Gregg Judd A.

SEC source: 0001209191-22-024686 · doc4.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 5 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 5 additional restricted stock units.

SEC source: 0001209191-22-024686 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-023071 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,929.831

Underlying: Common Stock · 54.306 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-22-001696 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,785.3156

Underlying: Common Stock · 473.5984 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-059613 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,241.111

Underlying: Common Stock · 182.5419 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001604643-21-000073 · wf-form4_162854123377875.xml · derivative · entry 3

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,607

Underlying: Common Stock · 30,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001604643-21-000073 · wf-form4_162854123377875.xml · nonDerivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,957

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.6300 to $35.6750, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.

SEC source: 0001604643-21-000073 · wf-form4_162854123377875.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.

SEC source: 0001209191-21-045407 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,994.44

Underlying: Common Stock · 176.6583 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-035689 · doc4.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Underlying: Common Stock · 290 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2022.

SEC source: 0001209191-21-035689 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411

Underlying: Common Stock · 1,411 shares

Expires 2031-05-20

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2022.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 15, 2022.

SEC source: 0001209191-21-029093 · doc4.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 9 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 27, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 9 additional restricted stock units.

SEC source: 0001209191-21-029093 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-028657 · doc4.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 23, 2021.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 21 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-028657 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-024501 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,752.292

Underlying: Common Stock · 159.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-21-016107 · doc4.xml · derivative · entry 3

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,072 shares

Expires 2022-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · derivative.exercise_date: The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001209191-21-016107 · doc4.xml · nonDerivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

SEC source: 0001209191-21-016107 · doc4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0001246360-21-000485 · form.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,957

F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 16, 2022 and settle within 30 days thereafter.

SEC source: 0001209191-21-002238 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,522.6549

Underlying: Common Stock · 429.008 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-056875 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,022.8102

Underlying: Common Stock · 5.0246 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0001209191-20-053363 · doc4.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,017.7856

Underlying: Common Stock · 87.3276 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0000930413-20-001762 · ownership.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846.409

Underlying: Common Stock · 99.419 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0000950117-20-000227 · cfp_24654.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470

Underlying: Common Stock · 470 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 27, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 27, 2021.

SEC source: 0000950117-20-000227 · cfp_24654.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 2,340 shares

Expires 2030-04-26

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 27, 2021.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 27, 2021.

SEC source: 0000950117-20-000199 · cfp_24638.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 25 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 24, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 24, 2020.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 25 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000199 · cfp_24638.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-20-000159 · cfp_24626.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,643.258

Underlying: Common Stock · 107.445 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0000950117-20-000110 · cfp_24606.xml · derivative · entry 3

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on April 1, 2012.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000110 · cfp_24606.xml · nonDerivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,693

F3 · balance_after: Includes 3,000 previously reported shares that were inadvertently omitted from the Form 4 filed on April 29, 2019.

SEC source: 0000950117-20-000110 · cfp_24606.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000895345-20-000234 · form4.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,918

F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 18, 2021 and settle within 30 days thereafter.

F2 · balance_after: This amount includes 4,227 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in footnote 1 to this Form 4.

SEC source: 0000950117-20-000023 · cfp_24576.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,454.285

Underlying: Common Stock · 427.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-19-000303 · cfp_24556.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,957.03

Underlying: Common Stock · 184.693 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0000950117-19-000205 · cfp_24526.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,703.165

Underlying: Common Stock · 178.991 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0000950117-19-000162 · cfp_24509.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Underlying: Common Stock · 290 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 29, 2022.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 29, 2022.

SEC source: 0000950117-19-000162 · cfp_24509.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070

Underlying: Common Stock · 2,070 shares

Expires 2029-04-28

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 29, 2020.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 29, 2020.

SEC source: 0000950117-19-000134 · cfp_24491.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 29.33 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 25, 2019.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 25, 2019.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 29.33 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-19-000134 · cfp_24491.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-19-000118 · cfp_24492.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457.874

Underlying: Common Stock · 196.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0001567619-19-004913 · doc1.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691

F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer through the vesting date, these restricted stock units are scheduled to vest on February 14, 2020 and settle within 30 days thereafter.

F2 · balance_after: This amount includes 12,682 unvested restricted stock units in respect of the issuer's common stock. Of these restricted stock units, 7,893 are scheduled to vest as described in footnote 1 to this Form 4 and 4,789 are scheduled to vest as described in the Form 4 filed by the reporting person on April 4, 2018.

SEC source: 0000950117-19-000015 · cfp_24452.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,190.355

Underlying: Common Stock · 690.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-18-000335 · cfp_24437.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,825.643

Underlying: Common Stock · 187.834 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0000950117-18-000234 · cfp_24420.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,637.809

Underlying: Common Stock · 216.939 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

SEC source: 0000950117-18-000147 · cfp_24397.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires 2018-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 31 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 31 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-18-000147 · cfp_24397.xml · nonDerivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-18-000136 · cfp_24387.xml · derivative · entry 2

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 335 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 23, 2021.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 23, 2021.

SEC source: 0000950117-18-000136 · cfp_24387.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires 2028-04-22

F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 23, 2019.

F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 23, 2019.

SEC source: 0000950117-18-000096 · cfp_24369.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,420.807

Underlying: Common Stock · 216.248 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement.