person · Reporting owner

Liberatore Michael

Disclosed activity across 1 company

Tapewire entity: 128298
SEC CIK: 0001659018

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252	VP, ICS - Mutual Funds	April 01, 2022	April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date April 01, 2022 · Filed April 05, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	6,051.91	Reported balance After 2022-04-01 transaction · row 1 1 source row Row 1 · 2022-04-01 · Tax withholding · Disposed 905 · Balance 6,051.91

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 02, 2018 Filed Apr 3, 2018 15:39 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Tax withholdingCommon Stock	701	$109.69	$76,892.69	Disclosure SEC source: 0001225208-18-007127 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,389.91 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,431 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 2, 2018. Read SEC document
April 02, 2018 Filed Apr 3, 2018 15:39 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Tax withholdingCommon Stock	576	$109.69	$63,181.44	Disclosure SEC source: 0001225208-18-007127 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,090.91 Read SEC document
April 02, 2018 Filed Apr 3, 2018 15:39 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	1,192	$0.00	$0.00	Disclosure SEC source: 0001225208-18-007127 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,666.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 2, 2018 1,192 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document
February 12, 2018 Filed Feb 14, 2018 14:35 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	7,760	$0.00 Strike: $93.88	$0.00	Disclosure SEC source: 0001225208-18-002843 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,760 Underlying: Common Stock · 7,760 shares Expires 2028-02-12 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 12, 2019. Read SEC document
August 02, 2017 Filed Aug 2, 2017 15:51 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantCommon Stock	1,431	$0.00	$0.00	Disclosure SEC source: 0001225208-17-013140 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,474.91 F1 · date: The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2018. Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:47 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionFY2014 RSUs · Derivative	1,333	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-17-007624 · doc4.xml · derivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,333 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,333 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,333 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,333 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:47 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Tax withholdingCommon Stock	541	$67.95	$36,760.95	Disclosure SEC source: 0001225208-17-007624 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,043.91 F2 · price: Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,466 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 3, 2017. Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:47 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Tax withholdingCommon Stock	493	$67.95	$33,499.35	Disclosure SEC source: 0001225208-17-007624 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,584.91 Read SEC document
April 03, 2017 Filed Apr 5, 2017 13:47 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	Exercise / conversionCommon Stock	1,333	$0.00	$0.00	Disclosure SEC source: 0001225208-17-007624 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,077.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 3, 2017 1,333 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document
February 10, 2017 Filed Feb 13, 2017 11:25 UTC	BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252	GrantStock Option (Right to Buy) · Derivative	10,799	$0.00 Strike: $67.32	$0.00	Disclosure SEC source: 0001225208-17-002908 · doc4.xml · derivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,799 Underlying: Common Stock · 10,799 shares Expires 2027-02-10 F1 · derivative.exercise_date: Stock options vest equally over 4 years beginning February 10, 2018. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.