Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED ENERGY INDUSTRIES INC
Report date April 15, 2022 · Filed April 15, 2022
Section 16 reporting ended · disclosed 2022-04-15. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,313 | $13.85 | $18,185.05 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,313 | $16.25 | $21,336.25 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 20:23 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 2,625 | $15.65 | $41,081.25 |
DisclosureSEC source: 0001209191-17-052970 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 1,075 | $68.53 | $73,669.75 |
DisclosureSEC source: 0001209191-17-047938 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,698 F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units. F3 · balance_after: Represents 20,963 shares of Restricted Stock units and 11,356 shares of Performance Stock Units and 8,379 shares of common stock. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 21:30 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047938 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,773 F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for a 8/3/2017 release by the Board of Directors. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 15,781 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · derivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,781 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 13,991 | $0.00 Strike: $26.32 | $0.00 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,995 Underlying: Common Stock · 13,991 shares Expires 2025-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F4 · derivative.exercise_date: The option vests in three equal installments on February 5, 2016, 2017, and 2018. F5 · balance_after: Represents remaining unvested options. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | SaleCommon Stock | 29,772 | $77.04 | $2,293,634.88 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $76.44 to $77.81. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. F3 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 10,123 shares of Performance shares and 8,379 shares of common stock. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 15,781 | $11.02 | $173,906.62 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:42 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 13,991 | $26.32 | $368,243.12 |
DisclosureSEC source: 0001209191-17-035869 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,150 | $74.29 | $159,723.50 |
DisclosureSEC source: 0001209191-17-030717 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,465 F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 10,123 shares of Performance shares and 8,379 options exercised for cash. Read SEC document |
| May 04, 2017 Filed May 8, 2017 23:52 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 4,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030717 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,615 F1 · shares: These performance awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 5/4/2017 release by the Compensation Committee on 5/3/2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,564 | $0.00 Strike: $9.51 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 6 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,564 shares Expires 2021-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to buy) · Derivative | 1,565 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 5 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,565 shares Expires 2021-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionStock Options (right to by) · Derivative | 5,250 | $0.00 Strike: $12.77 | $0.00 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · derivative · entry 4 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,564 | $9.51 | $14,873.64 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares and 8,379 options exercised for cash. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 1,565 | $12.44 | $19,468.60 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 20:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Exercise / conversionCommon Stock | 5,250 | $12.77 | $67,042.50 |
DisclosureSEC source: 0001209191-17-020823 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:24 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016583 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,619 F1 · shares: One-time RSU grant vesting 100% on the one-year anniversary date of the grant. F2 · balance_after: Represents 20,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:40 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,150 | $61.66 | $132,569.00 |
DisclosureSEC source: 0001209191-17-014915 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,619 F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 15,963 shares of Restricted Stock units (RSUs) and 7,656 shares of Performance shares. As of the transaction date, the restricted stock units have vested as to 3,120 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:40 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 4,616 | $61.66 | $284,622.56 |
DisclosureSEC source: 0001209191-17-014915 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,769 F1 · shares: These performance awards were reported voluntarily 2/4/2016. Certain non-GAAP EPS 2016 performance metrics were met under the LTI Plan and the shares were approved for a 2/23/2017 release by the Compensation Committee on 2/1/2017. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 01:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | Tax withholdingCommon Stock | 2,086 | $61.19 | $127,642.34 |
DisclosureSEC source: 0001209191-17-008169 · doc4.xml · nonDerivative · entry 2 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,153 F2 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock. F3 · balance_after: Represents 15,963 shares of Restricted Stock units (RSUs) and 5,190 shares of Performance shares. As of the transaction date, the Restricted Stock Units have vested as to 3,120 shares. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantPerformance Units · Derivative | 10,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008169 · doc4.xml · derivative · entry 3 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,845 Underlying: Common Stock · 10,845 shares Expires not disclosed F4 · derivative.exercise_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. F4 · derivative.expiration_date: These performance share awards were issued under the 2017 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:29 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 5,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008169 · doc4.xml · nonDerivative · entry 1 MCGIMPSEY THOMAS O · CIK 0001245088 · EVP Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,239 F1 · shares: The employee Restricted Stock units granted 2/2/2017 under the Company's 2017 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.