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person · Reporting owner

RAFAEL BETSY

Disclosed activity across 9 companies

Tapewire entity
12798
SEC CIK
0001255995

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389VP, Corporate ControllerOctober 15, 2012October 17, 2012
Autodesk, Inc.ADSK · Entity 3027DirectorJune 18, 2025June 21, 2025
CISCO SYSTEMS, INC.CSCO · Entity 2802VP,CorpContrllr,PrincAcctgOfcrJune 22, 2006June 23, 2006
GoDaddy Inc.GDDY · Entity 2569DirectorAugust 10, 2017August 14, 2017
Informatica Inc.INFA · Entity 72885DirectorJune 12, 2024June 14, 2024
Liftoff Mobile, Inc.LFTO · Entity 1820DirectorAugust 04, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date October 15, 2012 · Filed October 17, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,243 Reported balance After 2012-10-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2012-10-15 · Exercise / conversion · Acquired 1,875 · Balance 7,243

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Common StockSEC Table I · non-derivativeDirect6,371 Reported balance After 2012-10-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2012-10-15 · Tax withholding · Disposed 872 · Balance 6,371

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect7,871 Reported balance After 2012-10-15 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2012-10-15 · Exercise / conversion · Acquired 1,500 · Balance 7,871

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Common StockSEC Table I · non-derivativeDirect7,174 Reported balance After 2012-10-15 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2012-10-15 · Tax withholding · Disposed 697 · Balance 7,174

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect8,174 Reported balance After 2012-10-15 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2012-10-15 · Exercise / conversion · Acquired 1,000 · Balance 8,174

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Common StockSEC Table I · non-derivativeDirect7,709 Reported balance After 2012-10-15 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2012-10-15 · Tax withholding · Disposed 465 · Balance 7,709

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect8,584 Reported balance After 2012-10-15 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2012-10-15 · Exercise / conversion · Acquired 875 · Balance 8,584

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Common StockSEC Table I · non-derivativeDirect8,177 Reported balance After 2012-10-15 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2012-10-15 · Tax withholding · Disposed 407 · Balance 8,177

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2012-10-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2012-10-15 · Exercise / conversion · Disposed 1,875 · Balance 0

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,000 Reported balance After 2012-10-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2012-10-15 · Exercise / conversion · Disposed 1,500 · Balance 3,000

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect6,000 Reported balance After 2012-10-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2012-10-15 · Exercise / conversion · Disposed 1,000 · Balance 6,000

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,500 Reported balance After 2012-10-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2012-10-15 · Exercise / conversion · Disposed 875 · Balance 3,500

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

F3: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

F4: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

F5: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.

F6: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

Autodesk, Inc.

Report date June 18, 2025 · Filed June 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,879 Reported balance After 2025-06-18 transaction · row 1
1 source row

Row 1 · 2025-06-18 · Tax withholding · Disposed 292 · Balance 3,879

F1: Shares withheld to cover taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to cover taxes.

CISCO SYSTEMS, INC.

Report date June 22, 2006 · Filed June 23, 2006

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,160 Ending reported balance After 2006-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2006-06-22 · Exercise / conversion · Acquired 6,250 · Balance 7,410

Row 2 · 2006-06-22 · Sale · Disposed 6,250 · Balance 1,160

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.75 · Expires 2011-10-10Direct16,667 Reported balance After 2006-06-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2006-06-22 · Exercise / conversion · Disposed 6,250 · Balance 16,667

F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments.

Filing footnotes · ownership attribution and instrument terms

F1: The option shall vest as to twenty percent (20%) of the shares on the one (1) year anniversary of the date of grant, and as to the remaining eighty percent (80%) of the shares thereafter in forty eight (48) successive equal monthly installments.

GoDaddy Inc.

Report date August 10, 2017 · Filed August 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect5,141 Reported balance After 2017-08-10 transaction · row 1
1 source row

Row 1 · 2017-08-10 · Sale · Disposed 6,856 · Balance 5,141

F1: The shares were sold pursuant to a 10b5-1 trading plan.

F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold pursuant to a 10b5-1 trading plan.

F2: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $41.03 to $43.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Informatica Inc.

Report date June 12, 2024 · Filed June 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect31,318 Reported balance After 2024-06-12 transaction · row 1
1 source row

Row 1 · 2024-06-12 · Grant · Acquired 7,535 · Balance 31,318

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of the one-year anniversary of the grant date, or the day of the Issuer's next Annual Meeting of Stockholders following the grant date, subject to the Reporting Person remaining in continuous service through the applicable vesting date. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy.

Liftoff Mobile, Inc.

Report date August 04, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,587 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 9,212 · Balance 33,587

F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 9,212 unvested restricted stock units which will vest will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

F2: Consists of (a) 24,375 unvested restricted stock units which will vest in three equal annual installments beginning on December 1, 2026 and (b) 9,212 unvested restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the first annual meeting of stockholders following the grant date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ECHELON CORP

Report date September 14, 2018 · Filed September 17, 2018

Section 16 reporting ended · disclosed 2018-09-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-09-14 transaction · row 1
1 source row

Row 1 · 2018-09-14 · Disposition to issuer · Disposed 1,000 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration").

Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.51 · Expires 2026-05-17Direct0 Reported balance After 2018-09-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.18 · Expires 2027-05-23Direct0 Reported balance After 2018-09-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Director stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.16 · Expires 2028-05-17Direct0 Reported balance After 2018-09-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-09-14 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration").

F2: The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-08-31 transaction · row 1
1 source row

Row 1 · 2021-08-31 · Disposition to issuer · Disposed 2,003 · Balance 0

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,921 Unvested Company RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,921 Unvested Company RSUs.

SHUTTERFLY INC

Report date September 25, 2019 · Filed September 26, 2019

Section 16 reporting ended · disclosed 2019-09-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-09-25 transaction · row 1
1 source row

Row 1 · 2019-09-25 · Disposition to issuer · Disposed 7,916 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-25 · Disposition to issuer · Disposed 5,772 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger among the Issuer, Photo Holdings, LLC and Photo Holdings Merger Sub, Inc. dated as of June 10, 2019 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $51.00 in cash per share.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: Pursuant to the Merger Agreement, the vesting of all outstanding RSUs accelerated so that the RSUs became fully vested, and the RSUs were cancelled and converted into the right to receive $51.00 in cash per outstanding RSU, payable in accordance with and subject to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jun 23, 2017 19:20 UTC SHUTTERFLY INC SFLY · Entity 154733 Exercise / conversionRestricted Stock Units · Derivative 5,046 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026028 · doc1.xml · derivative · entry 3

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each of these Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested in full on June 21, 2017.

F5 · derivative.expiration_date: The RSUs vested in full on June 21, 2017.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 19:20 UTC SHUTTERFLY INC SFLY · Entity 154733 Exercise / conversionCommon Stock 5,046 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-026028 · doc1.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 21, 2016.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:17 UTC Autodesk, Inc. ADSK · Entity 3027 GrantCommon Stock 2,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040495 · doc4.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354

F1 · kind: The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These Restricted Stock Units, which are granted annually under the 2012 Outside Directors' Stock Plan, vest on the date of the next annual meeting.

F2 · balance_after: The total securities beneficially owned includes 2,354 shares of unvested Restricted Stock Units.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 22:19 UTC GoDaddy Inc. GDDY · Entity 2569 GrantClass A Common Stock, par value $0.001 per share 5,141 $0.00 $0.00
Disclosure

SEC source: 0001609711-17-000127 · wf-form4_149696032434489.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997

F1 · shares: Represents RSUs, which shall vest fully on the day immediately prior to the Company's next annual meeting of stockholders after the effective date of grant, subject to continued service on the Company's board of directors. Upon vesting of these RSUs, the Reporting Person will receive shares of Class A Common Stock of the Company.

Read SEC document
May 24, 2017 Filed May 26, 2017 19:06 UTC SHUTTERFLY INC SFLY · Entity 154733 GrantRestricted Stock Units · Derivative 4,629 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022610 · doc1.xml · derivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629

Underlying: Common Stock · 4,629 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2015 Equity Incentive Plan.

F2 · derivative.exercise_date: The RSUs will vest in full on May 24, 2018, subject to the continued service of the Reporting Person on the vest date.

F2 · derivative.expiration_date: The RSUs will vest in full on May 24, 2018, subject to the continued service of the Reporting Person on the vest date.

Read SEC document
May 23, 2017 Filed May 25, 2017 11:17 UTC ECHELON CORP ELON · Entity 163591 GrantDirector stock option (Right to buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001209191-17-035200 · doc4.xml · derivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-05-23

Read SEC document
March 02, 2017 Filed Mar 3, 2017 22:22 UTC GoDaddy Inc. GDDY · Entity 2569 SaleClass A Common Stock, par value $0.001 per share 10,382 $36.14 $375,255.31
Disclosure

SEC source: 0001609711-17-000061 · wf-form4_148857975518534.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,856

F1 · kind: The shares were sold pursuant to a 10b5-1 trading plan.

F2 · price: The sale price for this transaction represents the weighted average sale price of the shares sold, ranging from $35.98 to $36.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · derivative · entry 12

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F6 · derivative.exercise_date: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

F6 · derivative.expiration_date: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · derivative · entry 11

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F5 · derivative.exercise_date: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.

F5 · derivative.expiration_date: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · derivative · entry 10

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

F4 · derivative.expiration_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · derivative · entry 9

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

F3 · derivative.expiration_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 407 $634.76 $258,347.32
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 8

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,177

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 7

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 465 $634.76 $295,163.40
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 6

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 5

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 697 $634.76 $442,427.72
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 4

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 872 $634.76 $553,510.72
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2012 Filed Oct 17, 2012 22:35 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-028819 · form4.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
September 11, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · derivative · entry 6

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2012-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on September 11, 2007 and vests in annual installments over five years, with the first installment vesting on September 11, 2008.

Read SEC document
September 11, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 4,647 $660.59 $3,069,761.73
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · nonDerivative · entry 5

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

F3 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
September 11, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · nonDerivative · entry 4

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
July 31, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 GrantCommon Stock 1 $387.76 $387.76
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · nonDerivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of February 1, 2012 through July 31, 2012. This transaction is also exempt under Rule 16b-3(c).

Read SEC document
May 15, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Read SEC document
May 15, 2012 Filed Sep 14, 2012 01:29 UTC Apple Inc. AAPL · Entity 2389 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-026289 · form4.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64

Read SEC document
May 09, 2012 Filed May 10, 2012 22:59 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,954 $572.19 $1,690,243.35
Disclosure

SEC source: 0001181431-12-029227 · rrd344424.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

F1 · price: This transaction was executed in multiple trades at prices ranging from $572.1286 to $572.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · derivative · entry 9

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000 shares

Expires 2014-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F6 · derivative.exercise_date: This restricted stock unit award was granted on October 10, 2011 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2012.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · derivative · entry 8

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 875 shares

Expires 2014-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F5 · derivative.exercise_date: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · derivative · entry 7

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 1,500 shares

Expires 2013-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · derivative · entry 6

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2012-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 2,296 $605.23 $1,389,608.08
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · nonDerivative · entry 5

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,068

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · nonDerivative · entry 4

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · nonDerivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
April 15, 2012 Filed Apr 18, 2012 01:23 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-024431 · rrd342235.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The reporting person had vested restricted stock units settled in shares of common stock.

Read SEC document
January 31, 2012 Filed Feb 3, 2012 00:07 UTC Apple Inc. AAPL · Entity 2389 GrantCommon Stock (ESPP) 62 $337.24 $20,908.73
Disclosure

SEC source: 0001181431-12-005471 · rrd331026.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of August 1, 2011 through January 31, 2012. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 1, 2011.

Read SEC document
October 21, 2011 Filed Oct 24, 2011 23:02 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 7,595 $397.89 $3,021,958.60
Disclosure

SEC source: 0001181431-11-053335 · rrd324114.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

F1 · price: This transaction was executed in multiple trades at prices ranging from $397.85 to $397.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · derivative · entry 7

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 875 shares

Expires 2014-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F5 · derivative.exercise_date: This restricted stock unit award was granted on October 5, 2010 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2011.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · derivative · entry 6

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 1,500 shares

Expires 2013-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F4 · derivative.exercise_date: This restricted stock unit award was granted on September 26, 2009 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2010.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · derivative · entry 5

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires 2012-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on October 12, 2008 and vests in semi-annual installments over four years, with the first installment vesting on April 15, 2009.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 1,986 $422.00 $838,092.00
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · nonDerivative · entry 4

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,647

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · nonDerivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 15, 2011 Filed Oct 18, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-053006 · rrd322655.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

Read SEC document
October 10, 2011 Filed Oct 12, 2011 23:01 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-052637 · rrd322656.xml · derivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, with the first installment vesting on April 15, 2012, assuming continued employment through the applicable vesting date.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in substantially equal installments every six months over four years, with the first installment vesting on April 15, 2012, assuming continued employment through the applicable vesting date.

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September 11, 2011 Filed Sep 13, 2011 23:00 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-049129 · rrd321379.xml · derivative · entry 3

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2012-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · derivative.exercise_date: This restricted stock unit award was granted on September 11, 2007 and vests in annual installments over five years, with the first installment vesting on September 11, 2008.

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September 11, 2011 Filed Sep 13, 2011 23:00 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 4,669 $377.48 $1,762,454.12
Disclosure

SEC source: 0001181431-11-049129 · rrd321379.xml · nonDerivative · entry 2

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,383

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.

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September 11, 2011 Filed Sep 13, 2011 23:00 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-11-049129 · rrd321379.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

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July 29, 2011 Filed Aug 2, 2011 23:03 UTC Apple Inc. AAPL · Entity 2389 GrantCommon Stock (ESPP) 52 $293.28 $15,250.56
Disclosure

SEC source: 0001181431-11-043489 · rrd318766.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of February 1, 2011 through July 29, 2011. This transaction is also exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 1, 2011.

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April 25, 2011 Filed Apr 26, 2011 23:40 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 2,956 $351.92 $1,040,284.68
Disclosure

SEC source: 0001181431-11-025502 · rrd309134.xml · nonDerivative · entry 1

RAFAEL BETSY · CIK 0001255995 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $351.89 to $351.9301; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.