Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KROGER COKR · Entity 100 | Senior Vice President | March 28, 2022 | March 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KROGER CO
Report date March 28, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,064 |
Ending reported balance
After 2022-03-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 56,039 · Balance 285,103 Row 2 · 2022-03-28 · Disposition to issuer · Disposed 56,039 · Balance 229,064 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $56.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2027-07-13 | Direct | 14,010 |
Reported balance
After 2022-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-28 · Exercise / conversion · Disposed 56,039 · Balance 14,010 F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $56.94, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2018 Filed Jul 17, 2018 14:53 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 40,561 | $0.00 Strike: $28.05 | $0.00 |
DisclosureSEC source: 0001209191-18-042781 · doc4.xml · derivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,561 Underlying: Common Stock · 40,561 shares Expires 2028-07-13 F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:53 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 6,550 | $28.05 | $183,727.50 |
DisclosureSEC source: 0001209191-18-042781 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,575 F2 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 14:53 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 16,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042781 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,125 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:37 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,740 | $23.63 | $41,116.20 |
DisclosureSEC source: 0001209191-18-020508 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,369 F1 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:37 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 3,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020508 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,109 Read SEC document |
| July 14, 2017 Filed Jul 17, 2017 15:00 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 8,245 | $23.01 | $189,717.45 |
DisclosureSEC source: 0001209191-17-045305 · doc4.xml · nonDerivative · entry 3 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,308 F2 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 15:00 UTC | KROGER CO KR · Entity 100 | GrantNon-Qualified Stock Option · Derivative | 70,049 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001209191-17-045305 · doc4.xml · derivative · entry 4 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,049 Underlying: Common Stock · 70,049 shares Expires 2027-07-13 F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 15:00 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,226 | $22.92 | $28,099.92 |
DisclosureSEC source: 0001209191-17-045305 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,553 F2 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 15:00 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 20,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045305 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,779 F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 19:29 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 772 | $22.80 | $17,601.60 |
DisclosureSEC source: 0001209191-17-045029 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,307 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 19:42 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,449 | $28.69 | $70,261.81 |
DisclosureSEC source: 0001209191-17-020761 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,662 F1 · shares: Payment of tax liability associated with restricted stock. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 14:28 UTC | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 1,560 | $28.83 | $44,974.80 |
DisclosureSEC source: 0001209191-17-020046 · doc4.xml · nonDerivative · entry 2 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,111 F1 · shares: Payment of tax liability associated with share award. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 14:28 UTC | KROGER CO KR · Entity 100 | GrantCommon Stock | 4,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020046 · doc4.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,671 Read SEC document |
| March 09, 2017 Filed Mar 17, 2017 18:19 UTC Amendment | KROGER CO KR · Entity 100 | Tax withholdingCommon Stock | 2,143 | $28.83 | $61,782.69 |
DisclosureSEC source: 0001209191-17-021302 · doc4a.xml · nonDerivative · entry 1 Tuffin Mark C · CIK 0001595371 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,528 F1 · shares: The Form 4 filed on behalf of the reporting person on 3/13/2017 reported that that 1,560 shares had been withheld in payment of tax liability associated with a share award. That number was reported in error; the actual number of shares withheld was 2,143. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.