Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evoqua Water Technologies Corp.AQUA · Entity 113037 | Director | August 05, 2021 | August 09, 2021 |
| HONEYWELL INTERNATIONAL INCHON · Entity 2988 | Director | April 15, 2022 | April 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evoqua Water Technologies Corp.
Report date August 05, 2021 · Filed August 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,957 |
Last balance in matching sequence
After 2021-08-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-08-05 · Exercise / conversion · Acquired 30,000 · Balance 50,957 F1: The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock. Row 2 · 2021-08-05 · Sale · Disposed 13,000 · Balance 37,957 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.6300 to $35.6750, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1: The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.64 · Expires 2024-05-12 | Direct | 114,607 |
Reported balance
After 2021-08-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-05 · Exercise / conversion · Disposed 30,000 · Balance 114,607 F3: This option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount of these securities includes 4,039 unvested restricted stock units in respect of the issuer's common stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.6300 to $35.6750, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: This option is fully vested.
HONEYWELL INTERNATIONAL INC
Report date April 15, 2022 · Filed April 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,823 |
Reported balance
After 2022-04-15 transaction · row 1
1 source rowRow 1 · 2022-04-15 · Exercise / conversion · Acquired 295 · Balance 15,823 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-15 · Exercise / conversion · Disposed 295 · Balance 0 F1: Instrument converts to common stock on a one-for-one basis. F2: Includes the reinvestment of dividend equivalents into 5 additional restricted stock units. F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Instrument converts to common stock on a one-for-one basis.
F2: Includes the reinvestment of dividend equivalents into 5 additional restricted stock units.
F3: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on April 15, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 19:23 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | GrantCommon Stock | 4,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017218 · doc1.xml · nonDerivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,798 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. These restricted stock units will vest in full on February 28, 2019 (the "Vesting Date") and settle within 30 days of the Vesting Date, subject to the reporting person's continued service as a director of the issuer through the Vesting Date. Read SEC document |
| March 21, 2018 Filed Mar 21, 2018 18:13 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 3,680 | $21.29 | $78,328.80 |
DisclosureSEC source: 0001140361-18-014510 · doc1.xml · nonDerivative · entry 2 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 18:13 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | SaleCommon Stock | 24,531 | $21.29 | $522,142.34 |
DisclosureSEC source: 0001140361-18-014510 · doc1.xml · nonDerivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,689 F1 · shares: These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018. F2 · price: This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:31 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,200 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001140361-18-013904 · doc1.xml · derivative · entry 3 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,607 Underlying: Common Stock · 35,200 shares Expires 2024-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. F1 · balance_after: This option is fully vested. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:31 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Tax withholdingCommon Stock | 6,980 | $23.40 | $163,332.00 |
DisclosureSEC source: 0001140361-18-013904 · doc1.xml · nonDerivative · entry 2 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,220 Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:31 UTC | Evoqua Water Technologies Corp. AQUA · Entity 113037 | Exercise / conversionCommon Stock | 35,200 | $4.64 | $163,328.00 |
DisclosureSEC source: 0001140361-18-013904 · doc1.xml · nonDerivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:07 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantDeferred Compensation (Phantom Shares) · Derivative | 595.005 | $153.36 | $91,249.97 |
DisclosureSEC source: 0000950117-18-000014 · cfp_24321.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,150.374 Underlying: Common Stock · 595.005 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:01 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantDeferred Compensation (Phantom Shares) · Derivative | 220.474 | $141.74 | $31,249.98 |
DisclosureSEC source: 0000950117-17-000476 · cfp_24306.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,502.101 Underlying: Common Stock · 220.474 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:03 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantDeferred Compensation (Phantom Shares) · Derivative | 234.451 | $133.29 | $31,249.97 |
DisclosureSEC source: 0000950117-17-000381 · cfp_24271.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,232.347 Underlying: Common Stock · 234.451 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:07 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionRestricted Units · Derivative | 435 | $132.97 | $57,841.95 |
DisclosureSEC source: 0000950117-17-000315 · cfp_24260.xml · derivative · entry 2 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 435 shares Expires 2017-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · shares: Includes the reinvestment of dividend equivalents into 26 additional restricted stock units. F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 26 additional restricted stock units. F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:07 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | Exercise / conversionCommon Stock | 435 | $132.97 | $57,841.95 |
DisclosureSEC source: 0000950117-17-000315 · cfp_24260.xml · nonDerivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:05 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantRestricted Stock Units · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0000950117-17-000290 · cfp_24250.xml · derivative · entry 2 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386 Underlying: Common Stock · 386 shares Expires not disclosed F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 24, 2020. F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 24, 2020. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:05 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantStock Option (right to buy) · Derivative | 2,879 | $0.00 Strike: $129.55 | $0.00 |
DisclosureSEC source: 0000950117-17-000290 · cfp_24250.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 Underlying: Common Stock · 2,879 shares Expires 2027-04-23 F1 · kind: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 24, 2018. F1 · derivative.exercise_date: Represents exempt grant of non-qualified stock options under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. that vest in four equal annual installments, with the first installment vesting on April 24, 2018. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 20:04 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantDeferred Compensation (Phantom Shares) · Derivative | 250.26 | $124.87 | $31,249.97 |
DisclosureSEC source: 0000950117-17-000251 · cfp_24242.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,946.989 Underlying: Common Stock · 250.26 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:00 UTC | HONEYWELL INTERNATIONAL INC HON · Entity 2988 | GrantDeferred Compensation (Phantom Shares) · Derivative | 268.033 | $116.59 | $31,249.97 |
DisclosureSEC source: 0000950117-16-001415 · cfp_24122.xml · derivative · entry 1 Gregg Judd A. · CIK 0001514445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,757.025 Underlying: Common Stock · 268.033 shares Expires not disclosed F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis. F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash following retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.