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person · Reporting owner

French Arthur L.

Disclosed activity across 1 company

Tapewire entity
127750
SEC CIK
0001414114

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Main Street Capital CORPMAIN · Entity 2159DirectorMarch 30, 2022April 29, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Main Street Capital CORP

Report date March 30, 2022 · Filed April 29, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,321.651 Ending reported balance After 2022-04-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-30 · Other · Acquired 50.219 · Balance 31,174.874

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Row 2 · 2022-04-14 · Other · Acquired 146.777 · Balance 31,321.651

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Common StockSEC Table I · non-derivativeIndirectFrench Family Ranch Ltd.54,938.3438 Reported balance Holding disclosure · report date 2022-03-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 54,938.3438

F2: French Family Ranch Ltd. is wholly owned by the reporting person and his wife.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2: French Family Ranch Ltd. is wholly owned by the reporting person and his wife.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2018 Filed Nov 28, 2018 16:28 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 82.472 $38.37 $3,164.45
Disclosure

SEC source: 0001593968-18-001496 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,107.365

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:28 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 255.0478 $37.49 $9,561.74
Disclosure

SEC source: 0001593968-18-001372 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,286.5618

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:28 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 82.784 $38.03 $3,148.28
Disclosure

SEC source: 0001593968-18-001372 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,024.893

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 233.3811 $39.73 $9,272.23
Disclosure

SEC source: 0001593968-18-001258 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,031.514

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 77.055 $39.62 $3,052.92
Disclosure

SEC source: 0001593968-18-001258 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942.109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 17:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 75.381 $40.31 $3,038.61
Disclosure

SEC source: 0001209191-18-048972 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,865.054

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 17:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 229.0005 $40.30 $9,228.72
Disclosure

SEC source: 0001209191-18-048972 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 48,798.1329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 16:54 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 78.178 $38.63 $3,020.02
Disclosure

SEC source: 0001209191-18-043911 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,789.673

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 16:54 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 235.4285 $38.41 $9,042.81
Disclosure

SEC source: 0001209191-18-043911 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 48,569.1324

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 16:46 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 114.194 $38.05 $4,345.08
Disclosure

SEC source: 0001209191-18-041134 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,711.495

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 16:46 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 343.2993 $37.85 $12,993.88
Disclosure

SEC source: 0001209191-18-041134 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 48,333.7039

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Family trust.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 16:42 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 76.996 $38.80 $2,987.44
Disclosure

SEC source: 0001209191-18-039242 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,597.301

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 16:42 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 229.8999 $38.86 $8,933.91
Disclosure

SEC source: 0001209191-18-039242 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 47,990.4046

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 15, 2018 Filed May 24, 2018 16:52 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 67.461 $38.50 $2,597.25
Disclosure

SEC source: 0001209191-18-033022 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520.305

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2018 Filed May 24, 2018 16:52 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 230.4334 $38.58 $8,890.12
Disclosure

SEC source: 0001209191-18-033022 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 47,760.5047

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 01, 2018 Filed May 2, 2018 17:56 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 797 $37.66 $30,015.02
Disclosure

SEC source: 0001209191-18-027448 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,452.844

F2 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
April 30, 2018 Filed May 2, 2018 17:56 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,986.229 $37.76 $75,000.01
Disclosure

SEC source: 0001209191-18-027448 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,655.844

F1 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 69.278 $37.30 $2,584.07
Disclosure

SEC source: 0001209191-18-026103 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412.615

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 239.0462 $37.00 $8,844.71
Disclosure

SEC source: 0001209191-18-026103 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,787.0713

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 69.915 $36.77 $2,570.77
Disclosure

SEC source: 0001209191-18-021106 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,343.337

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 16:50 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 237.5055 $37.05 $8,799.58
Disclosure

SEC source: 0001209191-18-021106 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,548.025

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 17:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 69.2 $36.96 $2,557.63
Disclosure

SEC source: 0001209191-18-013424 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,273.422

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 17:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 234.8905 $37.27 $8,754.37
Disclosure

SEC source: 0001209191-18-013424 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,310.5195

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 65.631 $38.78 $2,545.17
Disclosure

SEC source: 0001209191-18-005189 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204.222

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 226.9756 $38.12 $8,652.31
Disclosure

SEC source: 0001209191-18-005189 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,075.629

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.789 $40.30 $3,658.80
Disclosure

SEC source: 0001209191-18-002487 · doc4.xml · nonDerivative · entry 5

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,138.591

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 310.1697 $40.18 $12,462.62
Disclosure

SEC source: 0001209191-18-002487 · doc4.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 45,848.6534

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 61.822 $40.70 $2,516.16
Disclosure

SEC source: 0001209191-18-002487 · doc4.xml · nonDerivative · entry 4

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,047.802

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 219.8641 $40.55 $8,915.49
Disclosure

SEC source: 0001209191-18-002487 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 45,538.4837

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 29, 2017 Filed Jan 5, 2018 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002487 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 45,318.6196

F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 62.035 $40.37 $2,504.35
Disclosure

SEC source: 0001209191-17-062876 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,985.98

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 218.0359 $40.70 $8,874.06
Disclosure

SEC source: 0001209191-17-062876 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Familly Ranch Ltd

Disclosed balance after: 46,923.6196

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:02 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 62.051 $40.17 $2,492.59
Disclosure

SEC source: 0001209191-17-058040 · doc4.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,923.945

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:02 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 221.9 $39.91 $8,856.03
Disclosure

SEC source: 0001209191-17-058040 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,705.5837

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:02 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058040 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,483.6837

F1 · kind: The reporting person transferred these shares as a charitable gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 16:38 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 60.47 $39.95 $2,415.78
Disclosure

SEC source: 0001209191-17-053982 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,861.894

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 16:38 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 214.5286 $40.01 $8,583.29
Disclosure

SEC source: 0001209191-17-053982 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,610.6837

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:39 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 59.701 $40.28 $2,404.76
Disclosure

SEC source: 0001209191-17-050128 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,801.424

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:39 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 212.1689 $40.27 $8,544.04
Disclosure

SEC source: 0001209191-17-050128 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,396.155

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:22 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 61.875 $38.68 $2,393.33
Disclosure

SEC source: 0001209191-17-045948 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,741.723

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:22 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 220.4059 $38.58 $8,503.26
Disclosure

SEC source: 0001209191-17-045948 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd

Disclosed balance after: 46,183.9862

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 16:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 90.744 $38.93 $3,532.66
Disclosure

SEC source: 0001209191-17-042505 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679.848

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 16:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 323.0667 $38.85 $12,551.14
Disclosure

SEC source: 0001209191-17-042505 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 45,963.5803

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

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June 14, 2017 Filed Jun 22, 2017 16:45 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 60.525 $39.08 $2,365.32
Disclosure

SEC source: 0001209191-17-041413 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589.104

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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June 14, 2017 Filed Jun 22, 2017 16:45 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 211.088 $38.97 $8,226.10
Disclosure

SEC source: 0001209191-17-041413 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 45,640.5136

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

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May 15, 2017 Filed May 23, 2017 16:39 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 52.219 $38.49 $2,009.91
Disclosure

SEC source: 0001209191-17-034648 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528.579

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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May 15, 2017 Filed May 23, 2017 16:39 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 213.1943 $38.40 $8,186.66
Disclosure

SEC source: 0001209191-17-034648 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Flying F, LLC

Disclosed balance after: 45,429.4256

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: Flying F, LLC is wholly owned by the reporting person and his wife.

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May 02, 2017 Filed May 3, 2017 18:11 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 743 $40.36 $29,987.48
Disclosure

SEC source: 0001209191-17-029756 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,476.36

F2 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

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May 01, 2017 Filed May 3, 2017 18:11 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,868.926 $40.13 $75,000.00
Disclosure

SEC source: 0001209191-17-029756 · doc4.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733.36

F1 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

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April 13, 2017 Filed Apr 21, 2017 16:40 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 51.903 $38.54 $2,000.34
Disclosure

SEC source: 0001209191-17-027850 · doc4.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,828.434

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.