Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | EVP - Chief Risk Officer | March 28, 2022 | March 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date March 28, 2022 · Filed March 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,587.8 |
Ending reported balance
After 2022-03-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 501 · Balance 24,231.8 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Row 2 · 2022-03-28 · Tax withholding · Disposed 122 · Balance 24,109.8 F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Row 3 · 2022-03-28 · Exercise / conversion · Acquired 632 · Balance 24,741.8 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Row 4 · 2022-03-28 · Tax withholding · Disposed 154 · Balance 24,587.8 F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-28 · Exercise / conversion · Disposed 501 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 632 |
Reported balance
After 2022-03-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-28 · Exercise / conversion · Disposed 632 · Balance 632 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2018 Filed Mar 15, 2018 23:09 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionPerformance Share Units · Derivative | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000109 · wf-form4_152115537343664.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock. F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance. F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:09 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000109 · wf-form4_152115537343664.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,318.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:20 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 1,000 | $30.85 | $30,850.00 |
DisclosureSEC source: 0001518715-18-000103 · wf-form4_152097601453874.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,587.8 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.85 to $30.875, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:39 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 320 | $29.30 | $9,376.00 |
DisclosureSEC source: 0001518715-18-000058 · wf-form4_151760033110659.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,587.8 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · derivative · entry 8 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087 Underlying: Common Stock · 1,173 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F9 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,173 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,173 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F10 · balance_after: The reporting person's remaining RSUs includes 358 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 556 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · derivative · entry 7 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914 Underlying: Common Stock · 395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,185 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,185 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · nonDerivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,907.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 29, 2018 Filed Feb 2, 2018 19:27 UTC Amendment | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000054 · wf-form4a_151759962947552.xml · derivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,129 Underlying: Common Stock · 1,215 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · shares: This amendment is being filed solely to correct the number of RSUs granted to reporting person on January 29, 2018, which was reported on the original Form 4 filed on January 30, 2018. It was previously reported that Ms. Vincent was granted 1,173 RSUs, when in fact she was granted 1,215 RSUs. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · derivative · entry 6 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309 Underlying: Common Stock · 358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,512.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · derivative · entry 5 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:58 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000042 · wf-form4_151736751058933.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,154.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.