balance 15,931,653

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 35 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 35 · 2012-05-22 · Conversion · Disposed 15,931,653 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel IX Strategic Partners L.P.0 Reported balance After 2012-05-22 transaction · row 33 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 33 · 2012-05-22 · Conversion · Disposed 965,520 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series B Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 36 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 36 · 2012-05-22 · Conversion · Disposed 13,026,232 · Balance 0

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.13,090,187 Reported balance After 2012-05-22 transaction · row 37 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 37 · 2012-05-22 · Conversion · Acquired 13,090,187 · Balance 13,090,187

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.13,939,214 Reported balance After 2012-05-22 transaction · row 39 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 39 · 2012-05-22 · Conversion · Acquired 849,027 · Balance 13,939,214

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 40 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 40 · 2012-05-22 · Conversion · Disposed 13,939,214 · Balance 0

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Accel Investors 2005 L.L.C.0 Reported balance After 2012-05-22 transaction · row 38 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 38 · 2012-05-22 · Conversion · Disposed 844,880 · Balance 0

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund L.P.7,527,256 Reported balance After 2012-05-22 transaction · row 41 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 41 · 2012-05-22 · Conversion · Disposed 2,422,564 · Balance 7,527,256

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Strategic Partners L.P.146,939 Reported balance After 2012-05-22 transaction · row 42 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 42 · 2012-05-22 · Conversion · Disposed 47,291 · Balance 146,939

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Accel Growth Fund Investors 2009 L.L.C.100,292 Reported balance After 2012-05-22 transaction · row 43 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 43 · 2012-05-22 · Conversion · Disposed 32,278 · Balance 100,292

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: James W. Breyer, a Director of the issuer, is trustee of the James W. Breyer 2005 Trust dated March 25, 2005.

F2: James W. Breyer, a Director of the issuer, is Trustee the of James W. Breyer 2011 Annuity Trust 1, dated March 10, 2011.

F3: Accel IX Associates L.L.C. ("A9A"), which is the General Partner of Accel IX L.P. ("Accel IX"), has sole voting and investment power over the securities held by Accel IX. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel IX. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: A9A, which is the General Partner of Accel IX Strategic Partners L.P. ("Accel SP"), has sole voting and investment power over the securities held by Accel SP. A9A disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Arthur C. Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of A9A and may be deemed to share voting and investment power over the shares held of record by Accel SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F9: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F11: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F13: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

Nimble Storage Inc

Report date October 03, 2016 · Filed October 05, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote246,850 Reported balance After 2016-10-03 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2016-10-03 · Sale · Disposed 10,000 · Balance 246,850

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.

F2: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.52 to a high sale price of $8.56. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote223,850 Reported balance After 2016-10-04 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2016-10-04 · Sale · Disposed 23,000 · Balance 223,850

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.

F4: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.53 to a high sale price of $8.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote3,661 Reported balance Holding disclosure · report date 2016-10-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,661

F5: The securities are held by Li Family GST Exempt Trust (the "GST"). Ping Li, a director of the Issuer, is the settlor of the GST. Mr. Li disclaims beneficial ownership of all shares held by the GST except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect35,676 Reported balance Holding disclosure · report date 2016-10-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 35,676

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.

F2: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.52 to a high sale price of $8.56. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F3: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.

F4: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.53 to a high sale price of $8.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F5: The securities are held by Li Family GST Exempt Trust (the "GST"). Ping Li, a director of the Issuer, is the settlor of the GST. Mr. Li disclaims beneficial ownership of all shares held by the GST except to the extent of his pecuniary interest therein.

Tenable Holdings, Inc.

Report date April 30, 2021 · Filed May 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Li Family Trust227,971 Last balance in matching sequence After 2021-04-30 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-04-30 · Sale · Disposed 69,698 · Balance 233,273

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 - $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Row 2 · 2021-04-30 · Sale · Disposed 5,302 · Balance 227,971

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.71, inclusive.

F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Li Family GST Exempt Trust119,025 Reported balance Holding disclosure · report date 2021-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 119,025

F5: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.48 - $38.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3: The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.71, inclusive.

F5: The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2018 Filed Apr 10, 2018 16:25 UTC Cloudera, Inc. CLDR · Entity 11702 OtherCommon Stock 503,457 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 4

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 1,006,914

F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:25 UTC Cloudera, Inc. CLDR · Entity 11702 OtherCommon Stock 159,169 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 3

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 318,338

F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:25 UTC Cloudera, Inc. CLDR · Entity 11702 OtherCommon Stock 2,100,450 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 2

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 4,200,899

F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:25 UTC Cloudera, Inc. CLDR · Entity 11702 OtherCommon Stock 219,665 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018021 · doc1.xml · nonDerivative · entry 1

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 439,329

F1 · kind: Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 42,729 $16.50 $705,028.50
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 6

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 146,991

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 31,790 $16.50 $524,535.00
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 5

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 109,360

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 439,055 $16.50 $7,244,407.50
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 4

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 1,510,371

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 138,808 $16.50 $2,290,332.00
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 3

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 477,507

F1 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,831,763 $16.50 $30,224,089.50
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 2

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 6,301,349

F1 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 16:50 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 191,565 $16.50 $3,160,822.50
Disclosure

SEC source: 0001140361-17-046250 · doc1.xml · nonDerivative · entry 1

Li Ping · CIK 0001375802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 658,994

F1 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 978 $15.79 $15,444.58
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 9

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 13,007 $15.79 $205,406.54
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 8

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI, L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,382 $15.79 $21,824.54
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 7

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 104,016 $15.79 $1,642,620.67
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 6

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 189,720

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 77,387 $15.79 $1,222,095.50
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 5

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 141,150

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,068,794 $15.79 $16,878,394.85
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 4

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 1,949,426

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 337,900 $15.79 $5,336,116.80
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 3

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 616,315

F1 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 4,459,070 $15.79 $70,417,633.44
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 2

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 8,133,112

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 466,328 $15.79 $7,364,251.78
Disclosure

SEC source: 0001140361-17-037674 · doc1.xml · nonDerivative · entry 1

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 850,559

F1 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 24

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 293,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 23

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 218,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 22

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,018,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 124,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 21

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 124,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 1,638,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 20

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,638,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 171,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 19

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 171,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 171,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 18

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 171,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 2,257,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 17

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,257,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 236,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 16

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 236,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 111,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 15

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 111,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 1,477,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 14

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,477,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 154,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 13

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 154,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 536,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 12

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 536,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 7,085,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 11

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 0

Underlying: Common Stock · 7,085,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 740,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · derivative · entry 10

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 740,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 6

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 293,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 5

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 218,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 4

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 3,018,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 944,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 3

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 954,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 12,459,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 2

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X L.P.

Disclosed balance after: 12,592,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:34 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 1,303,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018126 · doc1.xml · nonDerivative · entry 1

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 1,316,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 04, 2016 Filed Oct 5, 2016 19:31 UTC Nimble Storage Inc NMBL · Entity 176878 SaleCommon Stock 23,000 $8.62 $198,253.10
Disclosure

SEC source: 0001209191-16-145157 · doc4.xml · nonDerivative · entry 2

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 223,850

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.

F4 · price: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.53 to a high sale price of $8.71. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F3 · ownership.nature: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 19:31 UTC Nimble Storage Inc NMBL · Entity 176878 SaleCommon Stock 10,000 $8.54 $85,373.00
Disclosure

SEC source: 0001209191-16-145157 · doc4.xml · nonDerivative · entry 1

Li Ping · CIK 0001375802 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 246,850

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016.

F2 · price: The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $8.52 to a high sale price of $8.56. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.

F3 · ownership.nature: The securities are held by Li Family Trust, dated July 24, 2009 (the "Trust"). Ping Li, a director of the Issuer, is a trustee of the Trust. Mr. Li disclaims beneficial ownership of all shares held by the Trust except to the extent of his pecuniary interest therein.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 32,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 43

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2009 L.L.C.

Disclosed balance after: 100,292

Underlying: Class A Common Stock · 32,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F8 · ownership.nature: Each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Growth Fund Investors 2009 L.L.C. ("Accel Growth 2009"), and may be deemed to share voting and investment power over the securities held by Accel Growth 2009. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 47,291 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 42

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Strategic Partners L.P.

Disclosed balance after: 146,939

Underlying: Class A Common Stock · 47,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F7 · ownership.nature: AGFA, which is the General Partner of Accel Growth Fund Strategic Partners L.P. ("Accel Growth SP"), has sole voting and investment power over the securities held by Accel Growth SP. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth SP. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 2,422,564 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 41

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund L.P.

Disclosed balance after: 7,527,256

Underlying: Class A Common Stock · 2,422,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F13 · derivative.underlying: The shares of Class B Common Stock automatically converted into Class A Common Stock on a 1-for-1 basis in connection with the transfer of such shares.

F6 · ownership.nature: Accel Growth Fund Associates L.L.C ("AGFA"), which is the General Partner of Accel Growth Fund L.P. ("Accel Growth"), has sole voting and investment power over the securities held by Accel Growth. AGFA disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein. In addition, each of Kevin Efrusy, Ping Li, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a managing member of AGFA and may be deemed to share voting and investment power over the shares held of record by Accel Growth. Each of such individuals disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 13,939,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 40

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,939,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F12 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 849,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 39

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 13,939,214

Underlying: Class A Common Stock · 849,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries C Convertible Preferred Stock · Derivative 844,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 38

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 849,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_price: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.exercise_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F11 · derivative.expiration_date: Each share of the issuer's Series C Convertible Preferred Stock automatically converted into 1.004909 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionClass B Common Stock · Derivative 13,090,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 37

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 13,090,187

Underlying: Class A Common Stock · 13,090,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F10 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 22, 2012 Filed May 22, 2012 17:05 UTC Meta Platforms, Inc. FB · Entity 2790 ConversionSeries B Convertible Preferred Stock · Derivative 13,026,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-029804 · doc4.xml · derivative · entry 36

ACCEL IX LP · CIK 0001307855 · 10% owner

Accel Growth Fund Associates L.L.C. · CIK 0001494983 · 10% owner

Accel Growth Fund Investors 2009 L.L.C. · CIK 0001494985 · 10% owner

Accel Growth Fund L.P. · CIK 0001451727 · 10% owner

Accel Growth Fund Strategic Partners L.P. · CIK 0001459726 · 10% owner

Accel Investors 2005 L.L.C. · CIK 0001376782 · 10% owner

Accel IX Associates L.L.C. · CIK 0001376777 · 10% owner

ACCEL IX STRATEGIC PARTNERS LP · CIK 0001315534 · 10% owner

BREYER JAMES · CIK 0001194696 · Director · 10% owner

Li Ping · CIK 0001375802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2005 L.L.C.

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,090,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_price: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.exercise_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F9 · derivative.expiration_date: Each share of the issuer's Series B Convertible Preferred Stock automatically converted into 1.00491 shares of the issuer's Class B Common Stock on May 22, 2012 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended, and had no expiration date.

F10 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.

F5 · ownership.nature: Each of Kevin Efrusy, Ping Li, Arthur Patterson, Theresia Gouw Ranzetta and James W. Breyer, who is a Director of the issuer, is a Managing Member of Accel Investors 2005 L.L.C. ("Accel 2005"), and may be deemed to share voting and investment power over the securities held by Accel 2005. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.