Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director | December 06, 2012 | December 07, 2012 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 01, 2011 | April 04, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 06, 2012 · Filed December 07, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,154 |
Ending reported balance
After 2012-12-06 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2012-12-06 · Exercise / conversion · Acquired 4,964 · Balance 44,752 Row 2 · 2012-12-06 · Exercise / conversion · Acquired 3,833 · Balance 48,585 Row 3 · 2012-12-06 · Exercise / conversion · Acquired 3,765 · Balance 52,350 Row 4 · 2012-12-06 · Exercise / conversion · Acquired 3,167 · Balance 55,517 Row 5 · 2012-12-06 · Exercise / conversion · Acquired 3,036 · Balance 58,553 Row 6 · 2012-12-06 · Exercise / conversion · Acquired 2,235 · Balance 60,788 Row 7 · 2012-12-06 · Sale · Disposed 10,634 · Balance 50,154 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.53 · Expires 2013-04-08 | Direct | 4,964 |
Reported balance
After 2012-12-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-12-06 · Exercise / conversion · Disposed 3,036 · Balance 4,964 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.53 · Expires 2013-04-08 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-12-06 · Exercise / conversion · Disposed 4,964 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.53 · Expires 2015-04-12 | Direct | 3,765 |
Reported balance
After 2012-12-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-12-06 · Exercise / conversion · Disposed 2,235 · Balance 3,765 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.53 · Expires 2015-04-12 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-12-06 · Exercise / conversion · Disposed 3,765 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.09 · Expires 2014-04-13 | Direct | 3,833 |
Reported balance
After 2012-12-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-12-06 · Exercise / conversion · Disposed 3,167 · Balance 3,833 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.09 · Expires 2014-04-13 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2012-12-06 · Exercise / conversion · Disposed 3,833 · Balance 0 |
| Common Stock (Restricted)SEC Table I · non-derivative | Direct | 3,200 |
Reported balance
Holding disclosure · report date 2012-12-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 3,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price.
WELLS FARGO & COMPANY/MN
Report date April 01, 2011 · Filed April 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 124,539.6011 |
Reported balance
After 2011-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-04-01 · Grant · Acquired 1,159.306 · Balance 124,539.6011 F1: Conversion price is 1-for-1 F2: Deferred compensation shares payable in installments depending upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 69,326 |
Reported balance
Holding disclosure · report date 2011-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,326 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Defined Benefit Plan | 10,840 |
Reported balance
Holding disclosure · report date 2011-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,840 |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion price is 1-for-1
F2: Deferred compensation shares payable in installments depending upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2009 Filed Mar 10, 2009 22:01 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 15,000 | $10.95 | $164,250.00 |
DisclosureSEC source: 0001193833-09-000062 · edgar.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,198 Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $36.22 | $0.00 |
DisclosureSEC source: 0001225208-09-004169 · doc4.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2009-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 8,000 | $36.22 | $289,749.60 |
DisclosureSEC source: 0001225208-09-004169 · doc4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2009 Filed Jan 1, 2009 01:57 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,246.6079 | $29.48 | $36,750.00 |
DisclosureSEC source: 0001193833-08-000146 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,587.3215 Underlying: Common Stock, $1 2/3 par value · 1,246.6079 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
| October 01, 2008 Filed Oct 1, 2008 17:10 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 872.6352 | $37.53 | $32,750.00 |
DisclosureSEC source: 0001193833-08-000113 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,731.3066 Underlying: Common Stock, $1 2/3 par value · 872.6352 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
| October 01, 2008 Filed Jan 1, 2009 01:31 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 872.6352 | $37.53 | $32,750.00 |
DisclosureSEC source: 0001193833-08-000135 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,603.9418 Underlying: Common Stock, $1 2/3 par value · 872.6352 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
| July 01, 2008 Filed Jul 1, 2008 15:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,210.5263 | $23.75 | $28,750.00 |
DisclosureSEC source: 0001193833-08-000090 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,045.6272 Underlying: Common Stock, $1 2/3 par value · 1,210.5263 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 10,490 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001193833-08-000074 · edgar.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,490 Underlying: Common Stock, $1 2/3 par value · 10,490 shares Expires 2018-04-29 Read SEC document |
| April 29, 2008 Filed Apr 30, 2008 21:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Unit · Derivative | 2,343 | $29.88 | $70,008.84 |
DisclosureSEC source: 0001193833-08-000074 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,169.7895 Underlying: Common Stock, $1 2/3 par value · 2,343 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:32 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,671.7978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-006523 · doc4.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,551.3663 Underlying: Common Stock · 3,671.7978 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2008 Filed Apr 1, 2008 21:22 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,116.8385 | $29.10 | $32,500.00 |
DisclosureSEC source: 0001193833-08-000048 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,826.7895 Underlying: Common Stock, $1 2/3 par value · 1,116.8385 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| January 01, 2008 Filed Jan 2, 2008 22:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 877.7741 | $30.19 | $26,500.00 |
DisclosureSEC source: 0001193833-08-000004 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,125.3172 Underlying: Common Stock, $1 2/3 par value · 877.7741 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 22:24 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 856.2605 | $35.62 | $30,500.00 |
DisclosureSEC source: 0001193833-07-000164 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,733.898 Underlying: Common Stock, $1 2/3 par value · 856.2605 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| July 01, 2007 Filed Jul 5, 2007 17:03 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 867.2164 | $35.17 | $30,500.00 |
DisclosureSEC source: 0001193833-07-000130 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,432.8053 Underlying: Common Stock, $1 2/3 par value · 867.2164 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 23:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,394 | $0.00 Strike: $35.78 | $0.00 |
DisclosureSEC source: 0001193833-07-000097 · edgar.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,394 Underlying: Common Stock, $1 2/3 par value · 7,394 shares Expires 2017-04-24 Read SEC document |
| April 24, 2007 Filed Apr 25, 2007 23:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,957 | $35.78 | $70,021.46 |
DisclosureSEC source: 0001193833-07-000097 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,168.6033 Underlying: Common Stock, $1 2/3 par value · 1,957 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| April 11, 2007 Filed Apr 13, 2007 18:24 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,901.3733 | $64.08 | $250,000.00 |
DisclosureSEC source: 0000101829-07-000059 · mcc602.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,361.2769 Underlying: Common Stock · 3,901.3733 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2007 Filed Apr 2, 2007 18:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 885.8554 | $34.43 | $30,500.00 |
DisclosureSEC source: 0001193833-07-000065 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,241.26 Underlying: Common Stock, $1 2/3 par value · 885.8554 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| April 01, 2007 Filed Apr 4, 2007 22:40 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 885.8554 | $34.43 | $30,500.00 |
DisclosureSEC source: 0001193833-07-000070 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,211.6033 Underlying: Common Stock, $1 2/3 par value · 885.8554 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| January 01, 2007 Filed Jan 3, 2007 18:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 652.4184 | $35.56 | $23,200.00 |
DisclosureSEC source: 0001193833-07-000002 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,566.1669 Underlying: Common Stock, $1 2/3 par value · 652.4184 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership F3 · balance_after: Amount reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006. Report being filed to correct this amount. Read SEC document |
| January 01, 2007 Filed Apr 4, 2007 22:48 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 652.4184 | $35.56 | $23,200.00 |
DisclosureSEC source: 0001193833-07-000077 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,938.9209 Underlying: Common Stock, $1 2/3 par value · 652.4184 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| October 01, 2006 Filed Oct 2, 2006 22:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 685.4616 | $36.18 | $24,800.00 |
DisclosureSEC source: 0001193833-06-000142 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,373.259 Underlying: Common Stock, $1 2/3 par value · 685.4616 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership F3 · balance_after: Amount reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006 Read SEC document |
| October 01, 2006 Filed Oct 3, 2006 17:32 UTC Amendment | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 685.4616 | $36.18 | $24,800.00 |
DisclosureSEC source: 0001193833-06-000150 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,913.7485 Underlying: Common Stock, $1 2/3 par value · 685.4616 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership F3 · balance_after: Amount reflects a 2-for-1 stock split in the form of a 100 percent stock dividend distributed on August 11, 2006. Report being filed to correct this amount. Read SEC document |
| July 01, 2006 Filed Jul 3, 2006 19:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 369.7078 | $67.08 | $24,800.00 |
DisclosureSEC source: 0001193833-06-000111 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,929.3887 Underlying: Common Stock, $1 2/3 par value · 369.7078 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 18:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,329 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0001193833-06-000077 · edgar.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,329 Underlying: Common Stock, $1 2/3 par value · 3,329 shares Expires 2016-04-25 Read SEC document |
| April 25, 2006 Filed Apr 27, 2006 18:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 999 | $65.10 | $65,034.90 |
DisclosureSEC source: 0001193833-06-000077 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,384.3029 Underlying: Common Stock, $1 2/3 par value · 999 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| April 12, 2006 Filed Apr 17, 2006 19:00 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 4,352.3677 | $57.44 | $250,000.00 |
DisclosureSEC source: 0000101829-06-000084 · mcc539.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,018.9186 Underlying: Common Stock · 4,352.3677 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2006 Filed Apr 4, 2006 18:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 388.2887 | $63.87 | $24,800.00 |
DisclosureSEC source: 0001193833-06-000064 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,385.3029 Underlying: Common Stock, $1 2/3 par value · 388.2887 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| January 01, 2006 Filed Jan 3, 2006 20:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 369.2504 | $62.83 | $23,200.00 |
DisclosureSEC source: 0001193833-06-000005 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,828.3113 Underlying: Common Stock, $1 2/3 par value · 369.2504 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| October 01, 2005 Filed Oct 4, 2005 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 450.7427 | $58.57 | $26,400.00 |
DisclosureSEC source: 0001193833-05-000136 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,291.1785 Underlying: Common Stock, $1 2/3 par value · 450.7427 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 402.7282 | $61.58 | $24,800.00 |
DisclosureSEC source: 0001193833-05-000100 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,668.8856 Underlying: Common Stock, $1 2/3 par value · 402.7282 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 18:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,870 | $0.00 Strike: $59.15 | $0.00 |
DisclosureSEC source: 0001193833-05-000071 · edgar.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock, $1 2/3 par value · 3,870 shares Expires 2015-04-26 Read SEC document |
| April 26, 2005 Filed Apr 28, 2005 18:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,099 | $59.15 | $65,005.85 |
DisclosureSEC source: 0001193833-05-000071 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,114.2811 Underlying: Common Stock, $1 2/3 par value · 1,099 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000122 · mcc434.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 18:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhanton Stock Units · Derivative | 468.2274 | $59.80 | $28,000.00 |
DisclosureSEC source: 0001193833-05-000057 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,015.2811 Underlying: Common Stock, $1 2/3 par value · 468.2274 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| March 02, 2005 Filed Mar 4, 2005 20:47 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | PurchaseCommon Stock, $1 2/3 par value | 2,000 | $59.72 | $119,440.00 |
DisclosureSEC source: 0001193833-05-000046 · edgar.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,099 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,213.5922 | $103.00 | $125,000.00 |
DisclosureSEC source: 0000101829-05-000013 · mcc371.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,613.2189 Underlying: Common Stock · 1,213.5922 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,920 | $0.00 Strike: $56.39 | $0.00 |
DisclosureSEC source: 0001193833-04-000075 · edgar.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock, $1 2/3 par value · 3,920 shares Expires 2014-04-27 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 par value | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001193833-04-000075 · edgar.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,099 Read SEC document |
| April 14, 2004 Filed Apr 16, 2004 20:16 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $88.17 | $0.00 |
DisclosureSEC source: 0000101829-04-000145 · mcc268.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2014-04-13 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 20:18 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 794.8283 | $94.36 Strike: $0.00 | $75,000.00 |
DisclosureSEC source: 0000101829-04-000023 · mcc208.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,258.5146 Underlying: Common Stock · 794.8283 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| October 06, 2003 Filed Dec 2, 2003 21:05 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 400 | $81.87 | $32,748.00 |
DisclosureSEC source: 0000101829-03-000373 · mcc186.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 F1 · balance_after: The reporting person also directly owns 1,600 shares of United Technologies Restricted Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.