Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | VP, Corporate Controller | October 15, 2012 | October 17, 2012 |
| Autodesk, Inc.ADSK · Entity 3027 | Director | June 18, 2025 | June 21, 2025 |
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | VP,CorpContrllr,PrincAcctgOfcr | June 22, 2006 | June 23, 2006 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | August 10, 2017 | August 14, 2017 |
| Informatica Inc.INFA · Entity 72885 | Director | June 12, 2024 | June 14, 2024 |
| Liftoff Mobile, Inc.LFTO · Entity 1820 | Director | August 04, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 15, 2012 · Filed October 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,243 |
Reported balance
After 2012-10-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-10-15 · Exercise / conversion · Acquired 1,875 · Balance 7,243 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 6,371 |
Reported balance
After 2012-10-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-10-15 · Tax withholding · Disposed 872 · Balance 6,371 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 7,871 |
Reported balance
After 2012-10-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2012-10-15 · Exercise / conversion · Acquired 1,500 · Balance 7,871 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 7,174 |
Reported balance
After 2012-10-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2012-10-15 · Tax withholding · Disposed 697 · Balance 7,174 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 8,174 |
Reported balance
After 2012-10-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2012-10-15 · Exercise / conversion · Acquired 1,000 · Balance 8,174 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 7,709 |
Reported balance
After 2012-10-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2012-10-15 · Tax withholding · Disposed 465 · Balance 7,709 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 8,584 |
Reported balance
After 2012-10-15 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2012-10-15 · Exercise / conversion · Acquired 875 · Balance 8,584 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 8,177 |
Reported balance
After 2012-10-15 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2012-10-15 · Tax withholding · Disposed 407 · Balance 8,177 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2012-10-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-10-15 · Exercise / conversion · Disposed 1,875 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,000 |
Reported balance
After 2012-10-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-10-15 · Exercise / conversion · Disposed 1,500 · Balance 3,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,000 |
Reported balance
After 2012-10-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-10-15 · Exercise / conversion · Disposed 1,000 · Balance 6,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,500 |
Reported balance
After 2012-10-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-10-15 · Exercise / conversion · Disposed 875 · Balance 3,500 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.
F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.
F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.
F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.
Autodesk, Inc.
Report date June 18, 2025 · Filed June 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,879 |
Reported balance
After 2025-06-18 transaction · row 1
1 source rowRow 1 · 2025-06-18 · Tax withholding · Disposed 292 · Balance 3,879 F1: Shares withheld to cover taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover taxes.
CISCO SYSTEMS, INC.
Report date June 22, 2006 · Filed June 23, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,160 |
Ending reported balance
After 2006-06-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2006-06-22 · Exercise / conversion · Acquired 6,250 · Balance 7,410 Row 2 · 2006-06-22 · Sale · Disposed 6,250 · Balance 1,160 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.75 · Expires 2011-10-10 | Direct | 16,667 |
Reported balance
After 2006-06-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2006-06-22 · Exercise / conversion · Disposed 6,250 · Balance 16,667 F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments.
GoDaddy Inc.
Report date August 10, 2017 · Filed August 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 5,141 |
Reported balance
After 2017-08-10 transaction · row 1
1 source rowRow 1 · 2017-08-10 · Sale · Disposed 6,856 · Balance 5,141 F1: The shares were sold pursuant to a 10b5-1 trading plan. F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a 10b5-1 trading plan.
F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Informatica Inc.
Report date June 12, 2024 · Filed June 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,318 |
Reported balance
After 2024-06-12 transaction · row 1
1 source rowRow 1 · 2024-06-12 · Grant · Acquired 7,535 · Balance 31,318 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.
Liftoff Mobile, Inc.
Report date August 04, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,587 |
Reported balance
After 2026-08-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-04 · Grant · Acquired 9,212 · Balance 33,587 F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.
F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ECHELON CORP
Report date September 14, 2018 · Filed September 17, 2018
Section 16 reporting ended · disclosed 2018-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 1
1 source rowRow 1 · 2018-09-14 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration"). |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2026-05-17 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.18 · Expires 2027-05-23 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
| Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.16 · Expires 2028-05-17 | Direct | 0 |
Reported balance
After 2018-09-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration").
F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 2,003 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,921 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,921 Unvested Company RSUs.
SHUTTERFLY INC
Report date September 25, 2019 · Filed September 26, 2019
Section 16 reporting ended · disclosed 2019-09-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 1
1 source rowRow 1 · 2019-09-25 · Disposition to issuer · Disposed 7,916 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-09-25 · Disposition to issuer · Disposed 5,772 · Balance 0 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.
F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · derivative · entry 7 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,125 Underlying: Common Stock · 875 shares Expires 2014-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F5 · derivative.exercise_date: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, beginning on April 15, 2011. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · derivative · entry 6 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,500 shares Expires 2013-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, beginning on April 15, 2010. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · derivative · entry 5 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 1,875 shares Expires 2012-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, beginning on April 15, 2009. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,696 | $327.46 | $555,372.16 |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · nonDerivative · entry 4 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,956 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · nonDerivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2011 Filed Apr 19, 2011 21:53 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-11-024652 · rrd307528.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| January 31, 2011 Filed Feb 5, 2011 00:41 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 90 | $222.57 | $20,031.53 |
DisclosureSEC source: 0001181431-11-007612 · rrd298329.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 2, 2010 through January 31, 2011. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 2, 2010. Read SEC document |
| October 21, 2010 Filed Oct 26, 2010 00:15 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,135 | $313.18 | $2,234,535.73 |
DisclosureSEC source: 0001181431-10-051966 · rrd288989.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312 Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:56 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-051427 · rrd284992.xml · derivative · entry 5 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 1,500 shares Expires 2013-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, beginning on April 15, 2010. Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:56 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-051427 · rrd284992.xml · derivative · entry 4 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,875 shares Expires 2012-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, beginning on April 15, 2009. Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:56 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,577 | $314.74 | $496,344.98 |
DisclosureSEC source: 0001181431-10-051427 · rrd284992.xml · nonDerivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:56 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-051427 · rrd284992.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| October 15, 2010 Filed Oct 19, 2010 21:56 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-051427 · rrd284992.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| October 05, 2010 Filed Feb 5, 2011 00:41 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-007612 · rrd298329.xml · derivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2014-10-15 F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in equal installments every six months over four years, with the first installment vesting on April 15, 2011, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in equal installments every six months over four years, with the first installment vesting on April 15, 2011, assuming continued employment through the applicable vesting date. Read SEC document |
| September 11, 2010 Filed Sep 15, 2010 00:15 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-046687 · rrd284937.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2010-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 9/11/2007 and vests in annual installments over five years. Read SEC document |
| September 11, 2010 Filed Sep 15, 2010 00:15 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 4,663 | $263.41 | $1,228,280.83 |
DisclosureSEC source: 0001181431-10-046687 · rrd284937.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,649 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| September 11, 2010 Filed Sep 15, 2010 00:15 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-046687 · rrd284937.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| July 30, 2010 Filed Aug 6, 2010 00:05 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 118 | $179.87 | $21,224.48 |
DisclosureSEC source: 0001181431-10-040672 · rrd282461.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 28, 2009 through July 30, 2010. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 28, 2009. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 21:31 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 2,136 | $270.88 | $578,594.34 |
DisclosureSEC source: 0001181431-10-023083 · rrd273411.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194 Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 21:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-022028 · rrd272767.xml · derivative · entry 5 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 1,500 shares Expires 2013-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F4 · derivative.exercise_date: This restricted stock unit award was granted on 9/26/2009 and vests in semi-annual installments over four years, beginning on April 15, 2010. Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 21:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-022028 · rrd272767.xml · derivative · entry 4 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,875 shares Expires 2012-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 10/12/2008 and vests in semi-annual installments over four years, beginning on April 15, 2009. Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 21:42 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 1,239 | $248.92 | $308,411.88 |
DisclosureSEC source: 0001181431-10-022028 · rrd272767.xml · nonDerivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 21:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-022028 · rrd272767.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2010 Filed Apr 19, 2010 21:42 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-10-022028 · rrd272767.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| December 24, 2009 Filed Jan 6, 2010 22:28 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 22 | $120.67 | $2,654.84 |
DisclosureSEC source: 0001181431-10-001899 · rrd261561.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 29, 2009 through December 24, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on June 29, 2009. Read SEC document |
| October 26, 2009 Filed Oct 28, 2009 21:35 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 7,065 | $202.80 | $1,432,803.20 |
DisclosureSEC source: 0001181431-09-048844 · rrd255649.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172 Read SEC document |
| October 15, 2009 Filed Oct 19, 2009 21:47 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-048009 · rrd255250.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,875 shares Expires 2009-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 10/12/2008 and vests in equal installments every six months over four years. Read SEC document |
| October 15, 2009 Filed Oct 19, 2009 21:47 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 858 | $190.56 | $163,500.48 |
DisclosureSEC source: 0001181431-09-048009 · rrd255250.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 15, 2009 Filed Oct 19, 2009 21:47 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-048009 · rrd255250.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| September 26, 2009 Filed Sep 29, 2009 22:31 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-045491 · rrd253809.xml · derivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2010, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2010, assuming continued employment through the applicable vesting date. Read SEC document |
| September 11, 2009 Filed Sep 15, 2009 22:04 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-044029 · rrd252449.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2009-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted on 9/11/2007 and vests in annual installments over five years. Read SEC document |
| September 11, 2009 Filed Sep 15, 2009 22:04 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 4,203 | $172.16 | $723,588.48 |
DisclosureSEC source: 0001181431-09-044029 · rrd252449.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,220 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| September 11, 2009 Filed Sep 15, 2009 22:04 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-044029 · rrd252449.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| June 26, 2009 Filed Jul 2, 2009 21:35 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 251 | $73.62 | $18,478.24 |
DisclosureSEC source: 0001181431-09-033922 · rrd247255.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of December 29, 2008 to June 26, 2009. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 29, 2008. Read SEC document |
| May 04, 2009 Filed May 5, 2009 22:29 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 3,198 | $128.70 | $411,582.92 |
DisclosureSEC source: 0001181431-09-022937 · rrd241369.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172 Read SEC document |
| May 04, 2009 Filed May 5, 2009 22:29 UTC | Apple Inc. AAPL · Entity 2389 | SaleCommon Stock | 4,000 | $128.70 | $514,800.00 |
DisclosureSEC source: 0001181431-09-022937 · rrd241369.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Read SEC document |
| April 15, 2009 Filed Apr 17, 2009 21:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-020298 · rrd240013.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,125 Underlying: Common Stock · 1,875 shares Expires 2012-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on 10/12/2008 and vests in equal installments every six months over four years. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 15, 2009 Filed Apr 17, 2009 21:29 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 671 | $117.64 | $78,936.44 |
DisclosureSEC source: 0001181431-09-020298 · rrd240013.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,375 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| April 15, 2009 Filed Apr 17, 2009 21:29 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-09-020298 · rrd240013.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| December 26, 2008 Filed Jan 10, 2009 01:10 UTC | Apple Inc. AAPL · Entity 2389 | GrantCommon Stock (ESPP) | 51 | $72.94 | $3,719.86 |
DisclosureSEC source: 0001181431-09-002274 · rrd228378.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,171 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of June 30, 2008 to December 26, 2008. This transaction is also exempt under Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on December 26, 2008. Read SEC document |
| October 12, 2008 Filed Jan 10, 2009 01:10 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-002274 · rrd228378.xml · derivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-10-15 F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2009, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, beginning on April 15, 2009, assuming continued employment through the applicable vesting date. Read SEC document |
| September 11, 2008 Filed Sep 13, 2008 01:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-052946 · rrd218616.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: This restricted stock unit award was granted on 9/11/2007 and vests in annual installments over five years. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| September 11, 2008 Filed Sep 13, 2008 01:01 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 4,006 | $152.65 | $611,515.90 |
DisclosureSEC source: 0001181431-08-052946 · rrd218616.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| September 11, 2008 Filed Sep 13, 2008 01:01 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-052946 · rrd218616.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP, Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| June 22, 2006 Filed Jun 23, 2006 20:36 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001005477-06-003231 · edgar123.xml · derivative · entry 3 RAFAEL BETSY · CIK 0001255995 · VP,CorpContrllr,PrincAcctgOfcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 6,250 shares Expires 2011-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments. Read SEC document |
| June 22, 2006 Filed Jun 23, 2006 20:36 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 6,250 | $19.68 | $123,000.00 |
DisclosureSEC source: 0001005477-06-003231 · edgar123.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP,CorpContrllr,PrincAcctgOfcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Read SEC document |
| June 22, 2006 Filed Jun 23, 2006 20:36 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | Exercise / conversionCommon Stock | 6,250 | $9.75 | $60,931.25 |
DisclosureSEC source: 0001005477-06-003231 · edgar123.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP,CorpContrllr,PrincAcctgOfcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2006 Filed Mar 25, 2006 01:50 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 1,359 | $21.29 | $28,933.11 |
DisclosureSEC source: 0001199683-06-000051 · edgardoc.xml · nonDerivative · entry 2 RAFAEL BETSY · CIK 0001255995 · VP,CorpContrllr,PrincAcctgOfcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Read SEC document |
| March 24, 2006 Filed Mar 25, 2006 01:50 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | SaleCommon Stock | 270 | $21.28 | $5,745.60 |
DisclosureSEC source: 0001199683-06-000051 · edgardoc.xml · nonDerivative · entry 1 RAFAEL BETSY · CIK 0001255995 · VP,CorpContrllr,PrincAcctgOfcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,519 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.