Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GTT Communications, Inc.GTT · Entity 129874 | Director | September 30, 2020 | October 01, 2020 |
| Ready Capital CorpRC · Entity 5999 | Director | April 04, 2022 | April 27, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GTT Communications, Inc.
Report date September 30, 2020 · Filed October 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | Direct | 45,750 |
Reported balance
After 2020-09-30 transaction · row 1
1 source rowRow 1 · 2020-09-30 · Grant · Acquired 3,998 · Balance 45,750 F1: Shares issued in lieu of cash compensation for service on the Company's Board of Directors |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued in lieu of cash compensation for service on the Company's Board of Directors
Ready Capital Corp
Report date April 04, 2022 · Filed April 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 5,718 |
Reported balance
After 2022-04-04 transaction · row 1
1 source rowRow 1 · 2022-04-04 · Grant · Acquired 5,718 · Balance 5,718 F1: On April 4, 2022, the reporting person was awarded 5,718 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on June 30, 2022, September 30, 2022 and December 31, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 4, 2022, the reporting person was awarded 5,718 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on June 30, 2022, September 30, 2022 and December 31, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2022 Filed Apr 27, 2022 14:58 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 5,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-051040 · tm2213786-1_4seq1.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,718 F1 · shares: On April 4, 2022, the reporting person was awarded 5,718 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 16:57 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 3,998 | $5.16 | $20,629.68 |
DisclosureSEC source: 0001628280-20-014142 · wf-form4_160158584949948.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,750 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 18:17 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 21,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-20-000079 · wf-form4_159407382873250.xml · nonDerivative · entry 2 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,428 F2 · kind: On July 1, 2020 the reporting person was granted 21,985 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2021. Read SEC document |
| July 01, 2020 Filed Jul 20, 2020 17:09 UTC Amendment | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 9,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-20-000090 · wf-form4a_159527936831585.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,752 F1 · kind: On July 1, 2020 the reporting person was granted 9,309 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2021. F2 · shares: This amendment is being filed to correct the number of shares granted to the Reporting Person pursuant to the GTT Stock Compensation Plan. Due to an administrative error, the original Form 4, filed on July 6, 2020, incorrectly stated that the reporting person was granted 21,985 RSAs. Read SEC document |
| June 30, 2020 Filed Jul 6, 2020 18:17 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 2,528 | $8.16 | $20,628.48 |
DisclosureSEC source: 0001315255-20-000079 · wf-form4_159407382873250.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,443 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:34 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 2,595 | $7.95 | $20,630.25 |
DisclosureSEC source: 0001315255-20-000042 · wf-form4_158587045373636.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,915 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 17:33 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 1,818 | $11.35 | $20,634.30 |
DisclosureSEC source: 0001315255-20-000006 · wf-form4_157800439491910.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,320 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 13:24 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 2,190 | $9.42 | $20,629.80 |
DisclosureSEC source: 0001315255-19-000140 · wf-form4_157003706358520.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,402 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors. Read SEC document |
| September 03, 2019 Filed Nov 8, 2019 15:00 UTC | GTT Communications, Inc. GTT · Entity 129874 | PurchaseCommon Stock, par value $.0001 per share | 5,100 | $9.82 | $50,082.00 |
DisclosureSEC source: 0001315255-19-000152 · wf-form4_157324319932494.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,502 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 12:20 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 9,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-19-000092 · wf-form4_156208440147804.xml · nonDerivative · entry 2 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,212 F2 · kind: On July 1, 2019 the reporting person was granted 9,309 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. These shares will vest in whole on June 30, 2020 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 12:20 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 1,172 | $17.60 | $20,627.20 |
DisclosureSEC source: 0001315255-19-000092 · wf-form4_156208440147804.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,903 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:28 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 595 | $34.70 | $20,646.50 |
DisclosureSEC source: 0001315255-19-000068 · wf-form4_155423689572149.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,731 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 13:58 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 872 | $23.66 | $20,631.52 |
DisclosureSEC source: 0001315255-19-000004 · wf-form4_154645547900476.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,136 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors Read SEC document |
| September 28, 2018 Filed Oct 11, 2018 10:19 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 238 | $43.40 | $10,329.20 |
DisclosureSEC source: 0001315255-18-000153 · wf-form4_153926756823167.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors. Read SEC document |
| July 01, 2018 Filed Jul 12, 2018 10:17 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-18-000103 · wf-form4_153140497774459.xml · nonDerivative · entry 2 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,026 F2 · kind: On July 1, 2018 the reporting person was granted 3,889 Restricted Stock Awards ("RSAs") pursuant to the GTT Stock Compensation Plan. Theses shares will vest in whole on June 30, 2019. Read SEC document |
| June 30, 2018 Filed Jul 12, 2018 10:17 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 139 | $45.00 | $6,255.00 |
DisclosureSEC source: 0001315255-18-000103 · wf-form4_153140497774459.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,137 F1 · kind: Shares issued in lieu of cash compensation for service on the Company's Board of Directors. Read SEC document |
| June 14, 2018 Filed Jul 2, 2018 15:25 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 1,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001315255-18-000091 · wf-form4_153055950297468.xml · nonDerivative · entry 2 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998 F2 · shares: A grant of 1,864 restricted shares will be vested on 6/30/2018 Read SEC document |
| May 30, 2018 Filed Jul 2, 2018 15:25 UTC | GTT Communications, Inc. GTT · Entity 129874 | GrantCommon Stock, par value $.0001 per share | 134 | $56.70 | $7,597.80 |
DisclosureSEC source: 0001315255-18-000091 · wf-form4_153055950297468.xml · nonDerivative · entry 1 ERVING JULIUS W II · CIK 0001075708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134 F1 · shares: 134 shares issued by GTT are for the Board Compensation in Lieu of Cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.